The Spectrum of a Ring
The spectrum is the fundamental construction bridging commutative algebra and geometry. It turns any commutative ring into a topological space with a structure sheaf, making it the basic building block of scheme theory.
Definition and points
Let be a commutative ring with . The spectrum of is
as a set. Each prime ideal is a point of . The residue field at is .
- The closed points are for primes , with residue field .
- The generic point has residue field .
The closure (the generic point is dense). Think of as a "curve" whose points are the primes, with a fat generic point spread over the whole space.
If is a field, then : a single point. This is the terminal object in the category of affine schemes (over , plays the role of a point).
for algebraically closed:
- Closed points: for each , with . These correspond to the "classical" points of .
- Generic point: , with (the function field).
So . The generic point is dense; its closure is the entire space.
For (not algebraically closed): has additional closed points like with residue field . These "non-rational points" correspond to conjugate pairs .
for has three types of points:
| Type | Prime ideal | Residue field | Dimension | |---|---|---|---| | Closed points | | | | | Generic points of curves | , irred. | | | | Generic point | | | |
The point is the "generic point of the parabola" — its closure is the parabola. Every irreducible subvariety has a unique generic point.
has a single point , but the ring is not a field: it has a nilpotent element with .
This is a "fat point" or "point with tangent direction." A morphism corresponds to a point together with a tangent vector at . This is why scheme theory is more flexible than classical algebraic geometry: nilpotents carry infinitesimal information.
For a local ring , has a unique closed point . Examples:
- has two points: the closed point and the generic point . Think of it as a "formal neighborhood of a point on a curve."
- has two points: (closed) and (generic). This is the "local picture of at the prime ."
- is the special case where .
(disjoint union). For example:
More interesting: by CRT, , two points.
But is a single point with nilpotent structure (). Topologically it's the same as , but the scheme structure remembers the multiplicity.
The Zariski topology
For an ideal , define the vanishing set
The sets are the closed sets of the Zariski topology on . Properties:
- , .
- .
- .
The distinguished (basic) open sets for form a basis for the topology.
: the closed sets are for . Since is a PID, every closed set is either all of or a finite set of closed points. So the topology is the cofinite topology on the closed points, plus the generic point whose closure is everything.
This is highly non-Hausdorff: any two nonempty open sets intersect.
The closed sets of are: , , and finite sets of closed points . Same cofinite topology on the closed points.
The open set consists of primes plus the generic point. As a scheme: .
: closed sets include for irreducible (curves), (points), and intersections/unions. The topology is much richer than in dimension 1:
- is a closed parabola.
- is the union of the two axes.
- is a closed point.
The generic point of is the prime ; its closure is the parabola. The generic point is dense in everything.
The structure sheaf
On , the structure sheaf is defined on the basis of distinguished opens by:
In particular, (global sections recover the ring).
The stalk at a prime is the local ring:
The pair is an affine scheme.
- (global sections).
- (integers with inverted).
- .
- Stalk at : (integers localized at ).
- Stalk at : (the function field).
For :
- .
- — polynomials in and .
- — rational functions regular away from and .
- — rational functions regular at .
Let (nodal cubic). Then is the affine nodal curve. At the node :
is a local ring that is not a domain (the completion , two branches). The local ring detects the singularity: , so the point is singular.
Functoriality: ring homomorphisms become continuous maps
A ring homomorphism induces a continuous map
(The preimage of a prime ideal is prime.) This gives a contravariant functor .
Moreover, induces a morphism of structure sheaves , making a morphism of locally ringed spaces.
The surjection induces
which is the inclusion of the parabola into the plane. In general, surjections correspond to closed immersions .
The localization induces
which is the inclusion of . Localization maps correspond to open immersions into distinguished opens.
In characteristic , the Frobenius , induces . On :
since in (Fermat's little theorem). So on -points, the Frobenius is the identity! But on the scheme level it's a nontrivial degree- morphism. The fixed points of Frobenius on -points are exactly the -rational points — this is the foundation of the Weil conjectures.
The quotient induces , the inclusion of the closed point . Think of this as the fiber of the "arithmetic curve" over the "prime ." The inclusion gives : the generic fiber.
An equation like over gives a scheme over whose fibers are:
- Over : the elliptic curve .
- Over : the reduction (smooth for , singular at ).
This "spreading out" perspective is central to arithmetic geometry.
Generic points and specialization
A point is a generic point of an irreducible closed subset if . In , every irreducible closed subset has a unique generic point, namely itself:
We say specializes to (written ) if , i.e., .
In :
The generic point specializes to the generic point of the parabola, which specializes to the point on the parabola. This chain corresponds to the inclusion of primes:
The chain length is , illustrating that the Krull dimension equals the maximal chain length.
The generic point is the "point in general position." Evaluating a polynomial at gives itself in . So:
- in as a polynomial vanishes everywhere.
- vanishes on only finitely many closed points.
A property holds "at the generic point" iff it holds "on a dense open set." This is the scheme-theoretic formulation of "a general polynomial of degree has distinct roots."
Spec and classical varieties
For algebraically closed, the closed points of are in bijection with (by the Nullstellensatz: maximal ideals with ).
So extends classical algebraic geometry by adding:
- Generic points of irreducible subvarieties (one for each prime ideal).
- Non-closed-field points (primes with residue field , relevant over non-algebraically-closed fields).
- Nilpotent structure (e.g., vs. ).
and have the same underlying topological space (a single point ). But as schemes they differ:
- has ring (reduced).
- has ring with (non-reduced, "double point").
The scheme remembers that the origin has multiplicity 2. Similarly, is the origin with multiplicity .
In , consider the intersection of and :
This is a double point — the intersection has multiplicity at the origin because the parabola is tangent to the -axis. Compare with :
A simple (reduced) point — transverse intersection has multiplicity . Scheme theory naturally computes intersection multiplicities via the tensor product of rings.
Key properties of Spec
satisfies:
- Quasi-compact: Every open cover has a finite subcover ().
- Sober: Every irreducible closed subset has a unique generic point.
- but not : Points can be distinguished by open sets, but not every singleton is closed.
- Connected has no nontrivial idempotents.
- Irreducible is prime ( is a domain).
- Noetherian is Noetherian (= every open is quasi-compact).
The functor is an equivalence of categories (with quasi-inverse : global sections). This is the affine analogue of the equivalence between affine varieties and finitely generated reduced -algebras — but now with no restrictions on the ring.
Summary: dictionary Algebra ↔ Geometry
| Algebra () | Geometry () |
|---|---|
| Prime ideal | Point of |
| Maximal ideal | Closed point |
| Minimal prime | Generic point of irreducible component |
| specializes to | |
| Quotient | Closed subscheme |
| Localization | Open immersion |
| reduced () | No embedded nilpotent structure |
| domain | irreducible |
| local | Unique closed point |
| field | Single point (reduced) |
| Noetherian | Noetherian topological space |
| (fiber product) | |
| regular local | smooth at |