Dimension
Dimension is one of the most fundamental invariants of an algebraic variety. Intuitively, a curve has dimension 1, a surface dimension 2, and a point dimension 0. Making this precise requires care: we give three equivalent definitions (topological, algebraic, field-theoretic) and show their agreement.
Throughout, denotes an algebraically closed field.
Topological dimension (Krull dimension)
Let be a topological space. The dimension of (or Krull dimension) is the supremum of the lengths of chains of irreducible closed subsets:
A chain has length (the number of strict inclusions). If no finite bound exists, .
Be careful: a chain of irreducible closed subsets has length . A single point (one irreducible closed set, no proper inclusions) contributes a chain of length 0.
Let be a single point. The only irreducible closed subset is itself, so the longest chain is , which has length 0. Thus .
In with the Zariski topology, the irreducible closed subsets are:
- The whole space (corresponding to the prime ideal ).
- Individual points for (corresponding to maximal ideals ).
The longest chain of irreducible closed subsets is:
which has length 1. Therefore .
In , the irreducible closed subsets are:
- itself (prime ideal ).
- Irreducible curves for irreducible (prime ideals ).
- Points (maximal ideals ).
A maximal chain:
which has length 2. We cannot insert any irreducible closed set strictly between a point and an irreducible curve, or between an irreducible curve and (this follows from the fact that has Krull dimension 2). Therefore .
By the same reasoning, the irreducible closed subsets of are in bijection with prime ideals of (via ). A maximal chain of prime ideals in is:
which has length . This gives . More precisely, the Krull dimension of the polynomial ring is (a nontrivial theorem in commutative algebra).
Algebraic dimension (Krull dimension of the coordinate ring)
The Krull dimension of a commutative ring is the supremum of the lengths of chains of prime ideals:
For an affine variety , the irreducible closed subsets of correspond bijectively to the prime ideals of (via the - correspondence restricted to ). Inclusion of irreducible closed subsets reverses to inclusion of prime ideals. Therefore:
The topological dimension of equals the Krull dimension of its coordinate ring.
Let . Then . The prime ideals of are and for . The longest chain is , of length 1. So . This confirms that the parabola is a curve.
Let . Then . This is an integral domain of Krull dimension 1: the only prime ideals are and the maximal ideals (one for each point of ). So --- the cuspidal cubic is a curve, despite its singularity.
Let , the union of the coordinate axes. The ring has the following prime ideals: , (corresponding to the two irreducible components), and , for (the points on each axis). A longest chain is:
which has length 1. So . For a reducible algebraic set, the dimension is the maximum of the dimensions of its irreducible components.
Transcendence degree
For an affine variety (irreducible), the function field (or field of rational functions) of is the fraction field of the coordinate ring:
Elements of are rational functions where , . A rational function is defined on the open set where its denominator does not vanish.
Let be a field extension. The transcendence degree is the maximum number of elements of that are algebraically independent over . Equivalently, if is finitely generated over , then
where is algebraic over for some that are algebraically independent over , and is the smallest such number.
, the field of rational functions in variables. The elements are algebraically independent over , and is generated by them, so
. Then , so . This is a purely transcendental extension of of degree 1, so .
. Then and (since ). So .
Let . Then via , so . We have , confirming is a surface.
Equivalence of the three definitions
Let be an affine variety over an algebraically closed field . The following three quantities are equal:
- Topological dimension: = supremum of lengths of chains of irreducible closed subsets of .
- Krull dimension: = supremum of lengths of chains of prime ideals in .
- Transcendence degree: .
That is,
The equality (1) = (2) is immediate from the - correspondence. The key content is (2) = (3), which relies on:
- Noether normalization: For any finitely generated -algebra that is a domain, there exist algebraically independent elements such that is a finitely generated module over . The number .
- Going up / going down theorems: These allow one to lift chains of prime ideals through integral extensions.
Geometrically, Noether normalization says that every affine variety of dimension admits a finite surjective morphism to .
The twisted cubic has coordinate ring . The element is algebraically independent over , and is already equal to . So and the Noether normalization map is the identity: given by the coordinate .
This confirms .
Consider over . The coordinate ring is . We need to find an element such that is a finite module over .
Take . In , we have , so satisfies the monic polynomial over . Thus is a free -module of rank 2, and is integral over .
The Noether normalization is the projection , , which is a 2-to-1 map (generically). This confirms .
Dimension of projective varieties
The dimension of a projective variety is its dimension as a topological space (supremum of lengths of chains of irreducible closed subsets). Equivalently, for any standard affine open that meets nontrivially.
