Birational Geometry of Surfaces
Birational geometry studies surfaces "up to birational equivalence"---identifying two surfaces when they share a common dense open subset. For surfaces, the minimal model program has a complete and beautiful answer: every surface is obtained from a unique minimal model (for ) by a sequence of blowups, and the Enriques--Kodaira classification organizes all minimal surfaces by Kodaira dimension.
Birational maps and equivalence
A rational map between smooth projective surfaces is a morphism defined on a dense open subset . It is birational if there exists a rational map such that and on appropriate dense open subsets.
Equivalently, and are birationally equivalent if their function fields are isomorphic: .
A surface is rational if it is birational to , i.e., .
The standard quadratic transformation is defined by:
This is a birational involution (). It is undefined at the three coordinate points , , , and it contracts the three coordinate lines to the opposite coordinate points.
Resolving: blow up to get . On , becomes a morphism that contracts the proper transforms of the three coordinate lines (each now a -curve) and blows down to .
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and are birational: the map given by projection from a point realizes this. Concretely, admits a morphism to by blowing down a different -curve.
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The Hirzebruch surfaces for all are rational: each is birational to .
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A smooth cubic surface is rational. Projecting from a line gives a birational map . Since contains exactly lines, there are many such projections.
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A smooth quartic surface is a K3 surface and is not rational (it has , while rational surfaces have ).
Castelnuovo's contraction theorem
An exceptional curve of the first kind (or -curve) on a smooth projective surface is an irreducible curve with:
By the adjunction formula, this is equivalent to and (since gives ).
Let be a -curve on a smooth projective surface . Then there exists a smooth projective surface and a morphism such that:
- is the blowup of at a point , and is the exceptional divisor.
- is an isomorphism.
- and .
In other words, every -curve can be blown down (contracted) to a smooth point. This is the inverse operation to blowing up.
Let with exceptional divisor and proper transform of a line through . Then with , , .
The curve is a -curve, and blowing it down recovers . But is also a -curve (it is the proper transform of a line not through ... actually, itself satisfies , so is not a -curve). The curve satisfies , so it is not a -curve either.
On (blowup at two points), with basis : the proper transform of the line through and is , with and . So is a -curve that can be blown down, yielding .
A del Pezzo surface of degree is a blowup of at points in general position (for ). The number of -curves is:
- (, i.e., ): exceptional curves.
- (): curve ().
- (): curves ().
- (): curves.
- (): curves.
- (): curves.
- (): curves --- these are the famous 27 lines on a cubic surface.
- (): curves.
- (): curves.
The count for degree is (exceptional divisors, proper transforms of lines, conics, etc.), reflecting the root system structure.
Minimal models
A smooth projective surface is minimal if it contains no -curves. Equivalently, every birational morphism to another smooth projective surface is an isomorphism.
The process of reaching a minimal model: start with any surface , find a -curve, blow it down. Repeat. Since each blowdown decreases by and , this process terminates in finitely many steps at a minimal surface .
Let be a smooth projective surface over an algebraically closed field .
Case : The minimal model of is unique up to isomorphism. That is, if and are both minimal surfaces birational to , then .
Case : The minimal model is not unique. Both and (for ) are minimal and rational, but . However, the possibilities are completely classified: a minimal rational surface is either or a Hirzebruch surface with .
Start with , the blowup of at general points (a cubic surface ).
This surface has exceptional curves (-curves). Pick any one, say , and blow it down to get , a del Pezzo of degree with exceptional curves. Continue:
- Blow down : get ( exceptional curves).
- Blow down : get ( exceptional curves).
- Blow down : recover (no exceptional curves, minimal).
Alternatively, at any stage we could blow down different -curves, potentially arriving at instead of . This illustrates the non-uniqueness for .
A K3 surface has (trivial canonical class). If were a -curve, then but also by adjunction, a contradiction. Therefore K3 surfaces contain no -curves and are automatically minimal.
The same argument applies to abelian surfaces () and Enriques surfaces (, so for any curve since ).
The minimal model program for surfaces
The minimal model program (MMP) for surfaces proceeds as follows:
- Start with a smooth projective surface .
