ConceptComplete

Properties of Algebraic Spaces

Algebraic spaces inherit many properties from schemes through their étale atlases. The key principle is: a property of an algebraic space XX is defined by requiring that the property holds for an étale atlas UXU \to X (when the property is étale-local), or by imposing conditions on the diagonal or structure morphism. This section systematically develops the main properties.


1. Étale-Local Properties

DefinitionÉtale-local property

A property P\mathcal{P} of schemes is étale-local if for any étale surjection UXU \to X of schemes, XX has P\mathcal{P} if and only if UU has P\mathcal{P}.

Many important properties are étale-local:

  • Reduced, normal, regular
  • Cohen-Macaulay, Gorenstein
  • Locally noetherian, locally of finite type
  • Dimension (locally)

For an algebraic space XX with étale atlas UXU \to X, we say XX has an étale-local property P\mathcal{P} if UU has P\mathcal{P}. The definition is independent of the choice of atlas.


2. Reduced Algebraic Spaces

DefinitionReduced algebraic space

An algebraic space XX is reduced if there exists (equivalently, for every) étale atlas UXU \to X such that UU is a reduced scheme.

ExampleReduced quotient

Let X=Ak2X = \mathbb{A}^2_k with the free Z/2Z\mathbb{Z}/2\mathbb{Z}-action (x,y)(x,y)(x,y) \mapsto (-x, -y), restricted to A2{0}\mathbb{A}^2 \setminus \{0\}. The quotient algebraic space is reduced because A2{0}\mathbb{A}^2 \setminus \{0\} is reduced. The atlas is a reduced scheme, so the algebraic space inherits reducedness.

ExampleNon-reduced algebraic space

Let U=Spec(k[x]/(x2))U = \mathrm{Spec}(k[x]/(x^2)) with the trivial equivalence relation. The resulting algebraic space is UU itself, which is non-reduced. More interestingly, one can form non-reduced algebraic spaces as quotients: let V=Spec(k[ϵ]/(ϵ2))[t]V = \mathrm{Spec}(k[\epsilon]/(\epsilon^2))[t] with a free Z/2Z\mathbb{Z}/2\mathbb{Z}-action ttt \mapsto -t. The quotient is a non-reduced algebraic space.

TheoremReduced subspace

For any algebraic space XX, there exists a unique closed subspace XredXX_{\mathrm{red}} \hookrightarrow X that is reduced and has the same underlying topological space. It is defined by the nilradical sheaf.


3. Normal Algebraic Spaces

DefinitionNormal algebraic space

An algebraic space XX is normal if there exists an étale atlas UXU \to X with UU a normal scheme (all local rings are integrally closed domains).

ExampleNormal quotient surface

Let AA be an abelian surface over kk (which is smooth, hence normal). Let GAG \subset A be a finite étale subgroup. Then A/GA/G is an abelian variety, hence normal. More generally, any quotient of a normal scheme by a free étale group action is normal.

ExampleNon-normal algebraic space

Consider the cuspidal cubic C:y2=x3C: y^2 = x^3 in Ak2\mathbb{A}^2_k. Any algebraic space with atlas CC (for instance, a quotient of CC by a free action) will fail to be normal at the cusp point.

TheoremNormalization of algebraic spaces

Let XX be a reduced algebraic space locally of finite type over a field. Then there exists a normalization morphism ν:XνX\nu: X^\nu \to X where XνX^\nu is normal, the morphism is finite, and ν\nu is an isomorphism over the normal locus of XX.


4. Separated Algebraic Spaces

DefinitionSeparated algebraic space

An algebraic space XX over SS is separated if the diagonal morphism Δ:XX×SX\Delta: X \to X \times_S X is a closed immersion.

Equivalently, XX is separated if and only if for any étale presentation RUR \rightrightarrows U, the map RU×SUR \hookrightarrow U \times_S U is a closed immersion.

ExampleAffine schemes are separated

Every affine scheme Spec(A)\mathrm{Spec}(A) is separated. More generally, any algebraic space that is affine over a separated scheme is separated.

