Ruled Surfaces
A ruled surface is a surface that admits a fibration over a curve with every fiber isomorphic to . These surfaces are among the best-understood in algebraic geometry: their Picard group, intersection theory, and canonical class can all be computed explicitly. They play a central role in the Enriques--Kodaira classification as the surfaces of Kodaira dimension .
Ruled and geometrically ruled surfaces
A smooth projective surface is ruled if it is birational to for some smooth projective curve . Equivalently, contains a pencil of rational curves covering .
A ruled surface over is a smooth projective surface together with a surjective morphism to a smooth curve such that every fiber is isomorphic to .
A geometrically ruled surface over a smooth curve is a surface of the form
where is a rank- locally free sheaf on , and denotes the projectivization .
The natural projection makes into a -bundle over . Note that for any line bundle on , so one may always normalize so that but for every line bundle of positive degree.
Every geometrically ruled surface is ruled, but the converse is slightly subtle. A ruled surface need not admit a -bundle structure globally -- it may have singular fibers after performing a minimal model reduction. However, every minimal ruled surface is geometrically ruled: it is isomorphic to for some rank- bundle on a curve .
When , we get , the trivial product. This is the simplest geometrically ruled surface over .
For : is the smooth quadric , with two rulings giving two -bundle structures.
Hirzebruch surfaces
For each integer , the -th Hirzebruch surface is
This is a geometrically ruled surface over with projection . The Hirzebruch surfaces are (up to isomorphism) exactly the geometrically ruled surfaces over .
The surface is the product . It is the smooth quadric surface defined by . It has two distinct rulings:
- The projection to the first factor, and
- The projection to the second factor.
The Picard group is with and .
The Hirzebruch surface is isomorphic to the blowup of at one point . The ruling corresponds to the pencil of lines in through :
- Each line through becomes a fiber of .
- The exceptional divisor of the blowup is the unique section with .
- The strict transform of a line not through gives a section with .
Note: is not minimal because it contains the -curve . Contracting recovers .
The surface can be realized as the minimal resolution of the quadric cone . More precisely:
- The quadric cone has a singular point at the vertex .
- Blowing up the vertex resolves the singularity, and the resulting surface is .
- The exceptional curve of the resolution is the unique section with .
Alternatively, is the image of the -uple embedding of scrolled over : the cone over the rational normal curve of degree in (a conic).
The surface for can be realized as the projectivized cone over the rational normal curve of degree in :
- Embed via (the -uple Veronese).
- Take the cone over this curve in .
- Resolve the vertex of the cone to get .
The negative section with is the exceptional curve of this resolution. For , is the unique irreducible curve with negative self-intersection on .
Sections, fibers, and the Picard group
Let be a geometrically ruled surface with normalized (i.e., but for all of positive degree). Define:
- Fiber class : a fiber .
- Tautological section : the section corresponding to the surjection .
- The invariant when is normalized. Equivalently, .
Then , and numerically, .
For , the Picard group is where:
- is the section with ,
- is a fiber of .
- (a section meets each fiber in one point).
- (two distinct fibers are disjoint).
The intersection matrix in the basis has entries , , , with determinant , confirming is unimodular.
Any section defines a divisor for some integer , with . The section achieves the minimum self-intersection .
Intersection theory on ruled surfaces
Let be a geometrically ruled surface with invariant , section , and fiber . Any divisor on is numerically equivalent to for . The intersection numbers are:
- ,
- ,
- .
Hence for and :
In particular, .
On (with ), a divisor is effective if and only if and (when ), or and . To see this:
- If is effective and irreducible, either , , or is a section/multisection disjoint from .
- for effective not equal to .
- for effective .
The nef cone of is generated by and : a divisor is nef iff and .
On (with ), the divisor is ample if and only if and . Checking via Nakai--Moishezon:
- requires . But we also need:
- , i.e., .
- .
So ampleness requires and . For example, on :
- is ample ().
- is nef but not ample ().
- is not nef ().
Canonical class of ruled surfaces
Let be a geometrically ruled surface over a smooth curve of genus , with invariant . Then:
In particular:
- ; more directly, and .
