ConceptComplete

Rational Maps and Birational Equivalence

Throughout, let kk be an algebraically closed field and let all varieties be irreducible. A morphism of varieties must be defined everywhere, but many natural geometric constructions (projection from a point, parametrizations of singular curves, etc.) are only defined on a dense open subset. The language of rational maps makes this precise and leads to the central notion of birational equivalence --- the idea that two varieties are "essentially the same" if they agree on large open subsets.


1. Rational maps

Definition1.1Rational map

Let XX and YY be varieties. A rational map Ο†:Xβ‡’Y\varphi : X \dashrightarrow Y is an equivalence class of pairs (U,Ο†U)(U, \varphi_U) where UβŠ†XU \subseteq X is a nonempty open subset and Ο†U:Uβ†’Y\varphi_U : U \to Y is a morphism, with (U,Ο†U)∼(V,Ο†V)(U, \varphi_U) \sim (V, \varphi_V) if Ο†U=Ο†V\varphi_U = \varphi_V on U∩VU \cap V.

The dashed arrow "β‡’\dashrightarrow" signals that Ο†\varphi need not be defined everywhere.

RemarkWhy equivalence classes?

Since XX is irreducible, any two nonempty open subsets U,VβŠ†XU, V \subseteq X have U∩Vβ‰ βˆ…U \cap V \neq \varnothing. A morphism from a variety to a separated variety is determined by its values on any dense open subset. So the equivalence relation is well-behaved: if two morphisms agree on a dense open subset, they agree wherever both are defined. This is the algebro-geometric analogue of analytic continuation.

ExampleEvery morphism is a rational map

Any morphism f:X→Yf : X \to Y determines a rational map by taking U=XU = X. The rational map id:X⇒X\mathrm{id} : X \dashrightarrow X is the class of (idX,X)(\mathrm{id}_X, X).

ExampleRational map from an inclusion of function fields

Let X=V(y2βˆ’x3)βŠ†A2X = V(y^2 - x^3) \subseteq \mathbb{A}^2 (the cuspidal cubic). Define Ο†:Xβ‡’A1\varphi : X \dashrightarrow \mathbb{A}^1 by Ο†(x,y)=y/x\varphi(x, y) = y/x. This is defined on the open set U=Xβˆ–{(0,0)}U = X \setminus \{(0,0)\}. On UU, we have y/x=x2β‹…xβˆ’1β‹…y/y=…y/x = x^2 \cdot x^{-1} \cdot y/y = \ldots --- more directly, y/xy/x is a well-defined regular function on UU since xβ‰ 0x \neq 0 there (x=0x = 0 forces y=0y = 0 on XX). This gives a rational map Xβ‡’A1X \dashrightarrow \mathbb{A}^1.


2. Domain of definition

Definition1.2Domain of definition

The domain of definition of a rational map Ο†:Xβ‡’Y\varphi : X \dashrightarrow Y is the largest open set UβŠ†XU \subseteq X on which some (hence every) representative of Ο†\varphi is defined:

dom(Ο†)=⋃{U∣(U,Ο†U)Β isΒ aΒ representativeΒ ofΒ Ο†}.\mathrm{dom}(\varphi) = \bigcup \{ U \mid (U, \varphi_U) \text{ is a representative of } \varphi \}.

A point Pβˆ‰dom(Ο†)P \notin \mathrm{dom}(\varphi) is called a point of indeterminacy of Ο†\varphi.

Theorem1.1Domain of a rational map to projective space

Let XX be a smooth variety and Ο†:Xβ‡’Pn\varphi : X \dashrightarrow \mathbb{P}^n a rational map. Then the indeterminacy locus of Ο†\varphi has codimension β‰₯2\geq 2 in XX.

In particular, if XX is a smooth curve, then every rational map X⇒PnX \dashrightarrow \mathbb{P}^n extends to a morphism defined on all of XX.

ExampleProjection from a point in P^2

Define Ο€:P2β‡’P1\pi : \mathbb{P}^2 \dashrightarrow \mathbb{P}^1 by

Ο€([x:y:z])=[x:y].\pi([x : y : z]) = [x : y].

This is well-defined whenever (x,y)β‰ (0,0)(x, y) \neq (0, 0), i.e., on P2βˆ–{[0:0:1]}\mathbb{P}^2 \setminus \{[0:0:1]\}. The point P=[0:0:1]P = [0:0:1] is the unique point of indeterminacy --- geometrically, Ο€\pi is "projection away from PP." Each fiber Ο€βˆ’1([a:b])\pi^{-1}([a:b]) is the line through PP and the point [a:b:0][a:b:0], minus PP itself.

The domain of definition is dom(Ο€)=P2βˆ–{P}\mathrm{dom}(\pi) = \mathbb{P}^2 \setminus \{P\}, which has complement of codimension 2, consistent with the theorem above (since P2\mathbb{P}^2 is smooth).

ExampleProjection of a conic from a point on it

Let C=V(xzβˆ’y2)βŠ†P2C = V(xz - y^2) \subseteq \mathbb{P}^2 (a smooth conic) and let P=[0:0:1]∈CP = [0:0:1] \in C. The projection from PP restricts to a rational map

Ο€βˆ£C:Cβ‡’P1,[x:y:z]↦[x:y].\pi|_C : C \dashrightarrow \mathbb{P}^1, \quad [x:y:z] \mapsto [x:y].

Since CC is a smooth curve, this extends to a morphism on all of CC. To find Ο€(P)\pi(P): near P=[0:0:1]P = [0:0:1], use y2=xzy^2 = xz. For points of CC near PP with xβ‰ 0x \neq 0, we get [x:y]=[x:y][x:y] = [x:y]. Taking the limit as [x:y:z]β†’[0:0:1][x:y:z] \to [0:0:1] along CC, we parametrize: [t2:t:1][t^2 : t : 1] gives Ο€=[t2:t]=[t:1]\pi = [t^2 : t] = [t:1], so Ο€(P)=lim⁑tβ†’0[t:1]=[0:1]\pi(P) = \lim_{t \to 0} [t:1] = [0:1].