ExampleQuasi-projective varieties are separated

Every quasi-projective scheme over a field is separated. Therefore, any algebraic space that admits a quasi-projective atlas and whose equivalence relation is a closed subscheme of U×UU \times U is separated.

ExampleNon-separated algebraic space

The line with doubled origin is not separated: the diagonal image in (A1A1)×(A1A1)(\mathbb{A}^1 \sqcup \mathbb{A}^1) \times (\mathbb{A}^1 \sqcup \mathbb{A}^1) is not closed. More precisely, the closure of the diagonal contains additional points coming from the two origins.

ExampleHironaka's non-separated example

Hironaka's example of a proper non-projective variety over C\mathbb{C} yields, after a suitable quotient, a proper algebraic space that is separated (properness implies separatedness for algebraic spaces over a field when the algebraic space is of finite type).


5. Quasi-Compact and Quasi-Separated

DefinitionQuasi-compact algebraic space

An algebraic space XX is quasi-compact if there exists an étale atlas UXU \to X with UU a quasi-compact scheme (i.e., UU is a finite union of affine open subsets).

DefinitionQuasi-separated algebraic space

An algebraic space XX over SS is quasi-separated if the diagonal Δ:XX×SX\Delta: X \to X \times_S X is quasi-compact.

ExampleNoetherian algebraic spaces

Any algebraic space of finite type over a noetherian scheme is quasi-compact and quasi-separated. In particular, all algebraic spaces appearing in classical algebraic geometry (over fields) with finite type hypotheses are quasi-compact and quasi-separated.

ExampleNon-quasi-compact algebraic space

Let U=nNSpec(k)U = \coprod_{n \in \mathbb{N}} \mathrm{Spec}(k) (a countably infinite disjoint union of points). With the trivial equivalence relation, this gives a non-quasi-compact algebraic space (it is just the scheme UU, which is not quasi-compact).

Remark

The quasi-separated hypothesis is extremely important in the theory of algebraic spaces. Many fundamental results (e.g., the fact that X|X| is sober, the agreement of étale and fppf cohomology for quasi-coherent sheaves, representability of the Hilbert functor) require quasi-separatedness.


6. Locally Noetherian

DefinitionLocally noetherian algebraic space

An algebraic space XX is locally noetherian if there exists an étale atlas UXU \to X with UU a locally noetherian scheme.

DefinitionNoetherian algebraic space

An algebraic space XX is noetherian if it is locally noetherian, quasi-compact, and quasi-separated.

ExampleFinite type over a field

Let kk be a field. Any algebraic space XX locally of finite type over kk is locally noetherian. If additionally XX is quasi-compact and quasi-separated, then XX is noetherian.

ExampleNoetherian algebraic spaces and dimension

A noetherian algebraic space XX has a well-defined notion of dimension: dim(X)=dim(U)\dim(X) = \dim(U) for any étale atlas UXU \to X. Since étale morphisms preserve dimension, this is independent of the atlas.


7. Regular and Smooth

DefinitionRegular algebraic space

A locally noetherian algebraic space XX is regular if there exists an étale atlas UXU \to X with UU regular (all local rings are regular local rings).

DefinitionSmooth algebraic space

An algebraic space XX over SS is smooth if the structure morphism XSX \to S is smooth (i.e., flat, locally of finite presentation, and with geometrically regular fibers).

ExampleSmooth quotient

Let XX be a smooth kk-scheme and GG a finite group acting freely on XX with G|G| invertible in kk. Then X/GX/G is a smooth algebraic space. If kk is perfect, smoothness and regularity coincide.


8. Irreducibility and Connectedness

DefinitionConnected algebraic space

An algebraic space XX is connected if its topological space X|X| is connected.

DefinitionIrreducible algebraic space

An algebraic space XX is irreducible if X|X| is irreducible (every two nonempty open subsets have nonempty intersection).

ExampleConnected but reducible

Let C1C_1 and C2C_2 be two smooth curves meeting transversally at a point pp. Take U=C1C2U = C_1 \sqcup C_2 with the equivalence relation identifying the two copies of pp. The resulting algebraic space (which is a scheme) is connected but reducible.

