Bertini's Theorem
Bertini's theorem says that "a general hyperplane section of a smooth variety is smooth." It is the fundamental tool for inductive arguments in algebraic geometry β reducing the study of varieties to lower-dimensional ones by cutting with hyperplanes.
Statement
Let be a nonsingular projective variety over an algebraically closed field of characteristic . Then for a general hyperplane (meaning for all in a dense open subset of the dual projective space), the intersection is:
- Either empty, or
- A nonsingular variety of dimension .
"General" means "for all hyperplanes in a dense open subset of the parameter space ." There may be finitely many (or a lower-dimensional family of) bad hyperplanes, but "most" hyperplanes give smooth sections. The precise statement is that the set of bad hyperplanes is contained in a proper closed subset of .
Bertini's theorem can fail in characteristic . For example, consider the Frobenius morphism and inseparable maps. The correct statement in positive characteristic involves separability conditions. The version above (char ) is the one in Hartshorne II.8.18.
Examples
Let (a smooth quadric surface, ). A general hyperplane meets in a smooth curve of degree 2 in , i.e., a smooth conic .
A special hyperplane like gives , which is still a smooth conic. In fact, for this particular quadric, every hyperplane section is smooth (or empty) because itself is smooth and the dual variety has codimension .
But if were a quadric cone (singular at ), then gives a smooth section, while passes through the vertex and gives a singular section.
A smooth curve of degree meets a general hyperplane in distinct points (smooth = multiplicity 1 at each). Bertini says these points are all distinct (no tangencies with a general hyperplane).
For the twisted cubic (): a general plane meets in 3 distinct points.
The theorem generalizes: let be a linear system (family of divisors) on a smooth variety . If is base-point free (no point lies in every member), then a general member of is smooth.
For and (degree- curves), a general degree- curve in is smooth. This is "obvious" for (all lines are smooth) and non-trivial for higher .
Consider the pencil (1-parameter family) of cubics where and are two smooth cubics meeting in 9 points (by BΓ©zout). By Bertini, a general member of the pencil is smooth. But finitely many members are singular β these correspond to special values of .
For the pencil : a general member is a smooth elliptic curve, but special members degenerate (e.g., a nodal cubic, or a cuspidal cubic, or a reducible cubic).
Bertini is the algebraic side of the Lefschetz hyperplane theorem: for a smooth projective variety of dimension and a general hyperplane section :
In particular, a smooth surface section of a smooth 3-fold has the same fundamental group. This is a powerful topological tool, and Bertini's smoothness is the algebraic prerequisite.
Many theorems in algebraic geometry are proved by induction on dimension, with Bertini providing the inductive step. For example:
Claim: A smooth hypersurface of degree is connected (for ).
Proof sketch: By induction on . A general hyperplane section is smooth of dimension (by Bertini). If : is a smooth curve in , which is connected. For : is connected by induction, and Lefschetz says is surjective, so is connected.
Variants and generalizations
- Bertini for singularities: If is normal with isolated singularities, a general hyperplane section is also normal with isolated singularities.
- Generic smoothness (char 0): For a dominant morphism of varieties in characteristic 0, the fiber is smooth for in a dense open subset of .
- Bertini with multiplicities: If has singularities of multiplicity , a general hyperplane section also has singularities of multiplicity .
Bertini, together with the Lefschetz hyperplane theorem, is one of the main reasons algebraic geometers can reduce problems to the study of curves and surfaces.