Genus
The genus is the most fundamental invariant of an algebraic curve. It measures the "complexity" of the curve: topologically it counts the number of handles, algebraically it governs the space of differentials, and it determines essentially all qualitative behavior of the curve and its function field.
Arithmetic and geometric genus
Let be a projective curve over a field . The arithmetic genus of is
For a connected curve, , so .
The arithmetic genus is defined for possibly singular or reducible curves and is invariant under deformations (it is a topological invariant of the Hilbert polynomial).
Let be a projective curve over . The geometric genus is
where is the dualizing sheaf. For a smooth curve, is the sheaf of regular differentials, and .
For a smooth projective curve of genus over a field :
This common value is called simply the genus of . By Serre duality , so .
For singular curves, the inequality holds, with equality if and only if is Gorenstein.
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: , . The curve is over . No nonzero regular differentials.
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: , , . With a rational point, is an elliptic curve. The unique differential on is .
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: , . Every genus-2 curve is hyperelliptic: the canonical map is a degree-2 cover.
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: , . The canonical map is . If non-hyperelliptic, this is an embedding as a smooth plane quartic.
Genus-degree formula for plane curves
Let be a smooth plane curve of degree . Then the genus of is
This follows from adjunction: , so and .
- (line): . (conic): ().
- (cubic): (elliptic curves). (quartic): .
- : . : . : .
Missing genera: The values are , so genus 2, 4, 5, 7, 8, 9, ... do not occur as smooth plane curves.
For a plane curve of degree with nodes (ordinary double points):
where is the normalization. Each node drops the geometric genus by 1.
- Nodal cubic (, ): . Normalization is .
- Nodal quartic (, ): . A hyperelliptic curve.
- 3-nodal quartic (, ): . Rational.
- Sextic with 4 nodes: .
More generally, a singularity of type contributes its delta-invariant : .
Genus of complete intersections
Let be a smooth complete intersection of hypersurfaces of degrees . Then has degree and genus
Curves in (intersection of two surfaces of degrees ):
- : degree , . Elliptic (intersection of two quadrics).
- : degree , . A canonical curve of genus 4: .
- : degree , .
- : degree , .
Curves in :
- : degree , .
- : degree , .
Topological genus over
Let be a smooth projective curve of genus over . The analytification is a compact Riemann surface:
- is homeomorphic to a sphere with handles.
- Topological Euler characteristic: .
- First Betti number: , so .
- has generators with relation .
The topological genus agrees with the algebraic genus by Hodge theory/GAGA.
- : (Riemann sphere). , simply connected.
- : (torus ). , .
- : two handles. , .
- Smooth plane quartic (): three handles. , .
The Hodge decomposition gives with .
Genus and differentials
For a smooth projective curve of genus :
The genus equals the dimension of the space of regular differential 1-forms. Moreover, .
Hyperelliptic curve , or , separable. The independent regular differentials are:
- (): basis .
- : basis .
- hyperelliptic: basis .
Smooth plane curve of degree : the differentials are indexed by monomials with , . The count confirms the genus-degree formula.
The moduli space
The moduli space parametrizes isomorphism classes of smooth projective curves of genus :
- for . It is irreducible and quasi-projective.
- The Deligne-Mumford compactification parametrizes stable curves (at worst nodal, finite automorphism group).
- . (-line). .
The tangent space to at is where . By Serre duality, . For , Riemann-Roch gives:
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(): every genus-2 curve is hyperelliptic . Six branch points in modulo : .
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(): the general curve is a smooth plane quartic. Family dimension: . The hyperelliptic locus has (codimension 1).
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(): a general genus-4 curve is a complete intersection in .
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: boundary has irreducible components , where parametrizes nodal curves with components of genera and .
Classification by genus
Genus 0: . (3-dimensional). Kodaira dimension .
Genus 1: with a marked point, is an elliptic curve classified by . is finite: generically , with for and for . Kodaira dimension .
Genus : is of general type (). is finite with the Hurwitz bound . The canonical divisor is ample.
- : bound , actual maximum (achieved by ).
- : bound , achieved by the Klein quartic with .
- : the Macbeath curve attains .
The bound comes from Riemann-Hurwitz on : the minimum positive value of is , giving .
Hyperelliptic curves
A smooth curve of genus is hyperelliptic if it admits a (degree-2 map to ). The associated involution is the hyperelliptic involution, with exactly fixed points (the Weierstrass points). A hyperelliptic curve has a model , or , separable.
For a smooth curve of genus , the following are equivalent:
- is hyperelliptic (admits a ).
- The canonical map is not an embedding (it is 2-to-1 onto a rational normal curve).
- There exist points with .
For : every curve is hyperelliptic. For : has , so the general curve is non-hyperelliptic.
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Genus 2: . Six Weierstrass points. entirely.
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Genus 3 hyperelliptic: . Eight Weierstrass points. has codimension 1.
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Genus 3 non-hyperelliptic: (Fermat quartic). The canonical map is the identity embedding .
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Genus 4 hyperelliptic: . has codimension 2.
Genus from the adjunction formula
Let be a smooth projective surface and a smooth curve. Then
Curves on : , , so , giving .
Curves on of bidegree : , so , giving .
- Bidegree : . : . : .
On a K3 surface (): . A rational curve satisfies .
On an abelian surface (): for ample , so .
Fermat curves
The Fermat curve has genus :
- : , elliptic with and CM by .
- : , with .
- : , the Fermat quintic curve.
Automorphisms: of order for .
Fermat's Last Theorem: rational points on give solutions to . By Faltings' theorem ( for ), only finitely many rational points exist.
Trigonal curves and gonality
A curve is trigonal if it admits a (degree-3 map to ).
- : every non-hyperelliptic curve is a plane quartic; projection from a point gives a .
- : a non-hyperelliptic curve is a complete intersection in . The comes from the quadric's ruling.
- : the general curve has gonality 4. The trigonal locus has codimension 1 in .
Genus, Riemann-Roch, and the Jacobian
The genus is the correction term in the Riemann-Roch theorem: . Key consequences:
- (Riemann's inequality).
- when .
- Clifford's theorem: for special , .
- Brill-Noether: .
The Jacobian is an abelian variety of dimension . Over : where is the period lattice from integrating holomorphic differentials over cycles. The Torelli theorem states that the pair determines .
- : .
- : (an elliptic curve is its own Jacobian).
- : is an abelian surface. The theta divisor .
- : is 3-dimensional. For non-hyperelliptic , has a unique singular point.
- : the Schottky problem: which abelian 4-folds are Jacobians? (Answer: those satisfying the KP equation.)
Genus change under morphisms
For of degree : , where .
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Double cover of branched at points: . For : ; : .
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Cyclic -fold cover , : .
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Unramified double cover of genus : .
Summary
The genus determines the qualitative behavior of a smooth curve :
Invariants: , , , , , .
Trichotomy:
- : rational, , infinite automorphisms.
- : elliptic, , , group structure.
- : general type, , ample, finite automorphisms, Faltings finiteness over number fields.