This gives an isomorphism Cβ†’βˆΌP1C \xrightarrow{\sim} \mathbb{P}^1, confirming that every smooth conic is rational.

ExampleIndeterminacy on a surface

Consider the rational map Ο†:A2β‡’P1\varphi : \mathbb{A}^2 \dashrightarrow \mathbb{P}^1 defined by Ο†(x,y)=[x:y]\varphi(x,y) = [x:y]. The domain of definition is A2βˆ–{(0,0)}\mathbb{A}^2 \setminus \{(0,0)\}: the origin is the single point of indeterminacy. The "value" at the origin is ambiguous because lines through the origin have all possible slopes --- this is precisely the situation resolved by blowing up.


3. Dominant rational maps

Definition1.3Dominant rational map

A rational map φ:X⇒Y\varphi : X \dashrightarrow Y is dominant if the image of φ\varphi (on any representative) is dense in YY, i.e., φ(U)‾=Y\overline{\varphi(U)} = Y for some (hence every) representative (U,φU)(U, \varphi_U).

RemarkComposition of rational maps

In general, the composition of two rational maps Xβ‡’Yβ‡’ZX \dashrightarrow Y \dashrightarrow Z is not well-defined: the image of the first might miss the domain of the second. However, if Ο†:Xβ‡’Y\varphi : X \dashrightarrow Y is dominant, then Ο†(U)\varphi(U) meets every nonempty open subset of YY, so the composition Οˆβˆ˜Ο†\psi \circ \varphi is well-defined as a rational map for any ψ:Yβ‡’Z\psi : Y \dashrightarrow Z. This is why dominance is essential.

ExampleDominant vs. non-dominant
  1. The inclusion A1β†ͺA2\mathbb{A}^1 \hookrightarrow \mathbb{A}^2, t↦(t,0)t \mapsto (t, 0), viewed as a rational map, is not dominant: its image is the xx-axis, which is not dense in A2\mathbb{A}^2.

  2. The projection A2β‡’A1\mathbb{A}^2 \dashrightarrow \mathbb{A}^1, (x,y)↦x(x,y) \mapsto x, is dominant (and in fact surjective).

  3. The parametrization A1β‡’V(y2βˆ’x3)\mathbb{A}^1 \dashrightarrow V(y^2 - x^3), t↦(t2,t3)t \mapsto (t^2, t^3), is dominant: its image is the entire cuspidal cubic.


4. Birational equivalence

Definition1.4Birational equivalence

A rational map Ο†:Xβ‡’Y\varphi : X \dashrightarrow Y is a birational equivalence (or birational map) if there exists a rational map ψ:Yβ‡’X\psi : Y \dashrightarrow X such that Οˆβˆ˜Ο†=idX\psi \circ \varphi = \mathrm{id}_X and Ο†βˆ˜Οˆ=idY\varphi \circ \psi = \mathrm{id}_Y as rational maps.

Two varieties XX and YY are birationally equivalent (or simply birational), written X∼birYX \sim_{\mathrm{bir}} Y, if there exists a birational equivalence between them.

RemarkBirational = isomorphic on dense open subsets

X∼birYX \sim_{\mathrm{bir}} Y if and only if there exist dense open subsets UβŠ†XU \subseteq X and VβŠ†YV \subseteq Y such that Uβ‰…VU \cong V as varieties. In other words, XX and YY are "the same" up to removing proper closed subsets. Birational geometry studies properties invariant under this coarser equivalence.

Theorem1.2Birational equivalence via function fields

Let XX and YY be varieties over kk. Then X∼birYX \sim_{\mathrm{bir}} Y if and only if k(X)β‰…k(Y)k(X) \cong k(Y) as kk-algebras (i.e., the function fields are isomorphic).

More precisely, the category of varieties with dominant rational maps is equivalent to the category of finitely generated field extensions of kk.

ExampleA^1 minus a point is birational to A^1

A1βˆ–{0}\mathbb{A}^1 \setminus \{0\} and A1\mathbb{A}^1 are birational: both have function field k(t)k(t). The inclusion A1βˆ–{0}β†ͺA1\mathbb{A}^1 \setminus \{0\} \hookrightarrow \mathbb{A}^1 and the identity A1β†’A1\mathbb{A}^1 \to \mathbb{A}^1 give an isomorphism on the open set A1βˆ–{0}\mathbb{A}^1 \setminus \{0\}.

However, A1βˆ–{0}\mathbb{A}^1 \setminus \{0\} is not isomorphic to A1\mathbb{A}^1 as a variety: the coordinate ring of A1βˆ–{0}\mathbb{A}^1 \setminus \{0\} is k[t,tβˆ’1]k[t, t^{-1}], which has a unit (tt) that is not a scalar, while k[A1]=k[t]k[\mathbb{A}^1] = k[t] does not.

ExampleA^n is birational to P^n

An\mathbb{A}^n and Pn\mathbb{P}^n are birational: An\mathbb{A}^n embeds as the standard open set U0={x0β‰ 0}βŠ†PnU_0 = \{x_0 \neq 0\} \subseteq \mathbb{P}^n, which is dense. Both have function field k(x1,…,xn)k(x_1, \ldots, x_n).


5. Rational varieties

Definition1.5Rational variety

A variety XX of dimension nn is rational if X∼birPnX \sim_{\mathrm{bir}} \mathbb{P}^n (equivalently, X∼birAnX \sim_{\mathrm{bir}} \mathbb{A}^n), i.e., k(X)β‰…k(x1,…,xn)k(X) \cong k(x_1, \ldots, x_n) is a purely transcendental extension.

XX is unirational if there exists a dominant rational map Pnβ‡’X\mathbb{P}^n \dashrightarrow X (equivalently, k(X)β†ͺk(x1,…,xn)k(X) \hookrightarrow k(x_1, \ldots, x_n)).