ExampleIrreducible quotient

Let AA be an abelian variety (irreducible, connected) and GG a finite group acting freely. Then A/GA/G is an irreducible connected algebraic space. If A/GA/G is a scheme, it is an irreducible variety.


9. Properties of Morphisms

Properties of morphisms of algebraic spaces are typically defined by requiring the corresponding property after base change to a scheme.

DefinitionProperties of morphisms via base change

Let f:XYf: X \to Y be a morphism of algebraic spaces and P\mathcal{P} a property of morphisms of schemes that is stable under base change and étale-local on the target. We say ff has property P\mathcal{P} if for every scheme VV and morphism VYV \to Y, the base change X×YVVX \times_Y V \to V is a morphism of algebraic spaces that, after further base change to an atlas of X×YVX \times_Y V, has property P\mathcal{P}.

Properties defined this way include:

  • Surjective, open immersion, closed immersion
  • Flat, smooth, étale, unramified
  • Locally of finite type, locally of finite presentation
  • Finite, proper, affine, quasi-affine
  • Separated, quasi-separated
ExampleÉtale morphism of algebraic spaces

The atlas morphism UXU \to X is étale by definition. A morphism f:XYf: X \to Y is étale if for some (hence any) atlas VYV \to Y and atlas UX×YVU' \to X \times_Y V, the composite UVU' \to V is étale.

ExampleProper morphism of algebraic spaces

The morphism XSpec(k)X \to \mathrm{Spec}(k) is proper if XX is of finite type, separated, and universally closed over kk. Hironaka's proper non-projective algebraic space is an example of a proper algebraic space that is not a scheme.


10. Dimension Theory

DefinitionDimension of an algebraic space

Let XX be a locally noetherian algebraic space. The dimension of XX at a point xXx \in |X| is defined as dimx(X)=dimu(U)\dim_x(X) = \dim_u(U) where UXU \to X is any étale atlas and uUu \in U maps to xx. The dimension of XX is dim(X)=supxXdimx(X)\dim(X) = \sup_{x \in |X|} \dim_x(X).

ExampleDimension of quotients

If UU is a smooth kk-scheme of dimension dd and GG acts freely on UU, then dim(U/G)=d\dim(U/G) = d. Étale morphisms preserve dimension, so the atlas and quotient have the same local dimension.

ExampleZero-dimensional algebraic spaces

A zero-dimensional algebraic space over a field kk is necessarily a scheme: it is a disjoint union of spectra of fields. This follows from the fact that an étale equivalence relation on a zero-dimensional scheme is necessarily trivial (every étale morphism to a point is a disjoint union of isomorphisms).


11. The Structure Theorem for Algebraic Spaces

TheoremAlgebraic spaces of dimension 1 are schemes

Every separated algebraic space of finite type over a field that has dimension 1\leq 1 is a scheme.

This is a remarkable result showing that the distinction between algebraic spaces and schemes only manifests in dimension 2\geq 2. The proof uses the fact that proper curves are projective and that separated algebraic spaces of dimension 1 can be compactified to proper ones.

TheoremQuasi-separated + locally separated implies separated locally

A quasi-separated algebraic space XX admits a stratification by locally closed subspaces that are schemes.


12. Comparison of Topologies

On an algebraic space XX, one can consider several topologies:

| Topology | Coverings | Usage | |----------|-----------|-------| | Zariski | Open immersions | Too coarse for general algebraic spaces | | Étale | Étale surjections | Natural topology for algebraic spaces | | fppf | Flat, locally finitely presented surjections | Needed for descent | | fpqc | Faithfully flat quasi-compact surjections | Strongest, rarely needed |

Remark

For a scheme, the Zariski topology suffices for many purposes. For algebraic spaces, the étale topology is the fundamental one. This is because algebraic spaces are defined as étale sheaves, and many properties (e.g., being a scheme) can be checked étale-locally but not Zariski-locally.


References

  • D. Knutson, Algebraic Spaces, LNM 203, Springer, 1971, Chapter III.
  • The Stacks Project, Tag 03BN: Properties of Algebraic Spaces.
  • M. Artin, "Algebraic Spaces," Yale Mathematical Monographs, 1971, Chapter 4.