. Indeed, contains the affine open set , and . The chain of irreducible closed subsets is:
where we abuse notation and write restricted to the standard chart.
More precisely, in homogeneous coordinates, a maximal chain is:
The Fermat cubic is an irreducible projective variety. In the affine chart , it becomes . The coordinate ring is , which has Krull dimension 1 (since is irreducible, it generates a prime ideal of height 1 in ). So the Fermat cubic is a curve of dimension 1.
Dimension of hypersurfaces
Let be an irreducible polynomial. Then
More generally, if with irreducible, then is a prime ideal of height 1 in , so .
Similarly, if is an irreducible homogeneous polynomial of degree in , then in .
In a UFD, every nonzero prime ideal contains an irreducible element. Since is a UFD, the prime ideal for irreducible has height 1 (there is no prime ideal strictly between and ). By the dimension formula for quotient rings: (valid for finitely generated -algebras that are domains), we get .
In with coordinates :
- : a plane, dimension 2. (A hyperplane is always a hypersurface.)
- : a sphere (over ), dimension 2.
- : a quadric cone, dimension 2. This is singular at the origin (the vertex of the cone).
- : an surface singularity, dimension 2.
All hypersurfaces in (defined by a single irreducible equation) have dimension : they are surfaces.
is an irreducible quadric hypersurface, so . We saw earlier (Segre embedding) that , which is consistent: .
Codimension and dimension of intersections
If is an irreducible closed subset of a variety , the codimension of in is
More generally, the codimension of in can be defined as the supremum of lengths of chains of irreducible closed subsets .
For well-behaved (catenary) rings, these two definitions agree.
In :
| Subvariety | Dimension | Codimension in | |---|---|---| | itself | | | | Hypersurface , irred. | | | | A point | | | | A line | | | | ( coordinate hyperplanes) | | |
Codimension-1 subvarieties are hypersurfaces. Codimension- subvarieties (in ) are points.
Let be irreducible closed subsets of (or ). Then every irreducible component of satisfies
In particular, if , then (in the projective case).
Equivalently, for each irreducible component of . The "expected" codimension of the intersection is , and the actual codimension can only be less (i.e., the intersection can only be "larger than expected").
Let and in . Both have dimension 1. Their intersection is , which has dimension 0. We check:
Equality holds --- this is a "transverse" intersection.
and in . Then . The theorem gives for any component , but the intersection is empty, so there is no contradiction.
In , these lines do meet at the point at infinity (homogenize: and give , ).
Let (a plane, dimension 2) and (the -axis, dimension 1). Then , dimension 0. The bound gives:
Again, equality holds.
Let (a plane, dimension 2) and (another plane, dimension 2). Then
The lower bound is , but the actual dimension is 1 --- the intersection is "excess" by 1. This happens because and share the common direction along the -axis and are not "in general position."
Krull's Principal Ideal Theorem (Hauptidealsatz)
Let be a Noetherian ring and a non-unit, non-zero-divisor. Then every minimal prime over has height :
More generally (generalized principal ideal theorem): if is generated by elements, then every minimal prime over satisfies .
Krull's theorem has a beautiful geometric interpretation. In :
- A single equation cuts out a set of codimension (each irreducible component is a hypersurface or the whole space).
- The zero set of equations has every component of codimension .
- Equivalently, every component of has dimension .
One cannot cut dimension by more than one with each equation. This is the algebraic version of the geometric intuition that "each equation imposes at most one constraint."
Let . The ideal is prime (since is irreducible over , using the fact that --- actually, is irreducible over because it cannot factor as a product of two linear forms). By the Hauptidealsatz, the minimal prime over is itself with height 1. So .
In , consider : this is the -axis. The ideal has height 2 in , and . The generalized principal ideal theorem guarantees , and indeed equality holds here.
Now consider . We have , which is the entire -plane of dimension 2. The minimal prime over is , which has height 1 --- well within the bound of 2.
Consider . The ideal is generated by 2 elements, so the generalized Hauptidealsatz guarantees each component has codimension . The decomposition is
Here has codimension 1 and has codimension 2. Both are within the bound. The variety has codimension strictly less than 2 --- the two equations and do not impose independent conditions along .
Examples: computing dimensions
The twisted cubic is the image of . Its coordinate ring is , so
Alternatively, , so . The twisted cubic is a curve --- a 1-dimensional subvariety of with codimension 2.
Note that is defined by the ideal , which has height 2 in , consistent with .
The rational normal curve of degree is the image of given by
Since is an isomorphism onto its image, . The rational normal curve is a curve of codimension in .