RemarkRational implies unirational, but not conversely

Every rational variety is unirational. The converse is a deep and subtle question:

  • In dimension 1 (curves): rational ⇔\Leftrightarrow unirational (Luroth's theorem).
  • In dimension 2 (surfaces) over kk of characteristic 0: rational ⇔\Leftrightarrow unirational (Castelnuovo's theorem).
  • In dimension β‰₯3\geq 3: unirational β‡’ΜΈ\not\Rightarrow rational in general (Clemens--Griffiths, Iskovskikh--Manin, Artin--Mumford).
ExampleSmooth conics are rational

Any smooth conic CβŠ†P2C \subseteq \mathbb{P}^2 is rational (Cβ‰…P1C \cong \mathbb{P}^1). Given a point P∈CP \in C, projection from PP gives a birational map Cβ‡’P1C \dashrightarrow \mathbb{P}^1 that is actually an isomorphism (see the projection example above). For instance, V(x2+y2βˆ’z2)βŠ†P2V(x^2 + y^2 - z^2) \subseteq \mathbb{P}^2 with P=[0:1:1]P = [0:1:1]:

[x:y:z]↦[x:zβˆ’y][x:y:z] \mapsto [x : z - y]

gives P1β†’C\mathbb{P}^1 \to C by [s:t]↦[2st:s2βˆ’t2:s2+t2][s:t] \mapsto [2st : s^2 - t^2 : s^2 + t^2].

ExampleSmooth quadric surfaces are rational

The smooth quadric Q=V(xwβˆ’yz)βŠ†P3Q = V(xw - yz) \subseteq \mathbb{P}^3 satisfies Qβ‰…P1Γ—P1Q \cong \mathbb{P}^1 \times \mathbb{P}^1 (via the Segre embedding). Since P1Γ—P1∼birA2\mathbb{P}^1 \times \mathbb{P}^1 \sim_{\mathrm{bir}} \mathbb{A}^2 (the product of two copies of A1\mathbb{A}^1 is A2\mathbb{A}^2), we get Q∼birP2Q \sim_{\mathrm{bir}} \mathbb{P}^2. So smooth quadric surfaces are rational.

Explicitly, k(Q)=k(s,t)k(Q) = k(s, t) where s,ts, t parametrize the two rulings.


6. Stereographic projection

ExampleStereographic projection

Let Q=V(x02+x12+β‹―+xn2βˆ’xn+12)βŠ†Pn+1Q = V(x_0^2 + x_1^2 + \cdots + x_n^2 - x_{n+1}^2) \subseteq \mathbb{P}^{n+1} be a smooth quadric hypersurface, and let P=[0:0:β‹―:0:1:1]∈QP = [0 : 0 : \cdots : 0 : 1 : 1] \in Q. Projection from PP to the hyperplane {xn+1=0}β‰…Pn\{x_{n+1} = 0\} \cong \mathbb{P}^n gives a birational map Qβ‡’PnQ \dashrightarrow \mathbb{P}^n.

Concrete case n=1n = 1: Q=V(x2+y2βˆ’z2)βŠ†P2Q = V(x^2 + y^2 - z^2) \subseteq \mathbb{P}^2, P=[0:1:1]P = [0:1:1]. The line through PP and [t:s:0]∈P1[t:s:0] \in \mathbb{P}^1 is parametrized by [Ξ»t:Ξ»s+ΞΌ:ΞΌ][\lambda t : \lambda s + \mu : \mu]. Substituting into x2+y2=z2x^2 + y^2 = z^2:

Ξ»2t2+(Ξ»s+ΞΌ)2=ΞΌ2\lambda^2 t^2 + (\lambda s + \mu)^2 = \mu^2

Ξ»2t2+Ξ»2s2+2Ξ»sΞΌ+ΞΌ2=ΞΌ2\lambda^2 t^2 + \lambda^2 s^2 + 2\lambda s \mu + \mu^2 = \mu^2

Ξ»(t2+s2)+2sΞΌ=0⟹λ/ΞΌ=βˆ’2s/(t2+s2).\lambda(t^2 + s^2) + 2s\mu = 0 \quad \Longrightarrow \quad \lambda/\mu = -2s/(t^2 + s^2).

So the second intersection point (besides PP) is:

[x:y:z]=[βˆ’2st:t2+s2βˆ’2s2:t2+s2]β‹…1t2+s2∼[βˆ’2st:t2βˆ’s2:t2+s2].[x:y:z] = \left[-2st : t^2 + s^2 - 2s^2 : t^2 + s^2\right] \cdot \frac{1}{t^2+s^2} \sim [-2st : t^2 - s^2 : t^2 + s^2].

This is the classical parametrization of Pythagorean triples: setting s=1s = 1, t∈kt \in k:

(x,y,z)∼(βˆ’2t,β€…β€Št2βˆ’1,β€…β€Št2+1).(x, y, z) \sim (-2t,\; t^2 - 1,\; t^2 + 1).

Over Q\mathbb{Q}, this recovers all rational points on the unit circle x2+y2=z2x^2 + y^2 = z^2.


7. The Cremona transformation

ExampleThe standard Cremona transformation

The standard Cremona transformation is the rational map Οƒ:P2β‡’P2\sigma : \mathbb{P}^2 \dashrightarrow \mathbb{P}^2 defined by

Οƒ([x:y:z])=[yz:xz:xy]=[1/x:1/y:1/z].\sigma([x : y : z]) = [yz : xz : xy] = [1/x : 1/y : 1/z].

Domain of definition: Οƒ\sigma is defined wherever at least one of yz,xz,xyyz, xz, xy is nonzero, i.e., wherever at most one coordinate vanishes. The indeterminacy locus consists of the three coordinate vertices:

Ind(Οƒ)={[1:0:0],β€…β€Š[0:1:0],β€…β€Š[0:0:1]}.\mathrm{Ind}(\sigma) = \{[1:0:0],\; [0:1:0],\; [0:0:1]\}.

Self-inverse: Οƒβˆ˜Οƒ=id\sigma \circ \sigma = \mathrm{id} as a rational map. Indeed:

Οƒ(Οƒ([x:y:z]))=Οƒ([yz:xz:xy])=[(xz)(xy):(yz)(xy):(yz)(xz)]=[x2yz:xy2z:xyz2]=[x:y:z].\sigma(\sigma([x:y:z])) = \sigma([yz:xz:xy]) = [(xz)(xy) : (yz)(xy) : (yz)(xz)] = [x^2yz : xy^2z : xyz^2] = [x:y:z].

