ConceptComplete

Affine Algebraic Varieties

Throughout, let kk be an algebraically closed field (e.g., k=Ck = \mathbb{C}). The affine nn-space over kk is the set

An=Akn={(a1,…,an)∣ai∈k}.\mathbb{A}^n = \mathbb{A}_k^n = \{(a_1, \ldots, a_n) \mid a_i \in k\}.

We study subsets of An\mathbb{A}^n carved out by polynomial equations.


Algebraic sets

Definition1.1Affine algebraic set

Let TβŠ†k[x1,…,xn]T \subseteq k[x_1, \ldots, x_n] be a set of polynomials. The zero set (or vanishing locus) of TT is

V(T)={P∈An∣f(P)=0 for all f∈T}.V(T) = \{P \in \mathbb{A}^n \mid f(P) = 0 \text{ for all } f \in T\}.

A subset YβŠ†AnY \subseteq \mathbb{A}^n is an affine algebraic set if Y=V(T)Y = V(T) for some TT.

RemarkIdeal generated by T

Since k[x1,…,xn]k[x_1,\ldots,x_n] is Noetherian (Hilbert basis theorem), the ideal a=(T)\mathfrak{a} = (T) generated by TT is finitely generated, and V(T)=V(a)V(T) = V(\mathfrak{a}). So every algebraic set is defined by finitely many equations.

ExampleA line in AΒ²

V(yβˆ’2x+1)βŠ†A2V(y - 2x + 1) \subseteq \mathbb{A}^2 is the line y=2xβˆ’1y = 2x - 1. This is an algebraic set defined by a single linear polynomial.

ExampleA parabola

V(yβˆ’x2)βŠ†A2V(y - x^2) \subseteq \mathbb{A}^2 is the standard parabola. As an affine variety, it is isomorphic to A1\mathbb{A}^1 via t↦(t,t2)t \mapsto (t, t^2).

ExampleThe unit circle (over C)

V(x2+y2βˆ’1)βŠ†AC2V(x^2 + y^2 - 1) \subseteq \mathbb{A}^2_\mathbb{C}. Over C\mathbb{C} this is irreducible. It is isomorphic to A1βˆ–{0}\mathbb{A}^1 \setminus \{0\} via the rational parametrization

t↦(1βˆ’t21+t2,β€…β€Š2t1+t2).t \mapsto \left(\frac{1-t^2}{1+t^2},\; \frac{2t}{1+t^2}\right).

Over R\mathbb{R}, this is the familiar circle; over C\mathbb{C}, it is a punctured affine line (the point at infinity is "missing").

ExampleConics in AΒ²

Every conic in A2\mathbb{A}^2 is V(ax2+bxy+cy2+dx+ey+f)V(ax^2 + bxy + cy^2 + dx + ey + f). Over an algebraically closed field, the classification by the discriminant b2βˆ’4acb^2 - 4ac gives:

  • Nondegenerate (b2βˆ’4acβ‰ 0b^2 - 4ac \neq 0): a smooth curve, isomorphic to A1βˆ–{0}\mathbb{A}^1 \setminus \{0\}.
  • Degenerate: a pair of lines (V(xy)V(xy)), a double line (V(x2)V(x^2)), or a single point.

All nondegenerate conics over k=kˉk = \bar{k} are isomorphic — there is no distinction between "ellipse," "parabola," and "hyperbola" in algebraic geometry over C\mathbb{C}.

ExampleThe nodal cubic

V(y2βˆ’x2(x+1))βŠ†A2V(y^2 - x^2(x+1)) \subseteq \mathbb{A}^2. This curve has a node (self-intersection) at the origin: both partial derivatives vanish there, and the tangent cone is V(y2βˆ’x2)=V(yβˆ’x)βˆͺV(y+x)V(y^2 - x^2) = V(y-x) \cup V(y+x), i.e., two distinct tangent lines.

The parametrization t↦(t2βˆ’1,t(t2βˆ’1))t \mapsto (t^2 - 1, t(t^2 - 1)) shows this curve is rational, but it is not isomorphic to A1\mathbb{A}^1 (the map is not injective: t=1t = 1 and t=βˆ’1t = -1 both map to the origin).