- .
- The Kodaira dimension is since for all .
For (base , genus , invariant ):
Checking self-intersection: ... let us use the formula directly: . This is consistent for all .
Concrete cases:
- : , i.e., (bidegree ). Then .
- : . Using and ... or directly, .
- : . The anticanonical class is , which is effective but not ample.
On a ruled surface with canonical class :
Fibers: For a fiber (with ), adjunction gives . Consistent.
Sections: For the section on , adjunction gives:
So , confirming . More generally, a section on has genus:
which simplifies (using ... let us compute directly): .
So , giving ... wait, that cannot be right for all sections. Let me redo: , so and ... hmm, this gives independent of , which is wrong. The correct computation (being careful with the fiber): . So indeed , giving . But itself has and from case... The issue is that for gives a smooth section only when actually is smooth. For , , so for all sections -- correct since sections of are rational.
Minimal ruled surfaces and Nagata's theorem
Let be a geometrically ruled surface over a curve of genus , with normalized bundle and invariant . Then:
- always.
- If is decomposable, i.e., for a line bundle with , then .
- For every value , there exists a ruled surface over with that invariant.
- Over , every vector bundle splits (Grothendieck's theorem), so with . Thus the Hirzebruch surfaces () are exactly the minimal ruled surfaces over .
A geometrically ruled surface is minimal (contains no -curves in a fiber) if and only if no fiber contains an exceptional curve. Equivalently:
- Over : is minimal for . The surface is not minimal because the section with is an exceptional curve that can be contracted to yield .
- Over a curve of genus : is always minimal (a ruled surface over a curve of positive genus has no -curves mapping to a point on the base).
The surface has a unique -curve, namely the section with . Contracting gives :
After contraction, the fibers of the ruling become lines through in . Conversely, blowing up any point gives with the ruling by proper transforms of lines through .
Rational surfaces
A smooth projective surface is rational if it is birational to (equivalently, birational to , or equivalently, ruled over ).
A rational surface satisfies:
- (irregularity zero),
- (geometric genus zero),
- (Kodaira dimension negative infinity).
A smooth projective surface is rational if and only if , where is the irregularity and is the second plurigenus.
This is a deep result: the vanishing of two numerical invariants suffices to guarantee birationality to .
Every minimal rational surface is isomorphic to exactly one of:
- , or
- for or .
The surface is excluded because it is not minimal (it is the blowup of at one point). No two surfaces in this list are isomorphic to each other.
Every rational surface is obtained from one of these minimal models by a finite sequence of blowups.
For (with ), . One way to distinguish them:
- If , then contains a unique irreducible curve with negative self-intersection, namely with . Different values of give different self-intersection numbers.
- has no curves of negative self-intersection at all, distinguishing it from for .
- is distinguished from all by its Picard number: while .
All Hirzebruch surfaces are birational to each other (all rational), but not isomorphic:
- and are both minimal rational surfaces, birational but not isomorphic.
- To go from to : blow up a point to get a surface with two -curves (the exceptional divisor and the proper transform of the fiber through ), then contract the proper transform of the fiber to get .
- This is an elementary transformation (or elm): is a birational map that is not an isomorphism.
More generally, an elementary transformation centered at a point on gives either or , depending on whether the point lies on or not.
Scrolls in projective space
A rational normal scroll with is the image of the map given by the linear system , where is the section with and is the fiber class.
Equivalently, is the union of lines joining corresponding points on two rational normal curves of degrees and in complementary linear subspaces of .
The scroll has degree in and is a surface of minimal degree (degree ).
is the image of under the Segre embedding . This is the smooth quadric surface , a surface of degree in (minimal degree: ).
is the image of in via the linear system . This is a cubic scroll: a surface of degree in . It can be described as the union of lines joining a point and a conic in complementary subspaces and ... but actually , so it is the join of a line and a conic in disjoint subspaces and of .
It is a rational surface of minimal degree, ruled by lines.
is a surface of degree in , obtained from via . It is the join of a line and a twisted cubic in disjoint linear subspaces and of .
