Separated and Proper Morphisms
Separated and proper morphisms are fundamental notions in scheme theory that generalize topological concepts of Hausdorff and compact spaces. These properties ensure good geometric behavior and are essential for many theorems in algebraic geometry.
The Diagonal Morphism
The key to understanding separatedness is the diagonal morphism, which measures how uniquely points are determined.
Let be a morphism of schemes. The diagonal morphism is the unique morphism induced by the universal property of the fiber product, corresponding to the pair of identity morphisms .
Explicitly, is defined by the commutative diagram:
where both compositions equal .
The diagonal morphism sends each point to the point . The image of is called the diagonal in .
Consider over a field . Then with coordinates .
The diagonal morphism is given by:
The image of is the closed subscheme of defined by the ideal , which is isomorphic to .
Let and with corresponding to a ring homomorphism .
Then , and the diagonal morphism corresponds to the multiplication map:
The kernel of is the ideal generated by elements of the form for . The diagonal is the closed subscheme .
Separated Morphisms
A morphism of schemes is separated if the diagonal morphism is a closed immersion.
A scheme is separated if the structural morphism is separated.
The separatedness condition is the scheme-theoretic analogue of the Hausdorff property in topology. In a Hausdorff space, distinct points can be separated by disjoint open sets. For schemes, separatedness means the diagonal is closed in the product.
The Hausdorff Analogy
For a topological space , the space is Hausdorff if and only if the diagonal is closed.
Proof: If is Hausdorff and (so ), there exist disjoint open sets with and . Then is an open neighborhood of disjoint from . Thus the complement of is open.
Conversely, if is closed and , then , which is open. This open set contains a basic open with and , separating and .
Basic Properties
- Affine morphisms are separated.
- Closed immersions are separated.
- The composition of separated morphisms is separated.
- Separatedness is stable under base change.
- If and are morphisms with separated and separated, then is separated.
We prove (1) and (4), leaving others as exercises.
(1) Let be affine, so for some quasi-coherent -algebra . Then , and the diagonal corresponds to the multiplication map , which is surjective. Its kernel defines a closed subscheme, hence is a closed immersion.
(4) Given a base change , we have . The diagonal morphism for is the base change of . Since closed immersions are stable under base change, the result follows.
Any affine scheme is separated over .
The fiber product , and the diagonal corresponds to multiplication . The kernel is generated by , which cuts out a closed subscheme isomorphic to .
Projective space over any scheme is separated over .
The key observation is that can be covered by affine open subschemes , and on overlaps , the transition maps are given by Laurent polynomials, which define closed immersions on appropriate affine patches.
The diagonal can be shown to be a closed immersion by checking on the standard affine open cover.
Non-Separated Schemes
The canonical example of a non-separated scheme is the line with doubled origin.
Construction: Start with two copies of the affine line . Call them and .
Remove the origin from each: let and be the punctured lines.
Glue and by identifying via the isomorphism .
The resulting scheme is the line with doubled origin. It has two points and that both "look like" the origin, but they remain distinct in .
Why it's not separated: Consider the diagonal . The two points and in lie in the closure of the diagonal (since points near the origins can be paired), but they are not actually on the diagonal itself (since in ).
More precisely, the diagonal is not closed because its complement contains points that are limits of diagonal points but not themselves diagonal.
Let be the line with doubled origin. Consider the fiber product .
The complement of the diagonal consists of points where in . However, the points and are in the closure of this set (topologically), yet they represent distinct points that "should" be separated but aren't.
If we consider a morphism from to sending the closed point to and the generic point into the common part, and another sending the closed point to , we get a morphism to whose image approaches the "non-diagonal" points .
This violates the Hausdorff-like property: we cannot separate the two origins.
More generally, take any scheme and two copies of it, and . Let be an open subscheme, and identify with .
If , the resulting scheme obtained by gluing and along is typically not separated, as points in appear with multiplicity.
Proper Morphisms
Proper morphisms combine separatedness with a compactness-like condition.
A morphism of schemes is proper if it satisfies:
- is of finite type,
- is separated, and
- is universally closed (for any base change , the morphism is a closed map on underlying topological spaces).
A scheme over a field is called a complete variety if is proper.
The condition "universally closed" cannot be replaced by just "closed" because closedness may fail after base change. Universal closedness is the correct scheme-theoretic generalization of compactness.
Topological Analogy
In topology, a continuous map between locally compact Hausdorff spaces is proper if is closed and preimages of points are compact.
