Schemes
A scheme is a space that locally looks like the spectrum of a ring. Just as a manifold is built by gluing open subsets of , a scheme is built by gluing affine schemes . This definition, due to Grothendieck, unifies algebraic geometry over arbitrary base rings and allows nilpotent elements, non-closed-field points, and arithmetic geometry.
From affine schemes to general schemes
A scheme is a locally ringed space that is locally affine: every point has an open neighborhood such that is isomorphic (as a locally ringed space) to for some ring .
An affine scheme is one of the form . A general scheme is obtained by gluing affine schemes along open subsets.
is affine. For , the closed points correspond to elements (via the maximal ideal ), plus the generic point .
Over : . This is a -dimensional scheme: the "arithmetic surface." Its points include:
- Closed points where is prime and is irreducible mod β points of .
- Generic points of "horizontal curves" where is irreducible.
- Generic points of "vertical fibers" .
- The generic point .
is the simplest non-affine scheme. It is obtained by gluing two copies of :
along via . Concretely:
- ,
- the gluing isomorphism is via .
is not affine: (global sections are constant), but is not a point. This shows that the functor is not an equivalence on non-affine schemes.
is covered by affine charts:
Key properties:
- (only constant global functions).
- .
- is proper over (the algebraic analogue of compact).
- , generated by .
Proj construction
Let be a graded ring. The Proj construction defines:
where is the irrelevant ideal. The topology has closed sets for homogeneous ideals .
For (), the distinguished open is affine, where is the degree- part of the localization.
. The two standard opens:
- .
- .
More generally, .
A projective variety for homogeneous of degree is:
For example, the elliptic curve is:
In the affine chart : , where , .
The -th Veronese subring of is . Then (same scheme, different embedding). This is the scheme-theoretic version of the Veronese embedding.
The blowup of at the origin is:
where are the homogeneous coordinates on . This is covered by two affine charts:
- : where β the chart where .
- : where β the chart where .
The exceptional divisor is the preimage of the origin.
Properties of schemes
A scheme is:
- Reduced if has no nilpotents for all (equivalently, is reduced for all ).
- Integral (= reduced + irreducible) if is a domain for all nonempty affine .
- Noetherian if it has a finite cover by spectra of Noetherian rings.
- Locally Noetherian if every point has a Noetherian open neighborhood.
- Connected if the underlying topological space is connected.
- Irreducible if the underlying space is irreducible (every open set is dense).
- : the double point. One point, but with .
- : a "fuzzy point" at the origin, non-reduced in the -direction.
- The scheme-theoretic intersection : a double point recording the tangency.
Non-reduced schemes arise naturally from:
- Intersections with multiplicity.
- Fibers of morphisms at critical values.
- Deformation theory (flat limits can acquire nilpotents).
: two disjoint points.
: two points and . But over : , so is a single (double) point β connected but non-reduced!
(polynomial ring in infinitely many variables) is an affine scheme that is not Noetherian: the chain of ideals does not stabilize. In practice, most schemes in algebraic geometry are locally Noetherian.
Subschemes
An open subscheme of is for an open .
A closed subscheme is determined by a quasi-coherent sheaf of ideals . The underlying space is and the structure sheaf is .
For an affine scheme :
- Open subschemes: and unions thereof.
- Closed subschemes: for ideals .
The following are all closed subschemes of supported at the origin:
| Subscheme | Ideal | Ring | "Thickness" | |---|---|---|---| | | | | reduced point | | | | | double point | | | | | triple point | | | | | -fold point |
As , the limit is , the formal neighborhood of the origin.
In , the curves and :
- Set-theoretic intersection: the origin .
- Scheme-theoretic intersection: β a double point.
The curves and :
- Scheme-theoretic intersection: β a simple point.
Scheme-theoretic intersection detects tangency. This is the correct notion for BΓ©zout's theorem.
Schemes over a base
A scheme over (or -scheme) is a scheme equipped with a morphism (the structure morphism). The category of -schemes is the slice category .
Most commonly:
- : schemes over a field (-schemes). All of classical algebraic geometry lives here.
- : all schemes are -schemes (since is initial in ).
- for a ring of integers : arithmetic geometry.
The scheme is an elliptic curve over . Its fibers:
- Generic fiber : the elliptic curve over .
- Fiber at : β the reduction mod .
The number of -points where (Hasse bound). The sequence encodes the -function of , connecting geometry to number theory (BirchβSwinnerton-Dyer, modularity theorem, ...).
For a -scheme and a field extension , the base change is:
For :
- Over : (no real points).
- Over : is a smooth affine curve with many points.
The scheme itself doesn't change β we just see more points after base change.
Important classes of schemes
| Class | Definition | Example |
|---|---|---|
| Affine | , | |
| Projective | Closed in | , elliptic curves, Grassmannians |
| Quasi-projective | Open in projective | , |
| Proper | Separated, finite type, universally closed | , complete varieties |
| Smooth / Regular | All local rings regular | , , smooth curves |
| Normal | All local rings integrally closed | Smooth schemes, |
| CohenβMacaulay | All local rings CM | Normal + equidimensional |
| Gorenstein | CM + canonical module free | Complete intersections |
The hierarchy: Smooth Normal CohenβMacaulay Gorenstein (for local rings). All implications are strict.
A group scheme over is a scheme with morphisms (multiplication), (identity), (inverse) satisfying the group axioms.
Examples:
- : the multiplicative group. for any ring .
- : the additive group. .
- : the general linear group. .
- : the -th roots of unity. Over a field of char , this is non-reduced (e.g., ).
- Elliptic curves with their group law.
is a -dimensional scheme, an "arithmetic surface." Its closed points correspond to pairs where is prime and (up to Galois conjugacy).
The scheme is a closed subscheme: the "arithmetic curve" of the Gaussian integers. Its points:
- above (ramified: ).
- and above (split).
- above (inert).
This decomposition pattern is governed by quadratic reciprocity!
Why schemes?
Grothendieck's scheme theory extends classical algebraic geometry in essential ways:
-
Arbitrary base rings: We can do geometry over , , -adic integers , or any ring. This unifies algebraic geometry and number theory.
-
Nilpotents: Scheme-theoretic intersections, fibers, and limits naturally produce nilpotent structure. Ignoring it loses information (intersection multiplicities, infinitesimal deformations).
-
Generic points: The generic point of an irreducible scheme captures "general behavior." Properties at the generic point extend to a dense open set.
-
Relative geometry: Schemes over a base allow families, deformations, moduli problems. The fiber product is the correct notion of "product relative to ."
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Representability: Many moduli problems are representable by schemes (Hilbert schemes, Picard schemes, ...) or by algebraic stacks. This gives a rigorous foundation for "spaces of geometric objects."
As Mumford wrote: "The ΰΈΰΈ³ΰΈΰΈΰΈto the ΰΈΰΈ³ΰΈΰΈ²ΰΈ‘ 'what is algebraic geometry?' is: it is the study of schemes."