So Οƒ\sigma is a birational involution of P2\mathbb{P}^2.

Image of lines: The line V(ax+by+cz)βŠ†P2V(ax + by + cz) \subseteq \mathbb{P}^2 maps under Οƒ\sigma to

aβ‹…yz+bβ‹…xz+cβ‹…xy=0⟺V(ayz+bxz+cxy),a \cdot yz + b \cdot xz + c \cdot xy = 0 \quad \Longleftrightarrow \quad V(ayz + bxz + cxy),

which is a conic passing through all three coordinate vertices. So Οƒ\sigma takes lines to conics and vice versa.

Image of conics through two base points: A conic V(f)V(f) passing through two of the three coordinate vertices (say [1:0:0][1:0:0] and [0:1:0][0:1:0]) maps to a line. For instance, V(z2βˆ’xy)V(z^2 - xy) passes through [1:0:0][1:0:0] and [0:1:0][0:1:0], and its image under Οƒ\sigma is V((xy)2βˆ’(yz)(xz))=V(x2y2βˆ’xyz2)=V(xyβˆ’z2)V((xy)^2 - (yz)(xz)) = V(x^2 y^2 - xyz^2) = V(xy - z^2) ... wait, let us compute directly: substituting into z2=xyz^2 = xy, we get (xy)2=(yz)(xz)(xy)^2 = (yz)(xz), i.e., x2y2=xyz2x^2 y^2 = xyz^2, giving xy=z2xy = z^2. But the proper transform under Οƒ\sigma of the conic V(z2βˆ’xy)V(z^2 - xy) is a line. To see this clearly, note that Οƒβˆ—\sigma^* sends degree-dd curves to degree-2d2d curves, but passing through each base point with multiplicity β‰₯d\geq d reduces the degree by the multiplicities.

The Cremona transformation is the simplest example of a birational automorphism of P2\mathbb{P}^2 that is not a linear automorphism (PGL3\mathrm{PGL}_3). In fact, the Noether--Castelnuovo theorem states that every birational automorphism of P2\mathbb{P}^2 (over an algebraically closed field) is a composition of linear automorphisms and the standard Cremona transformation.

ExampleCremona in affine coordinates

Restricting Οƒ\sigma to the affine chart z=1z = 1: Οƒ(x,y)=(1/x,1/y)\sigma(x, y) = (1/x, 1/y) as a rational map A2β‡’A2\mathbb{A}^2 \dashrightarrow \mathbb{A}^2. This is defined on {xyβ‰ 0}\{xy \neq 0\} and maps the hyperbola V(xyβˆ’1)V(xy - 1) to the single point (1,1)(1, 1) (but only as a rational map --- the proper transform is more subtle).

On the torus (A1βˆ–{0})2={xyβ‰ 0}(\mathbb{A}^1 \setminus \{0\})^2 = \{xy \neq 0\}, the map (x,y)↦(1/x,1/y)(x,y) \mapsto (1/x, 1/y) is an automorphism (not just birational), reflecting the group inversion on the algebraic torus.


8. Parametrization of singular cubics

ExampleBirational parametrization of the cuspidal cubic

Let C=V(y2βˆ’x3)βŠ†A2C = V(y^2 - x^3) \subseteq \mathbb{A}^2. Define Ο†:A1β†’C\varphi : \mathbb{A}^1 \to C by

Ο†(t)=(t2,t3).\varphi(t) = (t^2, t^3).

Claim: Ο†\varphi is a birational equivalence A1β‡’C\mathbb{A}^1 \dashrightarrow C.

Forward map: Ο†\varphi is a morphism (polynomial map), and (t2)3=t6=(t3)2(t^2)^3 = t^6 = (t^3)^2, so the image lies on CC.

Inverse rational map: Define ψ:Cβ‡’A1\psi : C \dashrightarrow \mathbb{A}^1 by ψ(x,y)=y/x\psi(x, y) = y/x. This is defined on Cβˆ–{(0,0)}C \setminus \{(0,0)\}. On CC, we have y2=x3y^2 = x^3, so (y/x)2=x(y/x)^2 = x, giving (y/x)3=xβ‹…(y/x)=y(y/x)^3 = x \cdot (y/x) = y. Thus

Ο†(ψ(x,y))=((y/x)2,(y/x)3)=(x,y).\varphi(\psi(x,y)) = \left((y/x)^2, (y/x)^3\right) = (x, y).

And ψ(Ο†(t))=t3/t2=t\psi(\varphi(t)) = t^3/t^2 = t for tβ‰ 0t \neq 0.

Key point: Ο†\varphi is a bijection A1β†’C\mathbb{A}^1 \to C, but it is not an isomorphism of varieties. The inverse ψ\psi is only a rational map (undefined at the cusp). The coordinate rings are

k[C]=k[t2,t3]⊊k[t]=k[A1],k[C] = k[t^2, t^3] \subsetneq k[t] = k[\mathbb{A}^1],

and the inclusion k[t2,t3]β†ͺk[t]k[t^2, t^3] \hookrightarrow k[t] corresponds to Ο†\varphi. Since k[t2,t3]β‰…ΜΈk[t]k[t^2, t^3] \not\cong k[t], we have Cβ‰…ΜΈA1C \not\cong \mathbb{A}^1, even though C∼birA1C \sim_{\mathrm{bir}} \mathbb{A}^1.

ExampleBirational parametrization of the nodal cubic

Let C=V(y2βˆ’x2(x+1))βŠ†A2C = V(y^2 - x^2(x + 1)) \subseteq \mathbb{A}^2. The node at the origin has two tangent directions y=Β±xy = \pm x.

Define Ο†:A1β†’C\varphi : \mathbb{A}^1 \to C by

Ο†(t)=(t2βˆ’1,β€…β€Št(t2βˆ’1))=(t2βˆ’1,β€…β€Št3βˆ’t).\varphi(t) = (t^2 - 1,\; t(t^2 - 1)) = (t^2 - 1,\; t^3 - t).