For schemes, proper morphisms play the same role:
- Separated corresponds to Hausdorff (diagonal is closed),
- Universally closed corresponds to compactness (preimages are "compact"),
- Finite type ensures reasonable fibers.
Just as compact Hausdorff spaces have excellent properties in topology, proper schemes have excellent properties in algebraic geometry.
Basic Examples
Any finite morphism is proper.
Finite morphisms are affine and of finite type, hence separated. They are also universally closed because the image of a closed set under (where is a finite -algebra) is closed, and this property is preserved under base change.
Any closed immersion is proper.
Closed immersions are separated, of finite type, and universally closed (being closed maps that remain closed under base change).
The morphism is proper for any scheme .
We've already seen that is separated over . It's clearly of finite type (it has a finite cover by affine schemes, each of finite type over ).
The universal closedness is the deepest part: this is essentially the classical theorem that the image of a projective variety under a regular map is closed (after taking into account all base changes).
A morphism is projective if it factors as where is a closed immersion.
Since closed immersions and are proper, and properness is preserved under composition, every projective morphism is proper.
This is one of the most important sources of proper morphisms in algebraic geometry.
Properties of Proper Morphisms
- Properness is preserved under composition.
- Properness is preserved under base change.
- Properness is local on the base (if is such that is proper for an open cover of , then is proper).
- If and are morphisms with proper and separated, then is proper.
These follow from the corresponding properties of the constituent conditions (finite type, separated, universally closed). The key point is that each condition is stable under the relevant operations.
Coherent Sheaves and Proper Morphisms
Let be a proper morphism of Noetherian schemes, and let be a coherent sheaf on . Then is a coherent sheaf on .
This theorem is fundamental: it says that proper morphisms preserve coherence. Without properness, pushforwards of coherent sheaves are typically only quasi-coherent, not coherent.
In classical terms, this says that higher direct images of coherent sheaves under proper morphisms are coherent, which is essential for constructing moduli spaces and studying families of varieties.
Consider where is a complete variety over a field . Then is a coherent sheaf on , which means it's a finite-dimensional -vector space.
In fact, , the space of global sections. For connected, if is also reduced, then (the constant functions).
Proper Base Change
Let be a proper morphism and any morphism. Let be the base change. Then for any coherent sheaf on , the natural morphism is an isomorphism for all (where is the projection).
This theorem is crucial for studying families of varieties. It says that cohomology "commutes with base change" for proper morphisms, allowing us to compute cohomology of fibers from cohomology of the total space.
Valuative Criteria
The valuative criteria provide practical methods to check separatedness and properness using discrete valuation rings.
A discrete valuation ring (DVR) is a principal ideal domain with a unique non-zero prime ideal.
Equivalently, it's a local Noetherian domain of dimension 1 that is integrally closed.
Standard example: (formal power series over a field ) or (integers localized at a prime ).
For a DVR , we have consisting of two points: the generic point (corresponding to the zero ideal) and the closed point (the unique maximal ideal).
The inclusion can be thought of as a "curve" with a special point, providing a geometric probe for testing morphisms.
A morphism of finite type with Noetherian is separated if and only if the following holds:
For every DVR with fraction field , every commutative solid arrow diagram
admits at most one dotted arrow making the diagram commute.
The valuative criterion says: separated morphisms have unique extensions of morphisms from the generic point to the whole DVR. This is analogous to uniqueness of limits in Hausdorff spaces.
Consider over .
Let with fraction field . Given a morphism , corresponding to a ring map , say with and .
If , this extends uniquely to (the same formula defines an element of ).
If , there is no extension to (the image of would have a pole).
The uniqueness of extension (when it exists) reflects the fact that is separated over .
A morphism of finite type with Noetherian is proper if and only if the following holds:
For every DVR with fraction field , every commutative solid arrow diagram
admits a unique dotted arrow making the diagram commute.
The valuative criterion for properness requires both existence and uniqueness of the extension. Existence corresponds to universal closedness (compactness), while uniqueness corresponds to separatedness (Hausdorff property).
Consider . Let with .
Any morphism corresponds to a point in .
If the point is with , not both zero, we can normalize so that at least one of is a unit.
Case 1: (unit). Then , and , giving a point in the standard affine chart with .
Case 2: . Then , giving a point in the other affine chart with coordinate .
In all cases, we get a unique extension . This demonstrates properness.
Consider with .
The morphism sending does not extend to , because .