ExampleThe cuspidal cubic

V(y2βˆ’x3)βŠ†A2V(y^2 - x^3) \subseteq \mathbb{A}^2. This curve has a cusp at the origin: the tangent cone is V(y2)=V(y)V(y^2) = V(y) (a double line β€” only one tangent direction).

The parametrization t↦(t2,t3)t \mapsto (t^2, t^3) gives a bijection A1β†’V(y2βˆ’x3)\mathbb{A}^1 \to V(y^2 - x^3). The map is a bijection but not an isomorphism: the inverse map would need t=y/xt = y/x, which is not a regular function at the origin. The coordinate ring k[t2,t3]β‰…k[x,y]/(y2βˆ’x3)k[t^2, t^3] \cong k[x,y]/(y^2-x^3) is not isomorphic to k[t]k[t].

ExampleThe twisted cubic

The twisted cubic is the image of the map A1β†’A3\mathbb{A}^1 \to \mathbb{A}^3 given by

t↦(t,t2,t3).t \mapsto (t, t^2, t^3).

It is the algebraic set V(yβˆ’x2,β€…β€Šzβˆ’x3)=V(yβˆ’x2,β€…β€Šzβˆ’xy)V(y - x^2,\; z - x^3) = V(y - x^2,\; z - xy). In fact, this is the intersection of three quadric surfaces:

V(yβˆ’x2)∩V(zβˆ’xy)∩V(xzβˆ’y2),V(y - x^2) \cap V(z - xy) \cap V(xz - y^2),

but it cannot be defined as a set-theoretic intersection of only two hypersurfaces (it is not a complete intersection). This is a fundamental example in Hartshorne (Ex. I.2.12).

ExampleUnion of coordinate axes

V(xy)βŠ†A2V(xy) \subseteq \mathbb{A}^2 is the union of the xx-axis V(y)V(y) and the yy-axis V(x)V(x). This is reducible: V(xy)=V(x)βˆͺV(y)V(xy) = V(x) \cup V(y). The ideal (xy)(xy) is not prime (since xβ‹…y∈(xy)x \cdot y \in (xy) but xβˆ‰(xy)x \notin (xy) and yβˆ‰(xy)y \notin (xy)).

ExampleEmpty set over R, nonempty over C

V(x2+y2+1)βŠ†AR2V(x^2 + y^2 + 1) \subseteq \mathbb{A}^2_\mathbb{R} is empty β€” no real solution exists. But V(x2+y2+1)βŠ†AC2V(x^2 + y^2 + 1) \subseteq \mathbb{A}^2_\mathbb{C} is a nonempty curve. This illustrates why we work over algebraically closed fields: the Nullstellensatz fails over R\mathbb{R}.


The Zariski topology

Definition1.2Zariski topology

The Zariski topology on An\mathbb{A}^n is defined by declaring the closed sets to be precisely the algebraic sets. That is, a set YβŠ†AnY \subseteq \mathbb{A}^n is closed iff Y=V(a)Y = V(\mathfrak{a}) for some ideal aβŠ†k[x1,…,xn]\mathfrak{a} \subseteq k[x_1,\ldots,x_n].

This is indeed a topology because:

  • V(0)=AnV(0) = \mathbb{A}^n and V(1)=βˆ…V(1) = \varnothing are closed.
  • V(a)βˆͺV(b)=V(aβ‹…b)=V(a∩b)V(\mathfrak{a}) \cup V(\mathfrak{b}) = V(\mathfrak{a} \cdot \mathfrak{b}) = V(\mathfrak{a} \cap \mathfrak{b}).
  • β‹‚Ξ±V(aΞ±)=V(βˆ‘Ξ±aΞ±)\bigcap_\alpha V(\mathfrak{a}_\alpha) = V(\sum_\alpha \mathfrak{a}_\alpha).
RemarkZariski topology is coarse

The Zariski topology is very different from the classical (Euclidean) topology on Cn\mathbb{C}^n:

  • Open sets are huge: The complement of a hypersurface V(f)V(f) in An\mathbb{A}^n is a "principal open set" D(f)D(f), which is Zariski-dense.
  • Not Hausdorff: In A1\mathbb{A}^1, the closed sets are A1\mathbb{A}^1, βˆ…\varnothing, and finite sets of points. Any two nonempty open sets intersect, so A1\mathbb{A}^1 is not Hausdorff.
  • Quasi-compact: An\mathbb{A}^n is quasi-compact (every open cover has a finite subcover) by the Noetherian property of k[x1,…,xn]k[x_1,\ldots,x_n].
ExampleThe Zariski topology on AΒΉ

On A1=k\mathbb{A}^1 = k, the nonzero polynomials in k[x]k[x] have finitely many roots. So:

  • Closed sets: βˆ…\varnothing, A1\mathbb{A}^1, and finite subsets of A1\mathbb{A}^1.
  • Open sets: βˆ…\varnothing, A1\mathbb{A}^1, and cofinite subsets.

This is the cofinite topology. Any bijection k→kk \to k that maps finite sets to finite sets is automatically a homeomorphism — the Zariski topology on A1\mathbb{A}^1 carries much less information than the variety structure.


Ideal-variety correspondence

Definition1.3Ideal of a subset

For any subset YβŠ†AnY \subseteq \mathbb{A}^n, the ideal of YY is

I(Y)={f∈k[x1,…,xn]∣f(P)=0Β forΒ allΒ P∈Y}.I(Y) = \{f \in k[x_1,\ldots,x_n] \mid f(P) = 0 \text{ for all } P \in Y\}.

The maps V(βˆ’)V(-) and I(βˆ’)I(-) set up a Galois connection between ideals and subsets. The Nullstellensatz (Theorem 1.1 on this site) refines this to a bijection.

ExampleIdeal of a point

For P=(a1,…,an)∈AnP = (a_1,\ldots,a_n) \in \mathbb{A}^n:

I({P})=(x1βˆ’a1,…,xnβˆ’an).I(\{P\}) = (x_1 - a_1, \ldots, x_n - a_n).

This is a maximal ideal. The weak Nullstellensatz says that every maximal ideal of k[x1,…,xn]k[x_1,\ldots,x_n] (for k=kΛ‰k = \bar{k}) is of this form. The points of An\mathbb{A}^n biject with the maximal ideals of k[x1,…,xn]k[x_1,\ldots,x_n].

ExampleIdeal of the cuspidal cubic

For Y=V(y2βˆ’x3)Y = V(y^2 - x^3):

I(Y)=(y2βˆ’x3).I(Y) = (y^2 - x^3).

The polynomial y2βˆ’x3y^2 - x^3 is irreducible, so (y2βˆ’x3)(y^2 - x^3) is already a prime ideal. No extra generators sneak in β€” I(V(f))=(f)I(V(f)) = (f) whenever ff is irreducible.

ExampleRadical ideals vs. non-radical ideals

V(x2)=V(x)={0}Γ—A1V(x^2) = V(x) = \{0\} \times \mathbb{A}^1 in A2\mathbb{A}^2, but (x2)β‰ (x)(x^2) \neq (x). The ideal (x2)(x^2) is not radical: xβˆ‰(x2)x \notin (x^2) but x2∈(x2)x^2 \in (x^2). The Nullstellensatz says I(V(a))=aI(V(\mathfrak{a})) = \sqrt{\mathfrak{a}}, so I(V(x2))=(x)I(V(x^2)) = (x). Varieties cannot "see" nilpotent thickening β€” that requires the language of schemes.


Irreducibility and affine varieties

Definition1.4Irreducible algebraic set

A nonempty algebraic set YY is irreducible if it cannot be written as Y=Y1βˆͺY2Y = Y_1 \cup Y_2 where Y1,Y2Y_1, Y_2 are proper closed subsets of YY.

An affine (algebraic) variety is an irreducible affine algebraic set (with the induced Zariski topology).