Verification: (t3βˆ’t)2=t2(t2βˆ’1)2(t^3 - t)^2 = t^2(t^2-1)^2 and (t2βˆ’1)2((t2βˆ’1)+1)=(t2βˆ’1)2β‹…t2(t^2-1)^2((t^2-1)+1) = (t^2-1)^2 \cdot t^2. Check.

Inverse: ψ(x,y)=y/x\psi(x, y) = y/x, defined for xβ‰ 0x \neq 0. On CC, (y/x)2=x+1(y/x)^2 = x + 1, so t=y/xt = y/x gives x=t2βˆ’1x = t^2 - 1, y=t3βˆ’ty = t^3 - t.

Failure of bijectivity: Ο†(1)=(0,0)=Ο†(βˆ’1)\varphi(1) = (0, 0) = \varphi(-1). The map Ο†\varphi identifies t=1t = 1 and t=βˆ’1t = -1 to the node. So Ο†\varphi is a bijection on A1βˆ–{1,βˆ’1}β†’Cβˆ–{(0,0)}\mathbb{A}^1 \setminus \{1, -1\} \to C \setminus \{(0,0)\}, but it is 2-to-1 at the node.

The normalization of CC is A1\mathbb{A}^1, and Ο†\varphi is the normalization map. The nodal cubic is rational: k(C)=k(t)k(C) = k(t).


9. Rational curves and parametrizations

Definition1.6Rational curve

A curve CC is rational if C∼birP1C \sim_{\mathrm{bir}} \mathbb{P}^1 (equivalently, CC has genus 0, or equivalently, k(C)β‰…k(t)k(C) \cong k(t) is a purely transcendental extension of transcendence degree 1).

ExampleRational normal curves

For each dβ‰₯1d \geq 1, the rational normal curve of degree dd is the image of

Ξ½d:P1β†’Pd,[s:t]↦[sd:sdβˆ’1t:β‹―:stdβˆ’1:td].\nu_d : \mathbb{P}^1 \to \mathbb{P}^d, \quad [s:t] \mapsto [s^d : s^{d-1}t : \cdots : st^{d-1} : t^d].

  • d=1d = 1: P1β†’βˆΌP1\mathbb{P}^1 \xrightarrow{\sim} \mathbb{P}^1 (the identity).
  • d=2d = 2: the smooth conic V(x0x2βˆ’x12)βŠ†P2V(x_0 x_2 - x_1^2) \subseteq \mathbb{P}^2.
  • d=3d = 3: the twisted cubic βŠ†P3\subseteq \mathbb{P}^3, cut out by x0x2βˆ’x12x_0 x_2 - x_1^2, x0x3βˆ’x1x2x_0 x_3 - x_1 x_2, x1x3βˆ’x22x_1 x_3 - x_2^2.

All of these are rational: the Veronese map Ξ½d\nu_d is an isomorphism onto its image.

ExampleElliptic curves are NOT rational

The elliptic curve E=V(y2zβˆ’x3+xz2)βŠ†P2E = V(y^2 z - x^3 + xz^2) \subseteq \mathbb{P}^2 has genus 1, so E̸∼birP1E \not\sim_{\mathrm{bir}} \mathbb{P}^1. Equivalently, k(E)β‰…ΜΈk(t)k(E) \not\cong k(t): the function field k(E)=k(x)[y]/(y2βˆ’x3+x)k(E) = k(x)[y]/(y^2 - x^3 + x) is a quadratic extension of k(x)k(x), but it is not purely transcendental.

No rational parametrization of EE exists. This is the fundamental difference between genus 0 and genus β‰₯1\geq 1.

ExampleSmooth cubic surfaces are rational

Let SβŠ†P3S \subseteq \mathbb{P}^3 be a smooth cubic surface over k=kΛ‰k = \bar{k}. A classical theorem of Cayley and Salmon states that SS contains exactly 27 lines. Choosing any one line β„“βŠ†S\ell \subseteq S and projecting from β„“\ell gives a birational map Sβ‡’P2S \dashrightarrow \mathbb{P}^2. Thus every smooth cubic surface is rational.

For example, the Fermat cubic x3+y3+z3+w3=0x^3 + y^3 + z^3 + w^3 = 0 contains the line {x+y=0,β€…β€Šz+w=0}\{x + y = 0,\; z + w = 0\} (set y=βˆ’xy = -x, w=βˆ’zw = -z). Projection from this line gives S∼birP2S \sim_{\mathrm{bir}} \mathbb{P}^2.


10. Blowing up as a birational map

ExampleBlowing up the origin in A^2

The blowup of A2\mathbb{A}^2 at the origin is the variety

Bl0A2={((x,y),[s:t])∈A2Γ—P1∣xt=ys}βŠ†A2Γ—P1.\mathrm{Bl}_0 \mathbb{A}^2 = \{((x, y), [s : t]) \in \mathbb{A}^2 \times \mathbb{P}^1 \mid xt = ys\} \subseteq \mathbb{A}^2 \times \mathbb{P}^1.

The projection Ο€:Bl0A2β†’A2\pi : \mathrm{Bl}_0 \mathbb{A}^2 \to \mathbb{A}^2 is a birational morphism: it is an isomorphism over A2βˆ–{(0,0)}\mathbb{A}^2 \setminus \{(0,0)\}, and the fiber over the origin is

Ο€βˆ’1(0,0)={(0,0)}Γ—P1β‰…P1,\pi^{-1}(0, 0) = \{(0, 0)\} \times \mathbb{P}^1 \cong \mathbb{P}^1,

called the exceptional divisor EE. The blowup "replaces the origin by the set of all tangent directions through it."

Explicit charts: In the chart s≠0s \neq 0 (set s=1s = 1), we have y=xty = xt, so the chart is A2\mathbb{A}^2 with coordinates (x,t)(x, t) and π(x,t)=(x,xt)\pi(x, t) = (x, xt). In the chart t≠0t \neq 0 (set t=1t = 1), we have x=ysx = ys, giving coordinates (s,y)(s, y) and π(s,y)=(sy,y)\pi(s, y) = (sy, y).

