ConceptComplete

Separation and Properness for Algebraic Spaces

The notions of separatedness and properness for algebraic spaces generalize the corresponding notions for schemes. These properties are fundamental for algebraic geometry: separatedness ensures that intersections behave well, while properness is the algebraic analogue of compactness. The valuative criteria, which characterize these properties in terms of extensions of morphisms from valuation rings, extend naturally to algebraic spaces.


1. Separated Morphisms

DefinitionSeparated morphism of algebraic spaces

A morphism f:X→Yf: X \to Y of algebraic spaces is separated if the diagonal morphism

ΔX/Y:X→X×YX\Delta_{X/Y}: X \to X \times_Y X

is a closed immersion.

DefinitionQuasi-separated morphism

A morphism f:X→Yf: X \to Y is quasi-separated if ΔX/Y\Delta_{X/Y} is quasi-compact.

Separatedness can be tested on atlases:

TheoremSeparatedness via presentations

Let f:Xβ†’Yf: X \to Y be a morphism of algebraic spaces with Γ©tale presentation R⇉UR \rightrightarrows U for XX and S⇉VS \rightrightarrows V for YY. Then ff is separated if and only if the morphism Rβ†’UΓ—VUR \to U \times_V U (induced by the relation and the atlas maps) is a closed immersion.


2. The Valuative Criterion for Separatedness

TheoremValuative criterion for separatedness

Let f:X→Yf: X \to Y be a morphism of algebraic spaces that is quasi-separated and locally of finite type. Then ff is separated if and only if for every valuation ring AA with fraction field KK, every commutative diagram

Spec(K)β†’X\mathrm{Spec}(K) \to X↓↓f\downarrow \qquad\qquad \downarrow fSpec(A)β†’Y\mathrm{Spec}(A) \to Y

admits at most one lift Spec(A)β†’X\mathrm{Spec}(A) \to X making both triangles commute.

In other words, ff is separated if and only if "limits of points are unique."

Remark

For algebraic spaces, one must be careful: the valuative criterion involves geometric points and Γ©tale neighborhoods. The morphism Spec(K)β†’X\mathrm{Spec}(K) \to X might only exist after an Γ©tale extension of KK, so the criterion is stated for all valuation rings mapping to YY.


3. Examples of Separated and Non-Separated Algebraic Spaces

ExampleAffine algebraic spaces are separated

If XX is an algebraic space such that X→SX \to S is affine (i.e., for every affine scheme Spec(A)→S\mathrm{Spec}(A) \to S, the fiber product X×SSpec(A)X \times_S \mathrm{Spec}(A) is affine), then X→SX \to S is separated. Indeed, affine morphisms are separated.

ExampleProjective algebraic spaces

An algebraic space XX equipped with a closed immersion Xβ†ͺPSnX \hookrightarrow \mathbb{P}^n_S is separated over SS, since PSnβ†’S\mathbb{P}^n_S \to S is separated and closed immersions are separated.

ExampleQuotient by free finite group action

Let UU be a separated scheme over SS and GG a finite group acting freely on UU over SS. Then X=U/GX = U/G is separated over SS. The diagonal X→X×SXX \to X \times_S X is a closed immersion because R=G×U→U×SUR = G \times U \to U \times_S U is a closed immersion (freeness makes this a monomorphism, and finiteness makes it proper, hence closed).

ExampleLine with doubled origin is not separated

The line with doubled origin XX is not separated over kk. Consider the valuation ring A=k[[t]]A = k[[t]] with fraction field K=k((t))K = k((t)). The map Spec(K)β†’X\mathrm{Spec}(K) \to X sending the generic point to t∈Ak1βˆ–{0}t \in \mathbb{A}^1_k \setminus \{0\} admits two extensions to Spec(A)β†’X\mathrm{Spec}(A) \to X, corresponding to the two origins. This violates the valuative criterion.

ExampleSeparated but not quasi-projective

Hironaka's example provides a smooth proper threefold XX over C\mathbb{C} that is separated but not projective. The quotient of XX by a free involution gives a proper separated algebraic space that admits no ample line bundle and is thus not a scheme.

ExampleSeparated algebraic space over Z

Let EE be an elliptic curve over Q\mathbb{Q} and Οƒ\sigma the negation involution. Away from the 2-torsion points, Οƒ\sigma acts freely. The quotient of Eβˆ–E[2]E \setminus E[2] by Οƒ\sigma is a separated algebraic space over Q\mathbb{Q}, isomorphic to P1βˆ–{4Β points}\mathbb{P}^1 \setminus \{4 \text{ points}\}.