RemarkIrreducibility = prime ideal

Y=V(a)Y = V(\mathfrak{a}) is irreducible if and only if I(Y)=aI(Y) = \sqrt{\mathfrak{a}} is a prime ideal. Equivalently (when a\mathfrak{a} is radical), a\mathfrak{a} is prime.

ExampleIrreducible vs. reducible

| Algebraic set | Ideal | Prime? | Irreducible? | |---|---|---|---| | V(yβˆ’x2)V(y - x^2) | (yβˆ’x2)(y - x^2) | Yes | Yes β€” a variety | | V(xy)V(xy) | (xy)(xy) | No | No β€” V(x)βˆͺV(y)V(x) \cup V(y) | | V(y2βˆ’x3)V(y^2 - x^3) | (y2βˆ’x3)(y^2-x^3) | Yes | Yes β€” singular but irreducible | | V(x2+y2βˆ’1)V(x^2 + y^2 - 1) over C\mathbb{C} | (x2+y2βˆ’1)(x^2+y^2-1) | Yes | Yes | | V(y2βˆ’x2)V(y^2 - x^2) | (yβˆ’x)(y+x)(y-x)(y+x) | No | No β€” two lines | | An\mathbb{A}^n | (0)(0) | Yes | Yes | | {(0,0)}\{(0,0)\} in A2\mathbb{A}^2 | (x,y)(x,y) | Yes | Yes (a point is irreducible) |

Theorem1.1Irreducible decomposition

Every algebraic set YβŠ†AnY \subseteq \mathbb{A}^n can be written uniquely (up to reordering) as

Y=Y1βˆͺY2βˆͺβ‹―βˆͺYrY = Y_1 \cup Y_2 \cup \cdots \cup Y_r

where each YiY_i is irreducible and YiβŠ†ΜΈYjY_i \not\subseteq Y_j for iβ‰ ji \neq j. The YiY_i are called the irreducible components of YY.

ExampleDecomposing V(xy, xz)

In A3\mathbb{A}^3:

V(xy,xz)=V(x)βˆͺV(y,z).V(xy, xz) = V(x) \cup V(y, z).

  • V(x)V(x) is the yzyz-plane (a variety of dimension 2).
  • V(y,z)V(y,z) is the xx-axis (a variety of dimension 1).

The irreducible components have different dimensions β€” this is allowed.


Coordinate ring

Definition1.5Coordinate ring

For an affine variety Y=V(p)βŠ†AnY = V(\mathfrak{p}) \subseteq \mathbb{A}^n (where p=I(Y)\mathfrak{p} = I(Y) is prime), the coordinate ring (or affine ring) of YY is

k[Y]=k[x1,…,xn]/I(Y).k[Y] = k[x_1,\ldots,x_n] / I(Y).

Elements of k[Y]k[Y] are the polynomial functions on YY: restriction of polynomials to YY, with two polynomials identified iff they agree on every point of YY.

ExampleCoordinate ring of the parabola

Y=V(yβˆ’x2)Y = V(y - x^2), so I(Y)=(yβˆ’x2)I(Y) = (y - x^2) and

k[Y]=k[x,y]/(yβˆ’x2)β‰…k[x]k[Y] = k[x, y]/(y - x^2) \cong k[x]

via y↦x2y \mapsto x^2. The variety YY is isomorphic to A1\mathbb{A}^1, and its coordinate ring is a polynomial ring in one variable β€” confirming this.

ExampleCoordinate ring of the cuspidal cubic

Y=V(y2βˆ’x3)Y = V(y^2 - x^3), so

k[Y]=k[x,y]/(y2βˆ’x3)β‰…k[t2,t3]⊊k[t].k[Y] = k[x,y]/(y^2 - x^3) \cong k[t^2, t^3] \subsetneq k[t].

This is the subring of k[t]k[t] generated by t2t^2 and t3t^3. It is an integral domain but not integrally closed: t=t3/t2t = t^3/t^2 is in the fraction field but not in k[t2,t3]k[t^2,t^3]. The failure of normality reflects the cusp singularity.