The blowup is birational to A2\mathbb{A}^2: Ο€\pi has an inverse rational map A2β‡’Bl0A2\mathbb{A}^2 \dashrightarrow \mathrm{Bl}_0 \mathbb{A}^2 given by (x,y)↦((x,y),[x:y])(x, y) \mapsto ((x, y), [x : y]), defined for (x,y)β‰ (0,0)(x, y) \neq (0, 0). So Bl0A2∼birA2\mathrm{Bl}_0 \mathbb{A}^2 \sim_{\mathrm{bir}} \mathbb{A}^2.

ExampleBlowing up resolves the node

Let C=V(y2βˆ’x2(x+1))βŠ†A2C = V(y^2 - x^2(x+1)) \subseteq \mathbb{A}^2 be the nodal cubic. The strict transform of CC under the blowup Ο€:Bl0A2β†’A2\pi : \mathrm{Bl}_0 \mathbb{A}^2 \to \mathbb{A}^2 is obtained by taking Ο€βˆ’1(Cβˆ–{0})\pi^{-1}(C \setminus \{0\}) and taking its closure.

In the chart y=xty = xt: substituting into y2=x2(x+1)y^2 = x^2(x+1) gives (xt)2=x2(x+1)(xt)^2 = x^2(x+1), so x2t2=x2(x+1)x^2 t^2 = x^2(x+1). Canceling x2x^2 (this removes the exceptional divisor component): t2=x+1t^2 = x + 1, i.e., x=t2βˆ’1x = t^2 - 1. This is a smooth curve (check: βˆ‚/βˆ‚t(t2βˆ’xβˆ’1)=2t\partial/\partial t (t^2 - x - 1) = 2t and βˆ‚/βˆ‚x=βˆ’1\partial/\partial x = -1 are never simultaneously zero).

The two branches at the node (slopes t=1t = 1 and t=βˆ’1t = -1) are separated in the blowup: they correspond to two distinct points (x,t)=(0,1)(x, t) = (0, 1) and (0,βˆ’1)(0, -1) on the strict transform. The blowup resolves the singularity.

ExampleBlowing up the cusp requires two blowups

For the cuspidal cubic C=V(y2βˆ’x3)C = V(y^2 - x^3): in the chart y=xty = xt, we get x2t2=x3x^2 t^2 = x^3, so t2=xt^2 = x (after canceling x2x^2). The strict transform is V(t2βˆ’x)V(t^2 - x), which is smooth --- but actually, we need to check the other chart as well. In the chart x=ysx = ys: y2=(ys)3=y3s3y^2 = (ys)^3 = y^3 s^3, so 1=ys31 = ys^3 (canceling y2y^2), giving a smooth curve.

So a single blowup resolves the cusp. The strict transform is isomorphic to A1\mathbb{A}^1 (parametrized by tt, with x=t2x = t^2), confirming C∼birA1C \sim_{\mathrm{bir}} \mathbb{A}^1.

More generally, every singularity of a curve can be resolved by a finite sequence of blowups (Hironaka's theorem gives resolution of singularities in all dimensions in characteristic 0).


11. The function field and birational invariance

Definition1.7Function field

Let XX be a variety. The function field k(X)k(X) is the field of fractions of the coordinate ring k[X]k[X] (for XX affine), or equivalently, the set of rational functions on XX --- equivalence classes of pairs (U,f)(U, f) where UβŠ†XU \subseteq X is open and f∈OX(U)f \in \mathcal{O}_X(U), with the obvious equivalence.

For a projective variety XβŠ†PnX \subseteq \mathbb{P}^n, k(X)k(X) consists of quotients g/hg/h of homogeneous polynomials of the same degree, restricted to XX, with h≑̸0h \not\equiv 0 on XX.

Theorem1.3Birational invariance of the function field

Two varieties XX and YY are birationally equivalent if and only if k(X)β‰…k(Y)k(X) \cong k(Y).

ExampleFunction field of the cuspidal cubic

C=V(y2βˆ’x3)βŠ†A2C = V(y^2 - x^3) \subseteq \mathbb{A}^2. The coordinate ring is k[C]=k[x,y]/(y2βˆ’x3)β‰…k[t2,t3]k[C] = k[x, y]/(y^2 - x^3) \cong k[t^2, t^3], where t=y/xt = y/x. The function field is

k(C)=Frac(k[t2,t3])=k(t),k(C) = \mathrm{Frac}(k[t^2, t^3]) = k(t),

since t=t3/t2∈Frac(k[t2,t3])t = t^3/t^2 \in \mathrm{Frac}(k[t^2, t^3]). So k(C)=k(t)k(C) = k(t), confirming C∼birA1C \sim_{\mathrm{bir}} \mathbb{A}^1.

ExampleFunction field of the nodal cubic

C=V(y2βˆ’x2(x+1))C = V(y^2 - x^2(x+1)). Setting t=y/xt = y/x, we get t2=x+1t^2 = x + 1, so x=t2βˆ’1x = t^2 - 1 and y=t(t2βˆ’1)y = t(t^2 - 1). The function field is

k(C)=k(x,y)/(y2βˆ’x2(x+1))=k(t),k(C) = k(x, y) / (y^2 - x^2(x+1)) = k(t),

again purely transcendental. So the nodal cubic is rational.

ExampleFunction field of an elliptic curve

E=V(y2βˆ’x3+x)E = V(y^2 - x^3 + x). The function field is

k(E)=k(x)[y]/(y2βˆ’x3+x)=k(x)(x3βˆ’x).k(E) = k(x)[y]/(y^2 - x^3 + x) = k(x)(\sqrt{x^3 - x}).

This is a degree-2 extension of k(x)k(x). Is it purely transcendental? No. The field k(E)k(E) has genus 1 (as a function field of one variable over kk), and by the Riemann--Roch theorem, k(E)β‰…ΜΈk(t)k(E) \not\cong k(t). This is what prevents EE from being rational.

