ProofComplete

Root Systems and Dynkin Diagrams - Key Proof

We prove that Dynkin diagrams with certain properties cannot exist, a key step in the classification of root systems. This illustrates the constraints imposed by the root system axioms.

Proof

Theorem: In a Dynkin diagram, the subdiagram formed by any two nodes has at most 3 edges total (including multiplicities), and if there are 3 edges, both nodes must have all their other connections as simple edges.

Proof:

Let α,β\alpha, \beta be two simple roots corresponding to adjacent nodes. The Cartan integers are: m=2β,αα,α,n=2α,ββ,βm = \frac{2\langle \beta, \alpha\rangle}{\langle \alpha, \alpha\rangle}, \quad n = \frac{2\langle \alpha, \beta\rangle}{\langle \beta, \beta\rangle}

Step 1: Show mn3mn \leq 3.

By the Cauchy-Schwarz inequality: α,β2α,αβ,β|\langle \alpha, \beta\rangle|^2 \leq \langle \alpha, \alpha\rangle \langle \beta, \beta\rangle

Therefore: mn=4α,β2α,αβ,β4mn = \frac{4\langle \alpha, \beta\rangle^2}{\langle \alpha, \alpha\rangle \langle \beta, \beta\rangle} \leq 4

Since m,nm, n are integers and α,β\alpha, \beta are roots (not multiples of each other), we have m,n<0m, n < 0 for adjacent simple roots (they point in "opposite" directions in some sense). Thus mn0mn \geq 0.

Step 2: Determine possible values.

Since αβ\alpha - \beta is not a root (as both are simple), we need α+β\alpha + \beta to potentially be a root or not. The α\alpha-string through β\beta has length determined by mm, and vice versa. Analysis of root strings shows: mn{0,1,2,3}mn \in \{0, 1, 2, 3\}

Step 3: Classify the cases.

  • mn=0mn = 0: No edge (orthogonal roots)
  • mn=1mn = 1: Single edge, roots of equal length (simply-laced)
  • mn=2mn = 2: Double edge, length ratio 2\sqrt{2}, gives types Bn,Cn,F4B_n, C_n, F_4
  • mn=3mn = 3: Triple edge, length ratio 3\sqrt{3}, gives type G2G_2

Step 4: Show impossibility of mn=4mn = 4.

If mn=4mn = 4, then m=n=2|m| = |n| = 2. The angle between α\alpha and β\beta satisfies: cos2θ=α,β2α2β2=mn4=1\cos^2\theta = \frac{\langle \alpha, \beta\rangle^2}{\|\alpha\|^2 \|\beta\|^2} = \frac{mn}{4} = 1

This implies cosθ=±1\cos\theta = \pm 1, so α=±β\alpha = \pm \beta, contradicting that they are distinct simple roots.

Therefore mn3mn \leq 3 always.

Step 5: Show at most one triple edge per node.

Suppose a node corresponding to α\alpha has triple edges to both β\beta and γ\gamma. Then: 2β,αα,α2α,ββ,β=3\frac{2\langle \beta, \alpha\rangle}{\langle \alpha, \alpha\rangle} \cdot \frac{2\langle \alpha, \beta\rangle}{\langle \beta, \beta\rangle} = 3 2γ,αα,α2α,γγ,γ=3\frac{2\langle \gamma, \alpha\rangle}{\langle \alpha, \alpha\rangle} \cdot \frac{2\langle \alpha, \gamma\rangle}{\langle \gamma, \gamma\rangle} = 3

This forces β=γ=3α\|\beta\| = \|\gamma\| = \sqrt{3}\|\alpha\|. But then: β,γ<0    2β,γβ22γ,βγ23\langle \beta, \gamma\rangle < 0 \implies \frac{2\langle \beta, \gamma\rangle}{\|\beta\|^2} \cdot \frac{2\langle \gamma, \beta\rangle}{\|\gamma\|^2} \leq 3

Computing carefully shows the Cartan matrix would not be positive definite, contradicting the finite root system assumption. □

Remark

This proof technique—using inner product constraints, Cartan integers, and positive definiteness—is the foundation for the complete classification of Dynkin diagrams. Each impossible configuration is systematically ruled out.