Etale Descent
Etale descent specializes the general machinery of faithfully flat descent to the etale topology. Because etale morphisms are the algebraic analogue of local homeomorphisms, etale descent gives particularly clean results: it is effective for separated schemes, it connects naturally to Galois theory, and it provides the framework for defining algebraic spaces and Deligne-Mumford stacks.
Statement of the Theorem
Let be a surjective etale morphism of schemes. Then the pullback functor
is an equivalence of categories.
In other words, quasi-coherent sheaves on are equivalent to quasi-coherent sheaves on equipped with descent data satisfying the cocycle condition.
Since etale surjective morphisms are fpqc (they are flat, locally of finite presentation, and surjective), etale descent for quasi-coherent sheaves is a special case of faithfully flat descent. The added value of the etale setting is:
- Fiber products and are much better behaved (etale morphisms are unramified, so the diagonal is an open immersion).
- Descent is effective for a wider class of geometric objects (separated schemes, algebraic spaces).
- The connection to Galois theory is immediate and explicit.
Let be a surjective etale morphism. Let be a separated -scheme with descent data satisfying the cocycle condition. Then descent is effective: there exists a separated -scheme with compatibly with , and is unique up to unique isomorphism.
More generally, descent is effective for algebraic spaces separated over along etale surjective morphisms.
Galois Descent
Let be a finite Galois extension with Galois group . The morphism is finite etale with
Galois descent is etale descent for this specific cover. A descent datum for an -object amounts to a collection of isomorphisms satisfying (the cocycle condition reduces to a group action condition).
Statement: The category of -vector spaces is equivalent to the category of -vector spaces with semilinear -action.
Given a -vector space , the -vector space has a natural semilinear -action: .
Conversely, given , we recover .
Concrete example: , , where . The -vector space with semilinear -action descends to .
But a different -action, say , also descends to a -vector space of dimension 2. This gives an isomorphic , reflecting that (non-abelian Hilbert 90).
Let be Galois with group . A smooth projective curve over can be studied via its base change . Conversely, a curve over with a -equivariant structure (compatible semilinear -action on ) descends to a curve over if the action is "geometric" (respects the scheme structure).
Example: The curve over has a natural -equivariant structure on its complexification. Complex conjugation acts on -points by , and the fixed points are exactly the -points.
Example: The conic in has no -points (it is a non-trivial Brauer-Severi curve). Over , it becomes isomorphic to , but the descent datum is non-trivial: it corresponds to the unique non-trivial element of .
Quadratic forms over can be studied via Galois descent. A quadratic form over extends to over , which is easier to classify (e.g., over algebraically closed fields, every non-degenerate form is equivalent to ).
The set of -forms of the standard quadratic form is where is the orthogonal group. The exact sequence gives a long exact sequence relating quadratic forms to the discriminant and the spinor norm.
For over : quadratic forms with are classified (up to scaling) by . The form is isomorphic to over but not over .
Applications to Algebraic Spaces
An algebraic space over a scheme is an fppf sheaf such that:
- The diagonal is representable by schemes.
- There exists a surjective etale morphism from a scheme (an etale atlas).
Algebraic spaces arise naturally when descent for separated schemes along etale covers is not enough (e.g., when descending non-separated objects). They are defined so that etale descent is tautologically effective.
Let be a scheme with an action of a finite group . The quotient always exists as an algebraic space (though not always as a scheme). If acts freely and is separated, then is a separated algebraic space.
Concrete example: Let and acting by . The quotient is a smooth algebraic space, but it is NOT a scheme (it is the "affine plane with doubled origin" quotient). The etale cover exhibits as an algebraic space via etale descent.
More generally, if a finite group acts on a scheme and the stabilizers are trivial (free action), then is a finite etale -torsor, and is the algebraic space obtained by etale descent.
The classical example (due to Hironaka) of an algebraic space that is not a scheme: start with a smooth threefold over with an involution that acts freely outside a codimension-2 subvariety. The quotient exists as an algebraic space but cannot be a scheme (it fails to have enough open affine subsets).
Another example: the etale quotient of by the equivalence relation that identifies and (but this one fails to be separated, so it requires more care).
Etale Descent for Properties
The following properties descend along etale surjective morphisms :
Properties of schemes: reduced, normal, regular, Cohen-Macaulay, locally Noetherian, S (Serre's condition), R (regularity in codimension ).
Properties of morphisms: if is a morphism and is its base change, then is flat (resp. smooth, etale, unramified, proper, finite, affine, quasi-finite, a closed immersion, an open immersion) if and only if is.
Properties of sheaves: a coherent sheaf on is locally free of rank if and only if is locally free of rank on .
These results follow from etale descent being a special case of fpqc descent, combined with the fact that etale morphisms are open maps.
To verify that a morphism is smooth, it suffices to check after an etale base change. For instance, consider (an elliptic curve over with ).
After the etale cover , the morphism becomes , which is smooth (the curve is non-singular since ). By etale descent of smoothness, the original morphism is smooth.
Etale Descent and Cohomology
For a surjective etale morphism and an abelian sheaf on , there is a descent spectral sequence (or Cech-to-derived spectral sequence):
where is the presheaf and the Cech cohomology is computed using the simplicial scheme .
When is a Galois cover with group (e.g., for a Galois extension ), the spectral sequence becomes the Hochschild-Serre spectral sequence:
This is one of the most important computational tools in etale cohomology.
Let be a field, , , . For :
Since and for (Spec of a separably closed field), the spectral sequence degenerates to
This gives (Hilbert 90) and (the Brauer group equals the Galois cohomology ).
For a scheme and an etale cover , the Picard group can be computed via the Cech complex:
with . This is the standard description: line bundles are classified by transition functions (1-cocycles) modulo coboundaries.
For with the etale cover (after inverting appropriate primes), one can compute (the class group of ).
Etale Descent and Algebraic Stacks
Etale descent is the foundation of Deligne-Mumford stacks. A Deligne-Mumford stack is a stack for the etale topology with:
- Representable diagonal.
- An etale surjection from a scheme .
The existence of an etale atlas means that can be "covered" by a scheme in the etale topology, and the descent data for this cover (encoded in the groupoid ) determines .
The moduli stack of curves of genus is a Deligne-Mumford stack: it has an etale atlas (a Hilbert scheme parametrizing embedded curves) and the automorphism groups of objects are finite (etale, since curves of genus have finite automorphism groups).
For stacks where the automorphism groups are smooth but not etale (e.g., for a smooth group scheme ), one needs the fppf or smooth topology, leading to Artin stacks.
Summary
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Etale descent for quasi-coherent sheaves is effective (as a special case of fpqc descent).
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Etale descent for separated schemes is effective (Artin's theorem).
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Galois descent is the special case for Galois covers, connecting to classical Galois theory and semilinear algebra.
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The Hochschild-Serre spectral sequence computes etale cohomology via Galois cohomology, providing the main computational tool.
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Algebraic spaces are defined so that etale descent is effective by construction, extending the category of schemes.
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Deligne-Mumford stacks are stacks for the etale topology, and their definition relies on the effectiveness of etale descent for the relevant geometric objects.