Rational Maps and Birational Equivalence
Throughout, let be an algebraically closed field and let all varieties be irreducible. A morphism of varieties must be defined everywhere, but many natural geometric constructions (projection from a point, parametrizations of singular curves, etc.) are only defined on a dense open subset. The language of rational maps makes this precise and leads to the central notion of birational equivalence --- the idea that two varieties are "essentially the same" if they agree on large open subsets.
1. Rational maps
Let and be varieties. A rational map is an equivalence class of pairs where is a nonempty open subset and is a morphism, with if on .
The dashed arrow "" signals that need not be defined everywhere.
Since is irreducible, any two nonempty open subsets have . A morphism from a variety to a separated variety is determined by its values on any dense open subset. So the equivalence relation is well-behaved: if two morphisms agree on a dense open subset, they agree wherever both are defined. This is the algebro-geometric analogue of analytic continuation.
Any morphism determines a rational map by taking . The rational map is the class of .
Let (the cuspidal cubic). Define by . This is defined on the open set . On , we have --- more directly, is a well-defined regular function on since there ( forces on ). This gives a rational map .
2. Domain of definition
The domain of definition of a rational map is the largest open set on which some (hence every) representative of is defined:
A point is called a point of indeterminacy of .
Let be a smooth variety and a rational map. Then the indeterminacy locus of has codimension in .
In particular, if is a smooth curve, then every rational map extends to a morphism defined on all of .
Define by
This is well-defined whenever , i.e., on . The point is the unique point of indeterminacy --- geometrically, is "projection away from ." Each fiber is the line through and the point , minus itself.
The domain of definition is , which has complement of codimension 2, consistent with the theorem above (since is smooth).
Let (a smooth conic) and let . The projection from restricts to a rational map
Since is a smooth curve, this extends to a morphism on all of . To find : near , use . For points of near with , we get . Taking the limit as along , we parametrize: gives , so .
This gives an isomorphism , confirming that every smooth conic is rational.
Consider the rational map defined by . The domain of definition is : the origin is the single point of indeterminacy. The "value" at the origin is ambiguous because lines through the origin have all possible slopes --- this is precisely the situation resolved by blowing up.
3. Dominant rational maps
A rational map is dominant if the image of (on any representative) is dense in , i.e., for some (hence every) representative .
In general, the composition of two rational maps is not well-defined: the image of the first might miss the domain of the second. However, if is dominant, then meets every nonempty open subset of , so the composition is well-defined as a rational map for any . This is why dominance is essential.
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The inclusion , , viewed as a rational map, is not dominant: its image is the -axis, which is not dense in .
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The projection , , is dominant (and in fact surjective).
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The parametrization , , is dominant: its image is the entire cuspidal cubic.
4. Birational equivalence
A rational map is a birational equivalence (or birational map) if there exists a rational map such that and as rational maps.
Two varieties and are birationally equivalent (or simply birational), written , if there exists a birational equivalence between them.
if and only if there exist dense open subsets and such that as varieties. In other words, and are "the same" up to removing proper closed subsets. Birational geometry studies properties invariant under this coarser equivalence.
Let and be varieties over . Then if and only if as -algebras (i.e., the function fields are isomorphic).
More precisely, the category of varieties with dominant rational maps is equivalent to the category of finitely generated field extensions of .
and are birational: both have function field . The inclusion and the identity give an isomorphism on the open set .
However, is not isomorphic to as a variety: the coordinate ring of is , which has a unit () that is not a scalar, while does not.
and are birational: embeds as the standard open set , which is dense. Both have function field .
5. Rational varieties
A variety of dimension is rational if (equivalently, ), i.e., is a purely transcendental extension.
is unirational if there exists a dominant rational map (equivalently, ).
Every rational variety is unirational. The converse is a deep and subtle question:
- In dimension 1 (curves): rational unirational (Luroth's theorem).
- In dimension 2 (surfaces) over of characteristic 0: rational unirational (Castelnuovo's theorem).
- In dimension : unirational rational in general (Clemens--Griffiths, Iskovskikh--Manin, Artin--Mumford).
Any smooth conic is rational (). Given a point , projection from gives a birational map that is actually an isomorphism (see the projection example above). For instance, with :
gives by .
The smooth quadric satisfies (via the Segre embedding). Since (the product of two copies of is ), we get . So smooth quadric surfaces are rational.
Explicitly, where parametrize the two rulings.
6. Stereographic projection
Let be a smooth quadric hypersurface, and let . Projection from to the hyperplane gives a birational map .
Concrete case : , . The line through and is parametrized by . Substituting into :
So the second intersection point (besides ) is:
This is the classical parametrization of Pythagorean triples: setting , :
Over , this recovers all rational points on the unit circle .
7. The Cremona transformation
The standard Cremona transformation is the rational map defined by
Domain of definition: is defined wherever at least one of is nonzero, i.e., wherever at most one coordinate vanishes. The indeterminacy locus consists of the three coordinate vertices:
Self-inverse: as a rational map. Indeed:
So is a birational involution of .
