Separation and Properness for Algebraic Spaces
The notions of separatedness and properness for algebraic spaces generalize the corresponding notions for schemes. These properties are fundamental for algebraic geometry: separatedness ensures that intersections behave well, while properness is the algebraic analogue of compactness. The valuative criteria, which characterize these properties in terms of extensions of morphisms from valuation rings, extend naturally to algebraic spaces.
1. Separated Morphisms
A morphism of algebraic spaces is separated if the diagonal morphism
is a closed immersion.
A morphism is quasi-separated if is quasi-compact.
Separatedness can be tested on atlases:
Let be a morphism of algebraic spaces with Γ©tale presentation for and for . Then is separated if and only if the morphism (induced by the relation and the atlas maps) is a closed immersion.
2. The Valuative Criterion for Separatedness
Let be a morphism of algebraic spaces that is quasi-separated and locally of finite type. Then is separated if and only if for every valuation ring with fraction field , every commutative diagram
admits at most one lift making both triangles commute.
In other words, is separated if and only if "limits of points are unique."
For algebraic spaces, one must be careful: the valuative criterion involves geometric points and Γ©tale neighborhoods. The morphism might only exist after an Γ©tale extension of , so the criterion is stated for all valuation rings mapping to .
3. Examples of Separated and Non-Separated Algebraic Spaces
If is an algebraic space such that is affine (i.e., for every affine scheme , the fiber product is affine), then is separated. Indeed, affine morphisms are separated.
An algebraic space equipped with a closed immersion is separated over , since is separated and closed immersions are separated.
Let be a separated scheme over and a finite group acting freely on over . Then is separated over . The diagonal is a closed immersion because is a closed immersion (freeness makes this a monomorphism, and finiteness makes it proper, hence closed).
The line with doubled origin is not separated over . Consider the valuation ring with fraction field . The map sending the generic point to admits two extensions to , corresponding to the two origins. This violates the valuative criterion.
Hironaka's example provides a smooth proper threefold over that is separated but not projective. The quotient of by a free involution gives a proper separated algebraic space that admits no ample line bundle and is thus not a scheme.
Let be an elliptic curve over and the negation involution. Away from the 2-torsion points, acts freely. The quotient of by is a separated algebraic space over , isomorphic to .
4. Proper Morphisms
A morphism of algebraic spaces is proper if it is:
- Separated: is a closed immersion.
- Of finite type: is quasi-compact and locally of finite type.
- Universally closed: for every base change , the map on underlying topological spaces is a closed map.
For schemes, properness can be characterized as: separated, of finite type, and universally closed. The same definition works for algebraic spaces. Universal closedness is the hardest condition to verify directly, which motivates the valuative criterion.
5. The Valuative Criterion for Properness
Let be a morphism of algebraic spaces that is separated and of finite type. Then is proper if and only if for every valuation ring with fraction field , every commutative diagram
admits a (necessarily unique, by separatedness) lift .
The uniqueness of the lift follows from separatedness. Properness adds the existence. Together, they say: "every point has a unique limit."
In the setting above, it suffices to check the lifting property for discrete valuation rings (DVRs) when is locally noetherian and is of finite type.
6. Examples of Proper Algebraic Spaces
Every proper scheme over is a proper algebraic space over . For instance, is proper.
Let be a proper scheme over and a finite group acting freely on over . Then is a proper algebraic space over . Properness of follows from: (a) it is separated (see above), (b) it is of finite type since is, and (c) universal closedness is inherited because is surjective and finite.
The quotient of Hironaka's threefold by a free involution is a smooth proper algebraic space of dimension 3 over that is not a scheme. It satisfies the valuative criterion because the original threefold is proper, and properness descends along finite surjective maps.
Every proper algebraic space of dimension over a field is a projective scheme. This follows from the fact that proper curves have ample line bundles (by Riemann-Roch), so they are projective, and hence schemes. In dimension 1, there is no distinction between proper algebraic spaces and proper schemes.
The coarse moduli space of smooth genus- curves (for ) is a proper algebraic space (and in fact a quasi-projective scheme). It is obtained from the proper DM stack via the Keel-Mori theorem.
Over , there exist proper smooth algebraic spaces that are not projective (and hence not schemes). These correspond to Moishezon manifolds that are not KΓ€hler. The simplest examples occur in dimension 3.
7. Properties Preserved Under Proper Morphisms
Let be a proper morphism of algebraic spaces. Then:
- Closed image: The image of in is closed.
- Finite fibers implies finite: If has finite fibers, then is finite.
- Coherent pushforward: If is coherent on and is noetherian, then is coherent on for all .
- Composition: If is also proper, then is proper.
- Base change: For any , the base change is proper.
8. Relationship Between Separatedness and Properness
The hierarchy of finiteness conditions for morphisms of algebraic spaces is:
A finite morphism is proper. Indeed, finite morphisms are affine (hence separated), of finite type, and universally closed (because finite morphisms are closed and this property is stable under base change).
The open immersion is separated but not proper (it is not universally closed). The valuative criterion fails: the map corresponding to does not extend to .
9. Compactifications
A compactification of a separated finite-type morphism of algebraic spaces is an open immersion over such that is proper.
The existence of compactifications is the content of Nagata's theorem, which we discuss in a dedicated section. The key result is:
Every separated morphism of finite type between quasi-compact quasi-separated algebraic spaces admits a compactification.
10. Chow's Lemma
Chow's lemma for algebraic spaces relates proper algebraic spaces to projective schemes:
Let be a proper algebraic space over a noetherian scheme . Then there exists a projective scheme over and a surjective birational morphism .
This means every proper algebraic space is "close to" a projective scheme. The precise statement involves modifications and is treated in the theorems section.
11. The Diagonal and Separation
For an algebraic space over , the following are equivalent:
- is separated over .
- is a closed immersion.
- For every pair of morphisms from a scheme , the equalizer is a closed subscheme.
- The valuative criterion for separatedness holds.
For the line with doubled origin , the diagonal is not a closed immersion. The fiber product has extra points coming from mixed pairs (one origin from each copy), and the diagonal does not capture these. Explicitly, the complement of the diagonal image is not open.
12. Finiteness Conditions Summary
| Condition | Diagonal | Structure morphism | |-----------|--------------------------|------------------------------| | Quasi-separated | Quasi-compact | β | | Separated | Closed immersion | β | | Quasi-compact | β | Quasi-compact | | Finite type | β | Quasi-compact + loc. finite type | | Proper | Closed immersion | Fin. type + univ. closed |
To verify that is proper (for finite acting freely on proper ): (1) Separated: is a closed immersion since is finite and the action is free. (2) Finite type: is of finite type, and is finite surjective, so is of finite type. (3) Universally closed: for any , the map is closed (properness of ), and is the image of a closed map under a finite surjection, hence closed.
References
- The Stacks Project, Tag 03XX: Separated and Proper Morphisms of Algebraic Spaces.
- D. Knutson, Algebraic Spaces, LNM 203, Chapter V.
- B. Conrad, "Deligne's notes on Nagata compactification," J. Ramanujan Math. Soc., 2007.
- R. Hartshorne, Algebraic Geometry, Chapter II, Section 4 (for the scheme case).