- If is nef (i.e., for all curves ), then is a minimal model. Stop.
- If is not nef, there exists a curve with . By the Cone Theorem, we can choose to be a -curve (i.e., , ).
- Contract via Castelnuovo's theorem to get a smooth surface . Replace with and go to step 2.
This terminates because decreases at each step. The result is either a minimal model (if ) or a surface with a -fibration or isomorphic to (if ).
The Kodaira dimension of a smooth projective surface is defined as:
with the convention if for all . For surfaces, :
- : for all (no pluricanonical sections).
- : for all , and for some .
- : grows linearly ( for large ).
- : grows quadratically ( for large ). These are surfaces of general type.
The Enriques--Kodaira classification
Kodaira dimension : Ruled and rational surfaces
A smooth projective surface is ruled if it admits a surjective morphism to a smooth curve whose fibers are isomorphic to . Equivalently, for some rank- vector bundle on .
is rational if (so is birational to ). Otherwise, is an irrational ruled surface over a curve of genus .
The minimal surfaces with are completely classified:
Rational surfaces ():
- : the projective plane, , .
- for : Hirzebruch surfaces. Note and (not minimal since it contains a -curve).
Irrational ruled surfaces ():
- for an indecomposable rank- bundle on a curve of genus . These satisfy for all and .
Castelnuovo's rationality criterion: A surface is rational if and only if and .
Kodaira dimension
There are exactly four types of minimal surfaces with :
K3 surfaces: , , , . Examples: smooth quartic in , complete intersection of a quadric and cubic in , double cover of branched along a smooth sextic. The lattice is isomorphic to (rank , signature ).
Abelian surfaces: , , , . These are -dimensional abelian varieties, e.g., for elliptic curves , or the Jacobian of a genus- curve.
Enriques surfaces: but , , , . An Enriques surface is the quotient of a K3 surface by a fixed-point-free involution. Over , the fundamental group is .
Bielliptic (hyperelliptic) surfaces: but for some , , . These are quotients where is a finite group acting by translations on and faithfully on .
Kodaira dimension
A minimal surface with admits a unique elliptic fibration over a smooth curve , whose general fiber is an elliptic curve.
Invariants: (since is nef and , Kodaira's formula gives a sum along fibers), with the canonical bundle formula involving the discriminant divisor and singular fibers.
Kodaira's classification of singular fibers: the singular fibers can be of type (cycle of rational curves), (cuspidal rational curve), (two tangent rational curves), (three concurrent rational curves), , , , (the starred types correspond to extended Dynkin diagrams , , , ).
Concrete example: the Fermat pencil in . The general fiber is a smooth cubic (elliptic), with singular fibers at (nodal cubics, type ) and (the triangle , type ). After resolving base points, this gives an elliptic surface with .
Kodaira dimension : Surfaces of general type
A surface of general type is a surface with . For a minimal surface of general type, is nef and big ().
Key inequalities for minimal surfaces of general type:
- Noether's inequality: (equivalently, ).
- Bogomolov--Miyaoka--Yau inequality: .
- Equality holds iff is a ball quotient (Yau).
Examples:
- Smooth quintic in : , , , , .
- Product of curves with : , .
- Godeaux surface: , , the simplest surface of general type. Constructed as the quotient of the Fermat quintic by the -action ().
- Barlow surface: a simply connected surface of general type with , .
- Beauville surface: a surface isogenous to a higher product .
The Cremona group
The Cremona group is the group of birational automorphisms of . Since is rational, this equals , the group of -automorphisms of the purely transcendental field extension .
The Cremona group contains:
- as a subgroup (the linear automorphisms).
- The standard quadratic transformation .
- De Jonquieres transformations (birational maps preserving a pencil of lines through a point).
Every birational automorphism of (over an algebraically closed field) is a composition of linear automorphisms and the standard quadratic transformation. In other words:
This means the Cremona group is generated by and a single quadratic involution.
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Linear maps: , degree .
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Standard Cremona : degree . Resolves to blowups followed by blowdowns.
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Degree- Cremona maps: for example, is not birational (it has degree ). A degree- birational map is with and a rational inverse.
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De Jonquieres transformation of degree : preserves the pencil of lines through . In affine coordinates : for polynomials with . These form a subgroup .