Image of lines: The line maps under to
which is a conic passing through all three coordinate vertices. So takes lines to conics and vice versa.
Image of conics through two base points: A conic passing through two of the three coordinate vertices (say and ) maps to a line. For instance, passes through and , and its image under is ... wait, let us compute directly: substituting into , we get , i.e., , giving . But the proper transform under of the conic is a line. To see this clearly, note that sends degree- curves to degree- curves, but passing through each base point with multiplicity reduces the degree by the multiplicities.
The Cremona transformation is the simplest example of a birational automorphism of that is not a linear automorphism (). In fact, the Noether--Castelnuovo theorem states that every birational automorphism of (over an algebraically closed field) is a composition of linear automorphisms and the standard Cremona transformation.
Restricting to the affine chart : as a rational map . This is defined on and maps the hyperbola to the single point (but only as a rational map --- the proper transform is more subtle).
On the torus , the map is an automorphism (not just birational), reflecting the group inversion on the algebraic torus.
8. Parametrization of singular cubics
Let . Define by
Claim: is a birational equivalence .
Forward map: is a morphism (polynomial map), and , so the image lies on .
Inverse rational map: Define by . This is defined on . On , we have , so , giving . Thus
And for .
Key point: is a bijection , but it is not an isomorphism of varieties. The inverse is only a rational map (undefined at the cusp). The coordinate rings are
and the inclusion corresponds to . Since , we have , even though .
Let . The node at the origin has two tangent directions .
Define by
Verification: and . Check.
Inverse: , defined for . On , , so gives , .
Failure of bijectivity: . The map identifies and to the node. So is a bijection on , but it is 2-to-1 at the node.
The normalization of is , and is the normalization map. The nodal cubic is rational: .
9. Rational curves and parametrizations
A curve is rational if (equivalently, has genus 0, or equivalently, is a purely transcendental extension of transcendence degree 1).
For each , the rational normal curve of degree is the image of
- : (the identity).
- : the smooth conic .
- : the twisted cubic , cut out by , , .
All of these are rational: the Veronese map is an isomorphism onto its image.
The elliptic curve has genus 1, so . Equivalently, : the function field is a quadratic extension of , but it is not purely transcendental.
No rational parametrization of exists. This is the fundamental difference between genus 0 and genus .
Let be a smooth cubic surface over . A classical theorem of Cayley and Salmon states that contains exactly 27 lines. Choosing any one line and projecting from gives a birational map . Thus every smooth cubic surface is rational.
For example, the Fermat cubic contains the line (set , ). Projection from this line gives .
10. Blowing up as a birational map
The blowup of at the origin is the variety
The projection is a birational morphism: it is an isomorphism over , and the fiber over the origin is
called the exceptional divisor . The blowup "replaces the origin by the set of all tangent directions through it."
Explicit charts: In the chart (set ), we have , so the chart is with coordinates and . In the chart (set ), we have , giving coordinates and .
The blowup is birational to : has an inverse rational map given by , defined for . So .
Let be the nodal cubic. The strict transform of under the blowup is obtained by taking and taking its closure.
In the chart : substituting into gives , so . Canceling (this removes the exceptional divisor component): , i.e., . This is a smooth curve (check: and are never simultaneously zero).
The two branches at the node (slopes and ) are separated in the blowup: they correspond to two distinct points and on the strict transform. The blowup resolves the singularity.
For the cuspidal cubic : in the chart , we get , so (after canceling ). The strict transform is , which is smooth --- but actually, we need to check the other chart as well. In the chart : , so (canceling ), giving a smooth curve.
So a single blowup resolves the cusp. The strict transform is isomorphic to (parametrized by , with ), confirming .
More generally, every singularity of a curve can be resolved by a finite sequence of blowups (Hironaka's theorem gives resolution of singularities in all dimensions in characteristic 0).
11. The function field and birational invariance
Let be a variety. The function field is the field of fractions of the coordinate ring (for affine), or equivalently, the set of rational functions on --- equivalence classes of pairs where is open and , with the obvious equivalence.
For a projective variety , consists of quotients of homogeneous polynomials of the same degree, restricted to , with on .
Two varieties and are birationally equivalent if and only if .
. The coordinate ring is , where . The function field is
since . So , confirming .
. Setting , we get , so and . The function field is
again purely transcendental. So the nodal cubic is rational.
. The function field is
This is a degree-2 extension of . Is it purely transcendental? No. The field has genus 1 (as a function field of one variable over ), and by the Riemann--Roch theorem, . This is what prevents from being rational.
The function field is the ultimate birational invariant, but it is often hard to work with directly. Other birational invariants include:
- Dimension: .
- Genus (for curves): is a birational invariant; is rational iff .
- Kodaira dimension : takes values in .
- Plurigenera for smooth projective .
- Fundamental group (over , for smooth projective varieties).
12. Luroth's theorem
Let be a field and let be a field with and . Then for some , i.e., is itself a purely transcendental extension of .
Equivalently: every unirational curve is rational.
Consider the subfield . By Luroth's theorem, is purely transcendental over , which is obvious: where .