The "degenerate" case (where ) gives the cone over the rational normal curve of degree : this is a surface of degree in with a singular vertex point.
Ruled surfaces over curves of higher genus
Let be an elliptic curve. Then:
-
Decomposable bundles: with gives . For , we get with .
-
Atiyah's bundle: There is a unique non-split extension (the Atiyah bundle). Then is a ruled surface over with but not isomorphic to . This surface has an interesting property: it has no section with (unlike , which has many).
-
Indecomposable bundles with : Nagata's theorem allows (since ), and these correspond to indecomposable rank- bundles of odd degree.
Let be a curve of genus . Nagata's theorem gives . So the possible invariants are .
- (the extreme case): These arise from stable rank- bundles. The moduli space of stable bundles of rank and degree on is isomorphic to (Newstead's theorem), so there is a -parameter family of such ruled surfaces.
- , decomposable: gives .
- , indecomposable: Non-split extensions exist and give ruled surfaces not isomorphic to .
Numerical invariants
Let be a geometrically ruled surface over a curve of genus . Then:
- (irregularity equals genus of the base),
- (geometric genus is zero),
- ,
- ,
- (topological Euler characteristic, by Noether's formula: , so ),
- , (Betti numbers, over ),
- .
In particular, all ruled surfaces over the same base curve share the same numerical invariants -- they differ only in their algebraic structure.
Here are the invariants for ruled surfaces :
For (base , i.e., Hirzebruch surfaces): , , , , , .
For (base an elliptic curve): , , , , , .
For : , , , , , .
For : , , , , , .
Note the curious feature: for . The canonical class is "very negative" on a ruled surface, reflecting the rational fibers.
Elementary transformations
Let be a geometrically ruled surface, and let be a point lying on the fiber . The elementary transformation (or elm) at is the birational map:
defined by: blow up to get with exceptional divisor , then contract the proper transform of the fiber (which is now a -curve on ) to get a new ruled surface over .
If over and (the negative section), then . If , then .
Start with . Pick any point .
- Blow up : get with exceptional curve (), and the proper transform of the fiber through has .
- Contract : the image surface is .
The resulting birational map is not regular (it is undefined at and contracts a curve). This shows that and are birational but not isomorphic.
Repeating: by choosing points off the negative section, or by choosing points on .
The Tsen--Castelnuovo theorem
If is ruled over , then is rational. More precisely, every -bundle over is isomorphic to some (by Grothendieck's theorem on vector bundles over ), and every is rational.
Conversely, if is a ruled surface over a curve of genus , then is irrational: it is not birational to , since while , and the irregularity is a birational invariant.
Ruled surfaces in the Enriques--Kodaira classification
In the Enriques--Kodaira classification of algebraic surfaces by Kodaira dimension :
- : All such surfaces are ruled. More precisely, a surface has if and only if it is birational to for some curve (this is a deep theorem, relying on the abundance conjecture in dimension 2, proved by the Italian school and Kodaira).
- : K3 surfaces, abelian surfaces, Enriques surfaces, hyperelliptic surfaces.
- : Properly elliptic surfaces.
- : Surfaces of general type.
Thus ruled surfaces form the entire class , and their complete classification reduces to understanding rank- vector bundles on curves.
To check if a surface is ruled, one can use the following criteria:
- Sufficient: If , then is ruled (Enriques).
- Necessary and sufficient: , equivalently for all .
- Over the base curve : If is ruled over , then . So the Albanese variety .
For example, a surface with is either (if ), or (if and minimal), or a non-minimal rational surface.
Summary
The theory of ruled surfaces rests on the following pillars:
- Structure: Every geometrically ruled surface is for a rank- bundle on a curve , classified (up to twist) by the invariant and the isomorphism class of .
- Picard group: with , , .
- Canonical class: , giving .
- Minimality over : The minimal models are and ().
- Birational geometry: Elementary transformations connect all ruled surfaces over the same base curve.
- Scrolls: Geometrically ruled surfaces embed as scrolls -- surfaces of minimal degree in projective space.