ExampleCoordinate ring of the circle

Y=V(x2+y2βˆ’1)Y = V(x^2 + y^2 - 1) over C\mathbb{C}. Then

k[Y]=C[x,y]/(x2+y2βˆ’1).k[Y] = \mathbb{C}[x,y]/(x^2+y^2-1).

Using u=x+iyu = x + iy and v=xβˆ’iyv = x - iy, we get uv=x2+y2=1uv = x^2+y^2 = 1, so k[Y]β‰…C[u,uβˆ’1]k[Y] \cong \mathbb{C}[u, u^{-1}], the ring of Laurent polynomials β€” confirming that Yβ‰…A1βˆ–{0}Y \cong \mathbb{A}^1 \setminus \{0\}.

ExampleCoordinate ring of the nodal cubic

Y=V(y2βˆ’x2(x+1))Y = V(y^2 - x^2(x+1)). Then

k[Y]=k[x,y]/(y2βˆ’x2(x+1)).k[Y] = k[x,y]/(y^2 - x^2(x+1)).

Setting t=y/xt = y/x (which is well-defined on Yβˆ–{0}Y \setminus \{0\}), we get t2=x+1t^2 = x + 1, so x=t2βˆ’1x = t^2 - 1, y=t(t2βˆ’1)y = t(t^2-1). Thus k[Y]β‰…k[t2βˆ’1,t(t2βˆ’1)]k[Y] \cong k[t^2-1, t(t^2-1)], which is not normal (the element tt is in the fraction field but not in k[Y]k[Y]). The normalization of YY is A1\mathbb{A}^1, and the normalization map t↦(t2βˆ’1,t3βˆ’t)t \mapsto (t^2-1, t^3-t) identifies t=1t=1 and t=βˆ’1t=-1 to produce the node.


Products of affine varieties

ExampleProduct of varieties

If XβŠ†AmX \subseteq \mathbb{A}^m and YβŠ†AnY \subseteq \mathbb{A}^n are affine varieties, then XΓ—YβŠ†Am+nX \times Y \subseteq \mathbb{A}^{m+n} is also an affine variety, and

k[XΓ—Y]β‰…k[X]βŠ—kk[Y].k[X \times Y] \cong k[X] \otimes_k k[Y].

For example, A1Γ—A1=A2\mathbb{A}^1 \times \mathbb{A}^1 = \mathbb{A}^2, and k[A2]=k[x]βŠ—kk[y]=k[x,y]k[\mathbb{A}^2] = k[x] \otimes_k k[y] = k[x,y].

Warning: The Zariski topology on XΓ—YX \times Y is not the product topology. In A1Γ—A1=A2\mathbb{A}^1 \times \mathbb{A}^1 = \mathbb{A}^2, the diagonal {(a,a)}=V(xβˆ’y)\{(a,a)\} = V(x-y) is Zariski-closed, but it is not closed in the product of the cofinite topologies (because the cofinite topology on a product requires closed sets to be finite unions of products of finite sets).


Summary of key examples

VarietyDefining equationCoordinate ringNotable property
Parabolay=x2y = x^2k[x]k[x]β‰…A1\cong \mathbb{A}^1
Circlex2+y2=1x^2+y^2=1k[u,uβˆ’1]k[u,u^{-1}]β‰…A1βˆ–{0}\cong \mathbb{A}^1 \setminus \{0\}
Cuspidal cubicy2=x3y^2 = x^3k[t2,t3]k[t^2,t^3]Not normal (cusp)
Nodal cubicy2=x2(x+1)y^2=x^2(x+1)k[t2βˆ’1,t3βˆ’t]k[t^2-1,t^3-t]Not normal (node)
Twisted cubicy=x2,β€…β€Šz=x3y=x^2,\; z=x^3k[t]k[t]Not a complete intersection
Coordinate axesxy=0xy = 0k[x,y]/(xy)k[x,y]/(xy)Reducible
RemarkLooking ahead

Affine varieties have a fundamental limitation: not all interesting spaces are affine. The projective line P1\mathbb{P}^1 cannot be embedded as a closed subset of any An\mathbb{A}^n. To study compact objects and global geometry, we need projective varieties. To work with general "gluings" of affine pieces, we will eventually need schemes.