A less trivial example: . Set . Then , so , giving . Thus (generically). Luroth's theorem guarantees is purely transcendental --- and indeed is a single rational function of .
Let be a smooth projective curve and suppose there is a dominant rational map . This gives an inclusion . Since is a curve, , so Luroth's theorem says , hence .
Consequence: A curve that can be parametrized by rational functions is necessarily rational. There is no distinction between "rational" and "unirational" for curves.
13. Unirational vs. rational in higher dimensions
Let be a smooth projective surface over an algebraically closed field of characteristic 0. Then is rational if and only if , where is the irregularity and is the second plurigenus.
In particular, every unirational surface (in characteristic 0) is rational.
Let be a smooth cubic surface. Then (by adjunction: ). Since has no global sections, , and also . Furthermore (by the Lefschetz hyperplane theorem). So by Castelnuovo's criterion, is rational.
In dimension , unirational does not imply rational. The first counterexamples were found in the early 1970s, using three different methods:
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Clemens and Griffiths (1972): A smooth cubic threefold is unirational but not rational. The obstruction comes from the intermediate Jacobian : it is a principally polarized abelian variety that is not a product of Jacobians of curves, which would be necessary if were rational.
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Iskovskikh and Manin (1971): A smooth quartic threefold is not rational. In fact, --- every birational automorphism is a regular automorphism. Since a rational variety has a huge birational automorphism group, this rules out rationality.
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Artin and Mumford (1972): Certain conic bundles are unirational but have (nontrivial 2-torsion in the Brauer group), which is a birational invariant that vanishes for rational varieties.
Let (the Fermat cubic threefold). This is:
- Unirational: Project from a line to get a conic bundle over . A unirational parametrization can be written down explicitly.
- Not rational: By Clemens--Griffiths. The intermediate Jacobian is a 5-dimensional abelian variety that is not a Jacobian of a curve and not a product of lower-dimensional abelian varieties.
So (unirational), but (not rational). This is the 3-dimensional failure of the Luroth problem.
A general smooth quartic threefold satisfies . In particular, if has no nontrivial automorphisms (which is the general case), then .
This is called birational rigidity. It immediately implies is irrational, since is enormous (it contains the Cremona group).
It is unknown whether a general smooth quartic threefold is unirational.
14. The birational geometry program
The ultimate goal of algebraic geometry is to classify varieties up to birational equivalence. The Minimal Model Program (MMP), initiated by Mori in the 1980s, provides a framework:
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Kodaira dimension : For a smooth projective variety , . This is a birational invariant.
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The trichotomy (for surfaces):
- : is birational to a ruled surface (fiber bundle over a curve with fibers ). Rational surfaces are the special case where the base is .
- : abelian surfaces, K3 surfaces, Enriques surfaces, bielliptic surfaces.
- or : has a unique minimal model (no -curves), and means is of general type.
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Higher dimensions: The MMP seeks to produce either a minimal model ( nef) or a Mori fiber space ( not pseudo-effective). The existence of minimal models was proved by Birkar--Cascini--Hacon--McKernan (2010) for varieties of general type.
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Key operations: The MMP proceeds by contracting extremal rays and performing flips --- these are birational transformations that simplify the variety while preserving essential birational invariants.
For surfaces, the MMP reduces to the classical theory of Castelnuovo contractions. A smooth projective surface contains a -curve with if and only if is the blowup of another smooth surface at a point, with the exceptional divisor. By repeatedly contracting -curves, we arrive at either:
- or a Hirzebruch surface (), or
- A minimal surface with nef ().
For example, the blowup of at one point gives a surface with one -curve . Contracting recovers . But is also isomorphic to (the first Hirzebruch surface), so we see that but .
Summary of key examples
| Variety | Function field | Rational? | Key point |
|---|---|---|---|
| Yes (by definition) | The "standard" rational variety | ||
| Smooth conic | Yes | Stereographic projection | |
| Cuspidal cubic | Yes | , birational but not isomorphic to | |
| Nodal cubic | Yes | , normalization resolves node | |
| Elliptic curve | No | Genus 1, no rational parametrization | |
| Smooth quadric | Yes | ||
| Smooth cubic surface | Yes | 27 lines, projection from a line | |
| Cubic threefold | No (unirational) | Clemens--Griffiths, intermediate Jacobian | |
| Quartic threefold | --- | No | Birationally rigid (Iskovskikh--Manin) |
Rational maps are the beginning of birational geometry, one of the deepest branches of algebraic geometry. Key topics that build on this material include:
- Resolution of singularities (Hironaka): every variety is birational to a smooth one.
- Minimal model program (Mori, Kawamata, Shokurov, Birkar--Cascini--Hacon--McKernan): classification of varieties by Kodaira dimension.
- Derived categories and birational geometry (Bondal, Orlov, Kawamata): birational varieties often have equivalent derived categories.
- Rationality problems: determining which varieties are rational remains one of the most active areas. Recent breakthroughs include the proof that very general quartic threefolds are not stably rational (Colliot-Thelene and Pirutka, 2016, via the specialization method of Voisin).