4. Proper Morphisms

DefinitionProper morphism of algebraic spaces

A morphism f:X→Yf: X \to Y of algebraic spaces is proper if it is:

  1. Separated: Ξ”X/Y\Delta_{X/Y} is a closed immersion.
  2. Of finite type: ff is quasi-compact and locally of finite type.
  3. Universally closed: for every base change Yβ€²β†’YY' \to Y, the map ∣XΓ—YYβ€²βˆ£β†’βˆ£Yβ€²βˆ£|X \times_Y Y'| \to |Y'| on underlying topological spaces is a closed map.
Remark

For schemes, properness can be characterized as: separated, of finite type, and universally closed. The same definition works for algebraic spaces. Universal closedness is the hardest condition to verify directly, which motivates the valuative criterion.


5. The Valuative Criterion for Properness

TheoremValuative criterion for properness

Let f:X→Yf: X \to Y be a morphism of algebraic spaces that is separated and of finite type. Then ff is proper if and only if for every valuation ring AA with fraction field KK, every commutative diagram

Spec(K)β†’X\mathrm{Spec}(K) \to X↓↓f\downarrow \qquad\qquad \downarrow fSpec(A)β†’Y\mathrm{Spec}(A) \to Y

admits a (necessarily unique, by separatedness) lift Spec(A)β†’X\mathrm{Spec}(A) \to X.

The uniqueness of the lift follows from separatedness. Properness adds the existence. Together, they say: "every point has a unique limit."

TheoremValuative criterion β€” refined version

In the setting above, it suffices to check the lifting property for discrete valuation rings (DVRs) when YY is locally noetherian and ff is of finite type.


6. Examples of Proper Algebraic Spaces

ExampleProper schemes are proper algebraic spaces

Every proper scheme over SS is a proper algebraic space over SS. For instance, PSn→S\mathbb{P}^n_S \to S is proper.

ExampleQuotient of a proper scheme by a free action

Let XX be a proper scheme over SS and GG a finite group acting freely on XX over SS. Then X/GX/G is a proper algebraic space over SS. Properness of X/GX/G follows from: (a) it is separated (see above), (b) it is of finite type since XX is, and (c) universal closedness is inherited because X→X/GX \to X/G is surjective and finite.

ExampleHironaka's proper non-projective algebraic space

The quotient of Hironaka's threefold by a free involution is a smooth proper algebraic space of dimension 3 over C\mathbb{C} that is not a scheme. It satisfies the valuative criterion because the original threefold is proper, and properness descends along finite surjective maps.

ExampleProper algebraic spaces of dimension 1 are projective schemes

Every proper algebraic space of dimension ≀1\leq 1 over a field is a projective scheme. This follows from the fact that proper curves have ample line bundles (by Riemann-Roch), so they are projective, and hence schemes. In dimension 1, there is no distinction between proper algebraic spaces and proper schemes.

ExampleCoarse moduli space of curves

The coarse moduli space MgM_g of smooth genus-gg curves (for gβ‰₯2g \geq 2) is a proper algebraic space (and in fact a quasi-projective scheme). It is obtained from the proper DM stack Mβ€Ύg\overline{\mathcal{M}}_g via the Keel-Mori theorem.

ExampleProper but not projective: Moishezon spaces

Over C\mathbb{C}, there exist proper smooth algebraic spaces that are not projective (and hence not schemes). These correspond to Moishezon manifolds that are not KΓ€hler. The simplest examples occur in dimension 3.


7. Properties Preserved Under Proper Morphisms

TheoremProperties of proper morphisms

Let f:X→Yf: X \to Y be a proper morphism of algebraic spaces. Then:

  1. Closed image: The image of ff in ∣Y∣|Y| is closed.
  2. Finite fibers implies finite: If ff has finite fibers, then ff is finite.
  3. Coherent pushforward: If F\mathcal{F} is coherent on XX and YY is noetherian, then Rifβˆ—FR^i f_* \mathcal{F} is coherent on YY for all iβ‰₯0i \geq 0.
  4. Composition: If g:Yβ†’Zg: Y \to Z is also proper, then g∘fg \circ f is proper.
  5. Base change: For any Yβ€²β†’YY' \to Y, the base change XΓ—YYβ€²β†’Yβ€²X \times_Y Y' \to Y' is proper.