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The Cremona group is not simple: Cantat and Lamy (2013) proved that is not simple, using the action on an infinite-dimensional hyperbolic space.
Factorization of birational maps
Let be a birational map between smooth projective surfaces. Then can be factored as a sequence of blowups followed by a sequence of blowdowns:
where each left arrow is a blowup at a point, and each right arrow is a blowdown of a -curve.
Equivalently, there exists a smooth surface and morphisms , (both compositions of blowups) such that .
The standard Cremona factors as:
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Three blowups: Blow up , , to obtain . This introduces exceptional divisors with , and the proper transforms of the coordinate lines now satisfy .
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Three blowdowns: Contract (the proper transforms) to get again, where become the new coordinate lines.
The intermediate surface is the del Pezzo surface (degree , isomorphic to blown up at non-collinear points), and it admits two different contractions to .
Consider and . These are birational (both rational) but not isomorphic. A birational map factors through one blowup and one blowdown:
- Blow up a point : get (blowup of at two points), which is with an extra blowup.
- The proper transform of the fiber through becomes a -curve. Blowing it down yields .
More generally, the elementary transformation at a point is a blowup followed by blowdown of the proper transform of the fiber.
Comparison with higher-dimensional MMP
The minimal model program for surfaces is remarkably clean compared to higher dimensions:
What works for surfaces:
- Every birational map factors into blowups and blowdowns of smooth points.
- Contracting a -curve always produces a smooth surface.
- Minimal models exist and are unique (for ).
- The classification is complete (Enriques--Kodaira).
What changes in dimension :
- Flips are needed: contracting a -negative curve in dimension can create singularities worse than a smooth point. One must perform a flip (a surgery replacing a curve with another) to continue.
- Terminal singularities: the MMP must work with mildly singular varieties (terminal or canonical singularities), not just smooth ones.
- Flops: birational maps between minimal models (in ) can involve flops --- birational maps that are isomorphisms in codimension but change the variety along codimension- loci.
- Termination: proving that the sequence of flips terminates is a deep theorem in dimension (Mori, 1988) and was established in full generality by Birkar--Cascini--Hacon--McKernan (BCHM, 2010) for varieties of general type.
- Non-uniqueness of minimal models: in dimension , minimal models with are related by flops but need not be isomorphic.
Consider a smooth 3-fold containing a curve with normal bundle . Then (by adjunction on the 3-fold). The contraction that contracts to a point creates an ordinary double point (node) singularity.
The flip replaces with a different having normal bundle but with . This phenomenon has no analogue for surfaces.
The classical example: the Atiyah flop on the conifold in . The two small resolutions (blowing up the ideal vs. ) are related by a flop.
Birational invariants
The following are birational invariants of smooth projective surfaces (unchanged under birational equivalence):
- The Kodaira dimension .
- The plurigenera for all .
- The irregularity .
- The fundamental group (in characteristic ).
The following are not birational invariants:
- The Picard number (changes under blowup: ).
- The self-intersection (changes: ).
- The Euler characteristic (changes: ).
- But is a birational invariant (since both change by ).
Rational surfaces (, , del Pezzo surfaces): , , for all , . But varies: , , for del Pezzo of degree .
K3 surfaces: , , , for all . All K3 surfaces are diffeomorphic (over ) and have .
Abelian surfaces: , , , for all . The fundamental group distinguishes them from K3 surfaces.
Quintic surface (general type): , , , , , .
Summary
The birational geometry of surfaces is governed by three pillars:
- Castelnuovo contraction: every -curve can be blown down, reducing the surface toward a minimal model. For , this minimal model is unique.
- Enriques--Kodaira classification: minimal surfaces fall into four classes by Kodaira dimension: ruled (), K3/abelian/Enriques/bielliptic (), elliptic fibrations (), and general type ().
- Factorization: every birational map between surfaces is a composition of blowups and blowdowns, and the Cremona group is generated by and a single quadratic involution.
This complete picture --- achieved through the work of the Italian school, Kodaira, Bombieri, Mumford, and many others --- serves as both the template and the motivation for the higher-dimensional minimal model program.