ConceptComplete

Dehn Surgery and 3-Manifold Invariants

Dehn surgery constructs 3-manifolds by removing a tubular neighborhood of a knot and regluing it differently. This operation connects knot theory to the topology of 3-manifolds: every closed orientable 3-manifold arises from surgery on a link in S3S^3, making knot invariants fundamental to 3-manifold topology.


Dehn Surgery

Definition6.7Dehn Surgery

Given a knot KS3K \subset S^3 and a rational number p/qQ{}p/q \in \mathbb{Q}\cup\{\infty\} (the surgery coefficient), the Dehn surgery Sp/q3(K)S^3_{p/q}(K) is constructed as follows: (1) Remove the tubular neighborhood N(K)N(K) to get the knot exterior EK=S3N˚(K)E_K = S^3\setminus\mathring{N}(K), whose boundary is a torus T2T^2. (2) Reglue a solid torus D2×S1D^2\times S^1 by a homeomorphism ϕ:(D2×S1)EK\phi: \partial(D^2\times S^1) \to \partial E_K that sends the meridian D2×{}\partial D^2 \times\{*\} to the curve pμ+qλp\mu + q\lambda on EK\partial E_K. The result is a closed 3-manifold. The case p/q=p/q = \infty (or 1/01/0) recovers S3S^3.

ExampleSurgery on the Unknot and Trefoil

Unknot surgeries: Sp/q3(U)S^3_{p/q}(U) is the lens space L(p,q)L(p,q). Special cases: S03(U)=S2×S1S^3_0(U) = S^2\times S^1, S13(U)=S3S^3_1(U) = S^3, S13(U)=S3S^3_{-1}(U) = S^3. Trefoil surgeries: S+13(31)=S^3_{+1}(3_1) = the Poincare homology sphere Σ(2,3,5)\Sigma(2,3,5) (the unique 3-manifold with π1\pi_1 being the binary icosahedral group of order 120 and H1=0H_1 = 0). Figure-eight: S03(41)S^3_0(4_1) has a hyperbolic structure (Thurston).


The Lickorish-Wallace Theorem

Definition6.8Lickorish-Wallace Theorem

(Lickorish-Wallace Theorem) Every closed, connected, orientable 3-manifold can be obtained by integer Dehn surgery on a framed link LS3L \subset S^3. That is, for any such manifold MM, there exists a link L=K1KnL = K_1\cup\cdots\cup K_n and integers p1,,pnp_1,\ldots,p_n such that M=Sp13(K1)M = S^3_{p_1}(K_1)\cup\cdots (simultaneous surgery). Moreover, the surgery link can be chosen to be a framed link of unknotted components (Lickorish's strengthening), requiring at most 3g3g components where gg is the Heegaard genus of MM.

Example3-Manifolds from Surgery

RP3\mathbb{RP}^3: Surgery on the unknot with coefficient 22, i.e., L(2,1)=RP3L(2,1) = \mathbb{RP}^3. S2×S1S^2\times S^1: 00-surgery on the unknot. Seifert fibered spaces: Surgery on torus links with appropriate framings. Hyperbolic manifolds: Most surgeries on hyperbolic knots yield hyperbolic manifolds (Thurston's hyperbolic Dehn surgery theorem), with only finitely many exceptional slopes.


Surgery and the Knot Group

Definition6.9Fundamental Group Under Surgery

The fundamental group of Sp/q3(K)S^3_{p/q}(K) is obtained from the knot group by adding one relation: π1(Sp/q3(K))=πK/μpλqN\pi_1(S^3_{p/q}(K)) = \pi_K / \langle\mu^p\lambda^q\rangle^N where μpλqN\langle\mu^p\lambda^q\rangle^N denotes the normal closure. Integer surgery (q=1q = 1): π1(Sp3(K))=πK/μpλN\pi_1(S^3_p(K)) = \pi_K/\langle\mu^p\lambda\rangle^N. For the unknot: π1(L(p,1))=Z/p=Zp\pi_1(L(p,1)) = \mathbb{Z}/\langle p\rangle = \mathbb{Z}_p. The first homology H1(Sp/q3(K))=π1ab=Z/pZH_1(S^3_{p/q}(K)) = \pi_1^{\mathrm{ab}} = \mathbb{Z}/p\mathbb{Z} for p0p \neq 0 (independent of the knot for q=1q = 1).

RemarkKirby Calculus and Invariants

Two surgery presentations of the same 3-manifold are related by Kirby moves: (K1) adding/removing an unknotted component with framing ±1\pm 1, and (K2) sliding one component over another. This is the surgery analog of Markov's theorem for braids. A function on surgery presentations invariant under Kirby moves defines a 3-manifold invariant. The Witten-Reshetikhin-Turaev (WRT) invariants arise this way: evaluate the colored Jones polynomial of the surgery link, sum over colorings with specific weights, and normalize. This connects quantum knot invariants to 3-manifold topology via Chern-Simons gauge theory.