8. Relationship Between Separatedness and Properness

The hierarchy of finiteness conditions for morphisms of algebraic spaces is:

closed immersion⇒finite⇒proper⇒separated + finite type⇒separated\text{closed immersion} \Rightarrow \text{finite} \Rightarrow \text{proper} \Rightarrow \text{separated + finite type} \Rightarrow \text{separated}
ExampleFinite morphisms are proper

A finite morphism f:X→Yf: X \to Y is proper. Indeed, finite morphisms are affine (hence separated), of finite type, and universally closed (because finite morphisms are closed and this property is stable under base change).

ExampleOpen immersions are separated but not proper

The open immersion Ak1βˆ–{0}β†ͺAk1\mathbb{A}^1_k \setminus \{0\} \hookrightarrow \mathbb{A}^1_k is separated but not proper (it is not universally closed). The valuative criterion fails: the map Spec(k((t)))β†’A1βˆ–{0}\mathrm{Spec}(k((t))) \to \mathbb{A}^1 \setminus \{0\} corresponding to tβˆ’1t^{-1} does not extend to Spec(k[[t]])\mathrm{Spec}(k[[t]]).


9. Compactifications

DefinitionCompactification

A compactification of a separated finite-type morphism f:Xβ†’Sf: X \to S of algebraic spaces is an open immersion j:Xβ†ͺXβ€Ύj: X \hookrightarrow \overline{X} over SS such that Xβ€Ύβ†’S\overline{X} \to S is proper.

The existence of compactifications is the content of Nagata's theorem, which we discuss in a dedicated section. The key result is:

TheoremNagata compactification for algebraic spaces

Every separated morphism of finite type between quasi-compact quasi-separated algebraic spaces admits a compactification.


10. Chow's Lemma

Chow's lemma for algebraic spaces relates proper algebraic spaces to projective schemes:

TheoremChow's lemma (informal)

Let XX be a proper algebraic space over a noetherian scheme SS. Then there exists a projective scheme Xβ€²X' over SS and a surjective birational morphism Xβ€²β†’XX' \to X.

This means every proper algebraic space is "close to" a projective scheme. The precise statement involves modifications and is treated in the theorems section.


11. The Diagonal and Separation

TheoremDiagonal characterization of separatedness

For an algebraic space XX over SS, the following are equivalent:

  1. XX is separated over SS.
  2. ΔX/S:X→X×SX\Delta_{X/S}: X \to X \times_S X is a closed immersion.
  3. For every pair of morphisms f,g:Tβ†’Xf, g: T \to X from a scheme TT, the equalizer Eq(f,g)β†ͺT\mathrm{Eq}(f, g) \hookrightarrow T is a closed subscheme.
  4. The valuative criterion for separatedness holds.
ExampleTesting separatedness via the diagonal

For the line with doubled origin XX, the diagonal Δ:X→X×X\Delta: X \to X \times X is not a closed immersion. The fiber product X×XX \times X has extra points coming from mixed pairs (one origin from each copy), and the diagonal does not capture these. Explicitly, the complement of the diagonal image is not open.


12. Finiteness Conditions Summary

| Condition | Diagonal ΔX/S\Delta_{X/S} | Structure morphism X→SX \to S | |-----------|--------------------------|------------------------------| | Quasi-separated | Quasi-compact | — | | Separated | Closed immersion | — | | Quasi-compact | — | Quasi-compact | | Finite type | — | Quasi-compact + loc. finite type | | Proper | Closed immersion | Fin. type + univ. closed |

ExampleChecking properness step by step

To verify that X/Gβ†’Spec(k)X/G \to \mathrm{Spec}(k) is proper (for GG finite acting freely on proper XX): (1) Separated: GΓ—Xβ†ͺXΓ—XG \times X \hookrightarrow X \times X is a closed immersion since GG is finite and the action is free. (2) Finite type: XX is of finite type, and Xβ†’X/GX \to X/G is finite surjective, so X/GX/G is of finite type. (3) Universally closed: for any TT, the map ∣XΓ—kTβˆ£β†’βˆ£T∣|X \times_k T| \to |T| is closed (properness of XX), and ∣X/GΓ—kTβˆ£β†’βˆ£T∣|X/G \times_k T| \to |T| is the image of a closed map under a finite surjection, hence closed.


References

  • The Stacks Project, Tag 03XX: Separated and Proper Morphisms of Algebraic Spaces.
  • D. Knutson, Algebraic Spaces, LNM 203, Chapter V.
  • B. Conrad, "Deligne's notes on Nagata compactification," J. Ramanujan Math. Soc., 2007.
  • R. Hartshorne, Algebraic Geometry, Chapter II, Section 4 (for the scheme case).