Morphisms of Schemes
Morphisms of schemes are the structure-preserving maps in the category of schemes. They generalize the notion of regular functions between varieties and provide the foundation for studying geometric properties in algebraic geometry.
Basic Definitions
A morphism of schemes is a morphism of locally ringed spaces, consisting of:
- A continuous map of underlying topological spaces
- A morphism of sheaves of rings
such that for every point , the induced map on stalks is a local homomorphism of local rings (i.e., ).
The local ring condition is automatic when both schemes are locally of finite type over a field, but crucial in general. It ensures that the map respects the "geometric" nature of the spaces.
Morphisms of Affine Schemes
The key insight connecting scheme theory to commutative algebra is the contravariant equivalence between affine schemes and rings.
Let and be rings. There is a natural bijection given by sending a morphism to the ring homomorphism .
The correspondence is contravariant: a ring homomorphism induces:
- On points: for prime ideals
- On functions: for
Given , we construct :
Continuous map: For , define . This is prime since preserves ideal operations. For , we have which is closed, so is continuous.
Sheaf map: For , we have . Define These maps are compatible and define .
Local ring condition: At , the stalk map is If with , then , so the map sends non-units to non-units, hence is local.
Conversely, given , the global sections define the corresponding ring homomorphism.
Consider , the inclusion. This induces the projection . On prime ideals:
- The zero ideal (generic point to generic point)
- Maximal ideal (closed point to closed point)
- Principal prime or depending on whether depends on both variables
This is the prototypical example of a dominant morphism.
Let . This induces The morphism is:
- On topological spaces: inclusion of the closed subset
- On structure sheaves: the quotient map restricted to open sets
This is a closed immersion, the scheme-theoretic generalization of a closed subvariety.
In characteristic , consider given by (assuming is perfect). This induces the Frobenius morphism On points, if for , then So is bijective on -rational points (when is algebraically closed) but not an isomorphism of schemes! The induced map on structure sheaves is not an isomorphism.
General Morphisms and Gluing
For general schemes, morphisms are defined by gluing affine pieces.
Let and be open covers by affine schemes. A morphism is determined by:
- For each , an index such that
- Morphisms
- Compatibility on overlaps:
Consider the map defined by where . On affine charts:
- On (where ): we get the map sending
- On (where ): we get the map sending
On the overlap , both maps agree: .
This morphism is not defined at , showing that not all rational maps extend to morphisms of schemes.
The blow-up of at the origin is , defined by the equation where and .
The blow-up map is the projection. On the chart :
- The map is sending
The exceptional divisor is the fiber over the origin.
The Functor of Points
An important perspective views schemes through their morphisms from other schemes.
For a scheme , the functor of points is A morphism induces a natural transformation by composition.
By Yoneda's lemma, is determined up to isomorphism by the functor . This perspective is fundamental in modern algebraic geometry, especially for moduli problems.
For , we have When is affine, this equals So is the set of -tuples of global sections of .
For instance, consists of all polynomial functions .
For , the set consists of line bundles on together with global sections that generate at every point.
When is a point, this reduces to modulo scalars, recovering classical projective space.
Types of Morphisms
Morphisms are classified by various properties that generalize geometric concepts from classical varieties.
Open and Closed Immersions
A morphism is an open immersion if:
- is a homeomorphism onto an open subset
- is an isomorphism
An open immersion identifies with an open subscheme of .
A morphism is a closed immersion if:
- is a homeomorphism onto a closed subset
- is surjective
Equivalently, is a closed immersion if locally on , we have for some ideal .
A closed immersion corresponds to a quasi-coherent sheaf of ideals such that:
- has the reduced induced scheme structure if is radical
- The structure sheaf of is
On affine opens , we have where .
Consider the line in . There are multiple closed subschemes with the same underlying space:
- : the reduced line (simple line)
- : the doubled line (fat line)
- : the -fold thickened line
Each gives a different closed immersion into , corresponding to ideals .
In , consider the curves and . Their scheme-theoretic intersection is which is a non-reduced scheme supported at the origin. This captures the tangency: the curves meet with multiplicity 2.
In contrast, the set-theoretic intersection is just the origin as a reduced point.
Finiteness Conditions
A morphism is locally of finite type if there exists an open affine cover with such that for each , we can cover by open affines where each is a finitely generated -algebra.
A morphism is of finite type if it is locally of finite type and quasi-compact.
A morphism is finite if there exists an open affine cover with such that where each is a finitely generated -module.
Equivalently, is affine and the induced map on global sections makes into a coherent -module.
Let be a field and consider induced by . This is the normalization morphism.
Check finiteness:
- is finitely generated as a -algebra (generator: )
- Is finitely generated as a module? The subring has as a module
So is of finite type but NOT finite. The normalization is finite for curves, but this requires proving integrality.
Let be a finite field extension. Then is a finite morphism. Indeed, is a finite-dimensional -vector space, hence a finitely generated -module.
The map is surjective on points (the unique point of maps to the unique point of ) but can have degree in the sense of extension degree .
Consider the morphism induced by sending . This is the -th power map, a finite flat morphism of degree .
Finiteness: is a free -module with basis via .
The fiber over consists of points (the -th roots of ), while the fiber over is a single reduced point.
Affine Morphisms
A morphism is affine if for every open affine , the preimage is affine.
A morphism is affine if and only if for some (equivalently, every) open affine cover of , each is affine.
For affine , we have where is a quasi-coherent -algebra.
A line bundle on gives an affine morphism This is the total space of the line bundle viewed as a scheme.
For , we get , the projection from the affine line bundle.
Let and with the natural algebra structure. Then is an affine morphism whose fibers are varying: over , the fiber is , but the total space is not a vector bundle.