RemarkBirational invariants

The function field is the ultimate birational invariant, but it is often hard to work with directly. Other birational invariants include:

  • Dimension: dim⁑X=tr.degk k(X)\dim X = \mathrm{tr.deg}_k \, k(X).
  • Genus (for curves): g(C)g(C) is a birational invariant; CC is rational iff g=0g = 0.
  • Kodaira dimension ΞΊ(X)\kappa(X): takes values in {βˆ’βˆž,0,1,…,dim⁑X}\{-\infty, 0, 1, \ldots, \dim X\}.
  • Plurigenera Pm(X)=dim⁑H0(X,Ο‰XβŠ—m)P_m(X) = \dim H^0(X, \omega_X^{\otimes m}) for smooth projective XX.
  • Fundamental group Ο€1(X)\pi_1(X) (over C\mathbb{C}, for smooth projective varieties).

12. Luroth's theorem

Theorem1.4Luroth's theorem

Let kk be a field and let LL be a field with k⊊LβŠ†k(t)k \subsetneq L \subseteq k(t) and tr.degk L=1\mathrm{tr.deg}_k \, L = 1. Then L=k(s)L = k(s) for some s∈k(t)s \in k(t), i.e., LL is itself a purely transcendental extension of kk.

Equivalently: every unirational curve is rational.

ExampleLuroth's theorem in action

Consider the subfield L=k(t2)βŠ†k(t)L = k(t^2) \subseteq k(t). By Luroth's theorem, LL is purely transcendental over kk, which is obvious: L=k(s)L = k(s) where s=t2s = t^2.

A less trivial example: L=k ⁣(t2t+1)βŠ†k(t)L = k\!\left(\frac{t^2}{t+1}\right) \subseteq k(t). Set u=t2t+1u = \frac{t^2}{t+1}. Then ut+u=t2ut + u = t^2, so t2βˆ’utβˆ’u=0t^2 - ut - u = 0, giving t=uΒ±u2+4u2t = \frac{u \pm \sqrt{u^2 + 4u}}{2}. Thus [k(t):L]=2[k(t) : L] = 2 (generically). Luroth's theorem guarantees L=k(u)L = k(u) is purely transcendental --- and indeed u=t2/(t+1)u = t^2/(t+1) is a single rational function of tt.

ExampleGeometric meaning of Luroth's theorem

Let CC be a smooth projective curve and suppose there is a dominant rational map Ο†:P1β‡’C\varphi : \mathbb{P}^1 \dashrightarrow C. This gives an inclusion k(C)β†ͺk(P1)=k(t)k(C) \hookrightarrow k(\mathbb{P}^1) = k(t). Since CC is a curve, tr.degk k(C)=1\mathrm{tr.deg}_k \, k(C) = 1, so Luroth's theorem says k(C)β‰…k(s)k(C) \cong k(s), hence C∼birP1C \sim_{\mathrm{bir}} \mathbb{P}^1.

Consequence: A curve that can be parametrized by rational functions is necessarily rational. There is no distinction between "rational" and "unirational" for curves.


13. Unirational vs. rational in higher dimensions

Theorem1.5Castelnuovo's rationality criterion

Let SS be a smooth projective surface over an algebraically closed field of characteristic 0. Then SS is rational if and only if q(S)=P2(S)=0q(S) = P_2(S) = 0, where q=h1(OS)q = h^1(\mathcal{O}_S) is the irregularity and P2=h0(Ο‰SβŠ—2)P_2 = h^0(\omega_S^{\otimes 2}) is the second plurigenus.

In particular, every unirational surface (in characteristic 0) is rational.

ExampleApplying Castelnuovo's criterion

Let SβŠ†P3S \subseteq \mathbb{P}^3 be a smooth cubic surface. Then Ο‰Sβ‰…OS(βˆ’1)\omega_S \cong \mathcal{O}_S(-1) (by adjunction: Ο‰S=Ο‰P3(3)∣S=O(βˆ’4+3)∣S=OS(βˆ’1)\omega_S = \omega_{\mathbb{P}^3}(3)|_S = \mathcal{O}(-4+3)|_S = \mathcal{O}_S(-1)). Since OS(βˆ’1)\mathcal{O}_S(-1) has no global sections, P1=0P_1 = 0, and also P2=h0(OS(βˆ’2))=0P_2 = h^0(\mathcal{O}_S(-2)) = 0. Furthermore q=h1(OS)=0q = h^1(\mathcal{O}_S) = 0 (by the Lefschetz hyperplane theorem). So by Castelnuovo's criterion, SS is rational.

RemarkThe Luroth problem in dimension 3

In dimension β‰₯3\geq 3, unirational does not imply rational. The first counterexamples were found in the early 1970s, using three different methods:

  1. Clemens and Griffiths (1972): A smooth cubic threefold X3βŠ†P4X_3 \subseteq \mathbb{P}^4 is unirational but not rational. The obstruction comes from the intermediate Jacobian J(X3)J(X_3): it is a principally polarized abelian variety that is not a product of Jacobians of curves, which would be necessary if X3X_3 were rational.

  2. Iskovskikh and Manin (1971): A smooth quartic threefold X4βŠ†P4X_4 \subseteq \mathbb{P}^4 is not rational. In fact, Bir(X4)=Aut(X4)\mathrm{Bir}(X_4) = \mathrm{Aut}(X_4) --- every birational automorphism is a regular automorphism. Since a rational variety has a huge birational automorphism group, this rules out rationality.

  3. Artin and Mumford (1972): Certain conic bundles X→P2X \to \mathbb{P}^2 are unirational but have Br(X)[2]≠0\mathrm{Br}(X)[2] \neq 0 (nontrivial 2-torsion in the Brauer group), which is a birational invariant that vanishes for rational varieties.

ExampleThe cubic threefold

Let X=V(x03+x13+x23+x33+x43)βŠ†P4X = V(x_0^3 + x_1^3 + x_2^3 + x_3^3 + x_4^3) \subseteq \mathbb{P}^4 (the Fermat cubic threefold). This is:

  • Unirational: Project from a line β„“βŠ†X\ell \subseteq X to get a conic bundle over P2\mathbb{P}^2. A unirational parametrization can be written down explicitly.
  • Not rational: By Clemens--Griffiths. The intermediate Jacobian J(X)J(X) is a 5-dimensional abelian variety that is not a Jacobian of a curve and not a product of lower-dimensional abelian varieties.