Thus fails the existence part of the valuative criterion for properness (though it satisfies the uniqueness part, being separated).
This corresponds to the fact that is not compact: sequences can "escape to infinity."
Let be a smooth projective curve over a field , and let be a non-empty open subset (so consists of finitely many closed points).
The morphism is separated (being an open immersion into a separated scheme) but not proper.
To see failure of properness via the valuative criterion: let be a closed point. Choose a DVR with residue field and a uniformizer such that maps to a neighborhood of in with the generic point in and the closed point at .
Then (where is the fraction field of ) cannot extend to because . This violates existence in the valuative criterion.
Consider (two copies of the punctured line, glued along the identity map).
This is separated over (the diagonal is closed), but not proper. To see why, consider and a morphism sending the generic point to an element with in one of the copies of .
This morphism doesn't extend to because:
- It can't extend into the first copy (the image would need to be , which doesn't converge),
- It can't extend into the second copy (same reason),
- There's no point in at "infinity" where it could land.
Thus existence fails in the valuative criterion, confirming is not proper.
Chow's Lemma and Applications
Let be a proper scheme over a Noetherian base . Then there exists a projective scheme over and a surjective birational morphism such that is an isomorphism over a dense open subset of .
Moreover, if is reduced, then can be chosen to be a proper birational morphism.
Chow's Lemma says that proper schemes can be "approximated" by projective schemes. This is extremely useful because projective schemes have more explicit descriptions (embeddings into projective space) and additional tools available.
Let be a complete variety over an algebraically closed field . By Chow's Lemma, there exists a projective variety and a surjective birational morphism .
If is normal, we can take to be the normalization of in a projective model. This shows that studying complete varieties reduces (to some extent) to studying projective varieties.
Summary and Comparison
| Property | Topological Analogue | Scheme-Theoretic Definition |
|---|---|---|
| Separated | Hausdorff | Diagonal is a closed immersion |
| Universally Closed | Compact (proper map) | is closed after any base change |
| Proper | Proper map (closed, preimages compact) | Separated + finite type + universally closed |
| Valuative (Separated) | Uniqueness of limits | At most one lifting |
| Valuative (Proper) | Existence and uniqueness of limits | Unique lifting |
Key Examples Summary
| Scheme/Morphism | Separated? | Proper? | Notes |
|---|---|---|---|
| Affine schemes | Yes | No (unless finite) | Diagonal is closed, but not universally closed |
| Yes | Yes | The fundamental example of properness | |
| () | Yes | No | Points can "escape to infinity" |
| Line with doubled origin | No | No | Diagonal not closed |
| Finite morphisms | Yes | Yes | Affine + finite type + closed |
| Closed immersions | Yes | Yes | All three conditions hold automatically |
| Projective morphisms | Yes | Yes | Closed immersion into |
| Open immersion (non-trivial) | Yes | No | Not closed unless |
Further Remarks
The theory of separated and proper morphisms is foundational for modern algebraic geometry:
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Moduli Theory: Proper morphisms ensure that families of varieties behave well, allowing construction of moduli spaces.
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Coherent Cohomology: The proper pushforward theorem guarantees that cohomology of proper schemes is well-behaved and finite-dimensional.
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Intersection Theory: Properness is essential for defining intersection products and Chern classes.
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Arithmetic Geometry: The valuative criteria translate directly to questions about integral points and rational points on varieties.
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Deformation Theory: Separated morphisms ensure uniqueness of infinitesimal deformations, crucial for studying moduli problems.
In practice, most schemes arising in geometry are separated (affine and projective schemes, quasi-projective varieties, etc.). Non-separated schemes are relatively exotic and typically appear in:
- Moduli problems where objects have non-trivial automorphisms,
- Algebraic stacks and groupoid schemes,
- Pathological counterexamples.
However, understanding non-separated schemes deepens our appreciation of the general theory and highlights why separatedness is a natural condition.
Exercises
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Prove that the composition of separated morphisms is separated.
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Show that if and are morphisms with separated and separated, then is separated.
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Verify explicitly that the line with doubled origin is not separated by analyzing the diagonal morphism.
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Prove that any quasi-projective variety over a field is separated over .
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Use the valuative criterion to prove that is proper over .
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Show that the product of proper schemes over is proper over .
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Prove that a proper morphism over an algebraically closed field has closed image.
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Let be a proper scheme over a field . Show that is a finite-dimensional -vector space.
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Construct an example of a separated morphism that is not proper.
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Prove that properness is local on the base in the fpqc topology.