The Grassmannian parametrizes -dimensional subspaces of . An -dimensional subspace is specified by an matrix of rank , modulo the action of . The space of matrices has dimension , and has dimension , so
Concrete cases:
| Grassmannian | Parametrizes | Dimension | |---|---|---| | | Lines through origin in | | | | Lines in | | | | Lines in | | | | Planes in | |
The Grassmannian sits inside via the Plucker embedding, where it is a quadric hypersurface. Check: . This is consistent with being a hypersurface in .
A complete flag in is a sequence
where . The flag variety parametrizes all such flags. It is a projective variety of dimension
This can be computed by a "tower of fibrations": choosing successively, one gets a tower
At each step, the fiber is a projective space. Alternatively, where is the Borel subgroup of upper triangular matrices, and .
For : , parametrizing flags (a point in a line in a plane in 3-space).
More generally, a partial flag variety parametrizing flags has dimension
where .
Let be the space of matrices, and define
This is the determinantal variety defined by the vanishing of all minors of a generic matrix. Its dimension is
To see this: a matrix of rank exactly is determined by its image (an -dimensional subspace of , parametrized by of dimension ) together with a surjective linear map (which, modulo the choice of basis, contributes parameters). Total: , but we must also account for the parameters in . A cleaner computation:
Special cases:
- : , dimension 0. Check: .
- : has dimension . For matrices (): . This is the locus , a hypersurface of dimension 3 in . Consistent!
- : the variety (for square matrices ) has dimension , which is codimension 1 in .
For the space of matrices, the locus of singular matrices is
Since is an irreducible polynomial of degree in the matrix entries, is an irreducible hypersurface of dimension .
Let us verify using the determinantal formula: .
For : on , giving a 3-dimensional hypersurface. The singular locus of is (the zero matrix), a single point.
For : has dimension 8. It is singular along (matrices of rank ), which has dimension .
Fiber dimension theorem
Let be a dominant morphism of irreducible varieties. Then:
- .
- For every point , every irreducible component of the fiber has dimension .
- There exists a nonempty open subset such that for all :
- More precisely, for each integer , the set
is a closed subset of .
The fiber dimension theorem says that the "generic fiber" of a dominant morphism has dimension , and fibers can only jump up in dimension over special closed subsets. The dimension cannot drop below the generic value.
This is sometimes called the semicontinuity of fiber dimension: the function is upper semicontinuous.
Let , which is isomorphic to via , so . Consider the projection given by .
For : , dimension 1.
For : , dimension 1.
In this case, every fiber has dimension . The fiber dimension is constant.
The blow-up of at the origin is
This is an irreducible variety of dimension 2. The natural projection is a morphism with:
- For : , a single point (dimension 0).
- For : , dimension 1.
The generic fiber dimension is , and the special fiber over the origin jumps to dimension 1. The set where fiber dimension is , which is indeed closed.
Consider the map sending a matrix of rank to its image . (This is defined on the locally closed subset of matrices of rank exactly .)
The fiber over a fixed -plane is the set of all matrices with image , which is the set of -tuples of vectors in , i.e., (modulo the constraint that the map is surjective onto , which is an open condition). So the fiber has dimension (as the open subset of matrices of rank in ).
The total dimension: , matching our earlier computation.
Consider the incidence variety
where is the dual projective plane parametrizing lines. Then is defined by where are coordinates on and are coordinates on .
Projection to : The fiber over a point is the set of lines through , which is . So every fiber has dimension 1, and .
Projection to : The fiber over a line is the set of points on , which is . Again every fiber has dimension 1, and .
Both projections give , which is consistent.
Summary of dimension computations
| Variety | Dimension | Method |
|---|---|---|
| Contains as dense open | ||
| Point | Single irreducible closed set | |
| Hypersurface | ||
| Twisted cubic in | ||
| (quadric cone) | Irreducible hypersurface | |
| Fiber argument | ||
| (flag variety) | ||
| (rank matrices in ) | Incidence correspondence | |
| Irreducible hypersurface in |
Dimension is the starting point for the theory of algebraic geometry:
- Curves (): classified by genus; rich connections to number theory and complex analysis.
- Surfaces (): the Enriques--Kodaira classification; birational geometry becomes nontrivial (blow-ups, minimal models).
- Higher dimensions: the minimal model program (Mori theory) extends the classification, but many fundamental questions remain open.
In Hartshorne Ch. II, dimension will be redefined for schemes using the Krull dimension of the structure sheaf, recovering the same notion for varieties.