So k(X)β†ͺk(x1,x2,x3)k(X) \hookrightarrow k(x_1, x_2, x_3) (unirational), but k(X)β‰…ΜΈk(x1,x2,x3)k(X) \not\cong k(x_1, x_2, x_3) (not rational). This is the 3-dimensional failure of the Luroth problem.

ExampleQuartic threefolds: birational rigidity

A general smooth quartic threefold X4βŠ†P4X_4 \subseteq \mathbb{P}^4 satisfies Bir(X4)=Aut(X4)\mathrm{Bir}(X_4) = \mathrm{Aut}(X_4). In particular, if X4X_4 has no nontrivial automorphisms (which is the general case), then Bir(X4)={id}\mathrm{Bir}(X_4) = \{\mathrm{id}\}.

This is called birational rigidity. It immediately implies X4X_4 is irrational, since Bir(P3)\mathrm{Bir}(\mathbb{P}^3) is enormous (it contains the Cremona group).

It is unknown whether a general smooth quartic threefold is unirational.


14. The birational geometry program

RemarkOverview of the birational classification

The ultimate goal of algebraic geometry is to classify varieties up to birational equivalence. The Minimal Model Program (MMP), initiated by Mori in the 1980s, provides a framework:

  1. Kodaira dimension ΞΊ(X)\kappa(X): For a smooth projective variety XX, ΞΊ(X)∈{βˆ’βˆž,0,1,…,dim⁑X}\kappa(X) \in \{-\infty, 0, 1, \ldots, \dim X\}. This is a birational invariant.

  2. The trichotomy (for surfaces):

    • ΞΊ=βˆ’βˆž\kappa = -\infty: XX is birational to a ruled surface (fiber bundle over a curve with fibers β‰…P1\cong \mathbb{P}^1). Rational surfaces are the special case where the base is P1\mathbb{P}^1.
    • ΞΊ=0\kappa = 0: abelian surfaces, K3 surfaces, Enriques surfaces, bielliptic surfaces.
    • ΞΊ=1\kappa = 1 or 22: XX has a unique minimal model (no (βˆ’1)(-1)-curves), and ΞΊ=2\kappa = 2 means XX is of general type.
  3. Higher dimensions: The MMP seeks to produce either a minimal model (KXK_X nef) or a Mori fiber space (KXK_X not pseudo-effective). The existence of minimal models was proved by Birkar--Cascini--Hacon--McKernan (2010) for varieties of general type.

  4. Key operations: The MMP proceeds by contracting extremal rays and performing flips --- these are birational transformations that simplify the variety while preserving essential birational invariants.

ExampleMMP for surfaces: blowing down (-1)-curves

For surfaces, the MMP reduces to the classical theory of Castelnuovo contractions. A smooth projective surface SS contains a (βˆ’1)(-1)-curve Eβ‰…P1E \cong \mathbb{P}^1 with E2=βˆ’1E^2 = -1 if and only if SS is the blowup of another smooth surface Sβ€²S' at a point, with EE the exceptional divisor. By repeatedly contracting (βˆ’1)(-1)-curves, we arrive at either:

  • P2\mathbb{P}^2 or a Hirzebruch surface Fn\mathbb{F}_n (ΞΊ=βˆ’βˆž\kappa = -\infty), or
  • A minimal surface with KSK_S nef (ΞΊβ‰₯0\kappa \geq 0).

For example, the blowup of P2\mathbb{P}^2 at one point gives a surface SS with one (βˆ’1)(-1)-curve EE. Contracting EE recovers P2\mathbb{P}^2. But SS is also isomorphic to F1\mathbb{F}_1 (the first Hirzebruch surface), so we see that F1∼birP2\mathbb{F}_1 \sim_{\mathrm{bir}} \mathbb{P}^2 but F1β‰…ΜΈP2\mathbb{F}_1 \not\cong \mathbb{P}^2.


Summary of key examples

VarietyFunction fieldRational?Key point
Pn\mathbb{P}^nk(x1,…,xn)k(x_1, \ldots, x_n)Yes (by definition)The "standard" rational variety
Smooth conic βŠ†P2\subseteq \mathbb{P}^2k(t)k(t)YesStereographic projection
Cuspidal cubic y2=x3y^2 = x^3k(t)k(t)Yest=y/xt = y/x, birational but not isomorphic to A1\mathbb{A}^1
Nodal cubic y2=x2(x+1)y^2 = x^2(x+1)k(t)k(t)Yest=y/xt = y/x, normalization resolves node
Elliptic curve y2=x3βˆ’xy^2 = x^3 - xk(x,x3βˆ’x)k(x, \sqrt{x^3 - x})NoGenus 1, no rational parametrization
Smooth quadric βŠ†P3\subseteq \mathbb{P}^3k(s,t)k(s, t)Yesβ‰…P1Γ—P1\cong \mathbb{P}^1 \times \mathbb{P}^1
Smooth cubic surface βŠ†P3\subseteq \mathbb{P}^3k(s,t)k(s, t)Yes27 lines, projection from a line
Cubic threefold βŠ†P4\subseteq \mathbb{P}^4k(X)β†ͺk(s,t,u)k(X) \hookrightarrow k(s,t,u)No (unirational)Clemens--Griffiths, intermediate Jacobian
Quartic threefold βŠ†P4\subseteq \mathbb{P}^4---NoBirationally rigid (Iskovskikh--Manin)
RemarkLooking ahead

Rational maps are the beginning of birational geometry, one of the deepest branches of algebraic geometry. Key topics that build on this material include:

  • Resolution of singularities (Hironaka): every variety is birational to a smooth one.
  • Minimal model program (Mori, Kawamata, Shokurov, Birkar--Cascini--Hacon--McKernan): classification of varieties by Kodaira dimension.
  • Derived categories and birational geometry (Bondal, Orlov, Kawamata): birational varieties often have equivalent derived categories.
  • Rationality problems: determining which varieties are rational remains one of the most active areas. Recent breakthroughs include the proof that very general quartic threefolds are not stably rational (Colliot-Thelene and Pirutka, 2016, via the specialization method of Voisin).