Dominant Morphisms
A morphism is dominant if the image is dense in , or equivalently, if the generic point of is in the image of .
For irreducible schemes, dominance means the generic point of is in the image. For affine schemes induced by , dominance is equivalent to being injective.
The projection given by is dominant. The generic point pulls back to .
In classical terms, the image of the projection map contains a dense open subset.
A proper closed immersion is never dominant. For instance, has image the closed set , which is not dense. The generic point of is not in .
Separated and Proper Morphisms
A morphism is separated if the diagonal morphism is a closed immersion.
A morphism is proper if it is separated, of finite type, and universally closed (closed under any base change).
For any scheme , the projection is proper. This is the fundamental example of a proper morphism.
In particular, is proper, generalizing the compactness of projective space.
The structure morphism is not proper (though it is separated and of finite type). The closed subset projects to the open point , which is not closed.
Geometrically, is not compact.
Special Morphisms
Structure Morphism
Every scheme over a base scheme (or ring ) comes with a distinguished morphism (or ) called the structure morphism.
For schemes over a field , this is the unique morphism .
For a variety over , the structure morphism encodes how is defined over . The -rational points of are the sections of this morphism:
Frobenius Morphism
In characteristic , the absolute Frobenius is defined by:
- Identity on topological spaces
- On structure sheaves:
For , this comes from the ring homomorphism (which is a homomorphism since in characteristic ).
Properties:
- is a homeomorphism but not an isomorphism of schemes
- is purely inseparable of degree
- The differential (Frobenius kills all differentials)
For a scheme over , the relative Frobenius is the unique morphism factoring the absolute Frobenius through the base change , where is the Frobenius twist.
The relative Frobenius is a morphism over (unlike the absolute Frobenius, which is not). For an elliptic curve , the degree of is , and .
Finite Integral Extensions
Let be a finite morphism of schemes. Then:
- is closed
- is surjective if and only if the induced map on global sections is injective (for irreducible schemes)
- The fibers of are finite sets (as topological spaces)
- satisfies the going-up and going-down theorems from commutative algebra
Let be the node curve. The normalization is given by .
On the ring level: where the left side is the coordinate ring of . The map is finite since is integral over the coordinate ring (both and satisfy monic polynomial relations).
The normalization is bijective on underlying sets except at the node, where the two branches separate.
Summary Table of Morphism Types
| Type | Topological Condition | Ring-Theoretic Condition | Example | |------|----------------------|--------------------------|---------| | Open immersion | Homeomorphism to open subset | is isomorphism on image | | | Closed immersion | Homeomorphism to closed subset | is surjective | | | Finite type | Quasi-compact | Finitely generated algebra | Varieties over | | Finite | Closed with finite fibers | Finitely generated module | Finite field extension | | Affine | Affine preimages | Corresponds to sheaf of algebras | Vector bundle total space | | Dominant | Dense image | Injective on functions | Projection | | Separated | Diagonal is closed | "Hausdorff-like" | Affine and projective schemes | | Proper | Universally closed | Projective-like | | | Flat | Continuous in families | Flat modules | Smooth families | | Smooth | Submersive | Regular sequence | |
Composition and Base Change
The following properties of morphisms are stable under composition:
- Open/closed immersions
- Finite type, finite, affine
- Separated, proper
- Flat, smooth, étale
If and have property (from the list above), then also has property .
Given a morphism and a base change , form the fiber product with projections and .
Many properties are preserved by base change:
- Open/closed immersions
- Finite type, finite, affine
- Separated (proper is universally closed by definition)
- Flat (crucial for families)
Consider and base change by for a field extension . The fiber product is which is affine -space over . This is the process of extending scalars.
For and a point corresponding to , the fiber is This is the scheme-theoretic fiber, generalizing the classical fiber of a map.
For projecting , the fiber over is the vertical line through .
Isomorphisms and Automorphisms
A morphism is an isomorphism if there exists a morphism such that and .
Equivalently, is a homeomorphism and is an isomorphism of sheaves.
The automorphism group consists of affine transformations with and .
For , the automorphism group is much larger and includes the group of tame automorphisms (generated by affine and triangular maps) and the wild automorphisms (e.g., the Nagata automorphism).
The automorphism group consists of projectivized linear transformations: where , considered up to scalar multiplication.
Rational Maps
While morphisms are everywhere defined, in classical algebraic geometry we also consider rational maps, which are only defined on an open dense subset.
A rational map is an equivalence class of pairs where is open dense and is a morphism. Two pairs and are equivalent if on .
A rational map is dominant if the image of is dense in for some (equivalently, every) representative.
Consider the projection from the point to a line . This gives a rational map defined everywhere except at . On the affine chart , this is given by or similar.
This is a classical example of a birational map that is not a morphism.
Applications and Further Topics
Morphisms of schemes provide the language for:
- Moduli problems: Classifying geometric objects by representing them as morphisms to a moduli space
- Families of varieties: A morphism can be viewed as a family of varieties parametrized by
- Intersection theory: Proper intersections are defined using fiber products
- Cohomology: Many cohomological constructions (pushforward, pullback) depend on morphisms
- Étale topology: Étale morphisms form the covering systems for the étale site
The theory of morphisms extends naturally to:
- Morphisms of stacks (for moduli problems with automorphisms)
- Morphisms in derived algebraic geometry (accounting for higher homotopical information)
- Rigid analytic geometry (analytic morphisms over non-archimedean fields)
References
- Hartshorne, Algebraic Geometry, Chapter II, Section 2-4
- Vakil, The Rising Sea, Chapters 7-10
- EGA II, Grothendieck-Dieudonné
- Liu, Algebraic Geometry and Arithmetic Curves, Chapter 3